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  Epigenetic Principles of Evolution         Introductory Notes
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14

 

 ORIGINS  OF  EVOLUTIONARY  NOVELTY

 

We now understand that animal form is not so much a matter of the genes an animal has, but how they’re used during the process of development, of going from a single egg to the complete mature animal, the building of all of its body parts. So these genes are used in every animal, but the choreography is what differs. And it’s that different choreography between species that accounts for the endless forms of animals.          

                                                                                          S. Carroll

 

Apparently, most of evolutionary changes and phenotypic diversity in the animal kingdom result from modification of pre-existing traits. A large body of evidence, part of which will be reviewed in this chapter, indicates that evolutionary modification of animal phenotype is brought about by specific changes in developmental pathways. In a substantial number of cases it is demonstrated that signals for modifying developmental pathways originate in the central nervous system. Observational evidence on the occurrence of many evolutionary changes in nature, as well as evidence from induced evolutionary changes in experiments, shows that such changes occur within time frames that rule out  gradual evolution via accumulation of favorable mutations as a possible explanation. Such evolutionary changes, often of tremendous phenotypic magnitude, are not related to any specific changes in genes or gene regulatoy networks (GRNs), which functionally remain highly conserved across species and higher taxa. The fact that epigenetic manipulation of developmental pathways during ontogeny leads to development of alternative phenotypes, or even new phenotypes, also indicates that evolutionary changes in phenotype and the underlying developmental mechanisms are of epigenetic origin.

 

The Epigenetic Hypothesis of Evolution and its Predictions

By any objective consideration, the modern neoDarwinian theory has not succeeded in its long attempt to account for the mechanism of the emergence of the evolutionary change.

In Neural Control of Development (2004) I put forward an alternative epigenetic theory of heredity of metazoans. Almost all predictions of that theory have been validated and substantiated by adequate evidence presented in the first part of this book (chapters 1-7).

Substantial research I made on relevant observational and experimental evidence of evolutionary change, encouraged me to extend and apply the epigenetic theory of heredity in developing an epigenetic hypothesis of metazoan evolution.

Metazoan evolution is the observable result of changes occurring over time in the phenotype of animals. The elementary unit of the evolution of metazoans is the evolutionary change, which comprises both heritable genetic (gene mutations) changes at the molecular level, i.e. in proteins, and heritable epigenetic changes in the morphology, behavior and life history of animals.

My hypothesis of the epigenetic mechanism of evolution of metazoans is the following:

Evolution of metazoan morphology, behavior and life history, is result of heritable epigenetic changes in developmental pathways.

These epigenetic changes are essentially different from genetic changes (gene mutations) in an essential aspect. Genetic changes unavoidably and randomly arise from errors occurring in the process of DNA replication. In contrast, epigenetic changes in developmental pathways are anything but random. They arise as solutions to the problems of adaptation of the organism to the changed environment. These solutions result from the computational activity of neural circuits that perform the processing of the external/internal stimuli. This is suggested by two general facts:

Firstly, in distinction from gene mutations, which arise spontaneously and at a constant rate independently of the changes in environment, epigenetically determined changes (intragenerational developmental plasticity, transgenerational developmental plasticity, and evolutionary changes) depend on the environmental stimuli or cues. In distinction from gene mutations these changes are not rare events affecting isolated individuals in populations but, depending on the intensity  and nature of the stimuli, they may  simultaneously affect many, most or even all individuals in a population.

Secondly, epigenetic changes in developmental pathways are result of epigenetic changes in the nature of neural signals that activate developmental pathways or in the spatio-temporal pattern of secretion of the neural signals.

Thirdly, and in clear distinction from gene mutations that are mostly deleterious, epigenetic changes, as a rule, are adaptive.

In anticipation of the criticism on possible teleological implications of the concept I will remind the reader that it excludes any teleological agent in the meaning that while it is product of  neural computation it has nothing to do with the consciousness for it is a textbook knowledge that  most of neural computation is not related to consciousness.

The main predictions of the epigenetic theory of evolution developed in this work are:

1. Evolutionary changes in phenotype arise during the individual development as a result of epigenetic changes in developmental pathways occurring without, or independently of, changes in genes,

2. Evolutionary loss of phenotypic traits is epigenetically determined, and occurs without loss of genes.

3. Evolution of animal phenotype (morphology, physiology, behavior and life histories) is reversible.

4. Reversion to ancestral phenotypes is epigenetically determined and is not rerlated to reversion of any lost gene.

5. Sympatric speciation is possible because reproductive isolation can prezygotically evolve by neuro-cognitive mechanisms without geographic isolation of populations.

6. Metazoan speciation is an epigenetic phenomenon that takes place independently of the evolution of genes. Hence,

7. No correlation exists between the evolution and number of genes and the degree of complexity of metazoans.

The remaining part (chapters 14-20) of this book is devoted to verification and substantiation of  the above predictions of this epigenetic hypothesis of evolution.

The traditional taxonomic classification, determination of nodes in cladograms and cladogenesis in general, whose study has contributed so much to establishing relationships between taxa and elucidating patterns of evolution, is out of the scope of this work. My causal inquiry will overextend at the expense of these descriptive aspects of metazoan evolution. I will focus on the mechanisms of evolutionary change of morphological, behavioral and life history traits involving no changes in genes by tracing back the development of these traits as they occur in the course of ontogeny, from the early individual development to adulthood.

To the extent that the present knowledge allows it, I will consider  the evolution of metazoan morphology, behavior, and life histories in concrete examples, focusing on the changes in developmental mechanisms that made these changes possible. Description of examples of the phenotypic evolution will be followed by brief  explanations of the identified or presumptive mechanisms that induced the evolutionary changes.

There is no alternate way for an evolutionary change in metazoan morphology, behavior, or life history to arise but through a specific change in a developmental pathway. Hence, what controls changes in developmental pathways in metazoans also controls their evolution. Activation of a new/modified developmental pathways, in absence changes in genes, implies generation and utilization of new, epigenetic information. Epigenetic information enables metazans that with the same genes to evolve widely different morphologies.

For enabling the reader to himself assess the explanatory power of the neoDarwinian and epigenetic paradigms, I will use a comparative approach: the neoDarwinian rationalization of the evolutionary change will be followed by an epigenetic interpretation of the concrete examples of evolutionary change.

I will devote this chapter (chapter 14) to mechanisms of modification of existing structures, and chapters 15, 16, and 17 - to the loss/vestigialization of structures, evolutionary reversions, and the morphological novelties determined by the  neural crest, respectively.

 

The Nature of the Evolutionary Change  

 

An ideal world of a stable, unchanging environment would allow metazoans to almost perfectly adapt to the environment and establish a quasi-permanent equilibrium with it. However, our planet, far from a static entity, is a dynamical, ever-changing system. Hence, evolutionary pressure for evolving not only  intragenerational phenotypic plasticity but also inherited adaptations to changing conditions of living would have risen as soon as living systems emerged. Inherited phenotypic adaptations are known as evolutionary changes.

For a long time biologists have focused on the process of selection of evolutionary changes rather than on their origin and the mechanisms determining their emergence. Natural selection acts on, and even exists for the sake of, evolutionary changes. No selection will occur before the evolutionary change arises. In the beginning there is evolutionary change. Selection follows it:

 

All novel adaptive phenotypes must originate before they can be molded by selection, and they need not be altered under selection to be adaptive. (West-Eberhard, 2003b1)

 

The nature and origin of evolutionary changes in animal morphology never became the central object of the evolutionary inquiry and for a long time remained an almost terra incognita of evolutionary biology. The fact that the science of biology for such a long time focused on selection rather than on generation of evolutionary changes that have to be selected is anything but surprising. Only in the last few decades the substantial breakthroughs have been made in the molecular mechanisms of individual development, the ontogeny at a deep causal level, where all the evolutionary changes originate.

In their perpetual effort to heritably adapt to the changing environment, metazoans evolved numerous novelties [sensu West-Eberhard, “a trait that is new in composition or context of expression relative to established ancestral traits” (West-Eberhard, 2003f)] and modifications of their parts, traits and organs. Most of the new evolutionary adaptations arose in the form of modifications of existing structures. The prevailing opinion in the 20th century biology has been that the majority of new adaptations involve “an already present feature” (Bock and Wahlert, 1998). The idea that most evolutionary novelties are modified versions of older structures (Campbell et al., 1999), still remains almost unchallenged. De novo adaptations are relatively rare phenomena in the living world.

By early 80es, Rudolf Raff and Thomas Kaufman expressed the revolutionary idea that evolution by DNA mutations “is largely uncoupled from morphological evolution” (Raff and Kaufman, 1983). Indeed, no example has ever been presented of a gene mutation leading to an adaptive novelty in metazoans and adequate solid evidence on adaptive evolutionary changes in existing structures of animals shows that they involve no changes in genes or genetic information (Matsuda 1987, West-Eberhard, 1989, 2003; Cabej, 1999a,b,c, 2001, 2004; Newman and Müller, 2000, etc. ), although gene mutations unavoidably occur and are selected over time. But if there is no genetic information involved in the emergence of evolutionary novelties, then the only remaining alternative is to assume that some form of epigenetic information (in the broad meaning of the word) is responsible for that change.

In the first part of this work I have presented adequate empirical evidence that the signals for  activating developmental pathways determining the normal development of animal tissues, organs, and morphology in general come from the central nervous system. In chapter 11 it was argued that intragenerational discrete changes in animal morphology, physiology, behavior, and life history also involve no changes in genes or genetic information but result from signal cascades starting in the nervous system in response to specific external/internal stimuli. The epigenetic information, generated by processing these stimuli in neural circuits, flows from the nervous system to the target organs/parts of the organism via specific signal cascades. In that same chapter I have also presented adequate observational and experimental evidence that inherited changes in morphology, i.e., transgenerational developmental plasticity, which, in principle, is indistinguishable from evolutionary changes, appear in the offspring of individuals that have experienced specific environmental (physical, chemical or social) stimuli and involve no changes in genes. These transgenerational changes as well are induced by signal cascades starting in the CNS in adaptive responses to external stimuli. In all the considered cases of transgenerational developmental plasticity, the CNS functions as generator of the de novo epigenetic information necessary for inducing inherited phenotypic changes.  

 

 

Interactions Organism-Environment in Evolution: the Causal Relationship

 

Reacting to external forces, agents or conditions is a universal property of all the material systems. These reactions are commonly considered to be effects of external factors on these systems. Effects of external agents on the anorganic system can be predicted by the properties of the agents.

Unlike anorganic sytems, the effect of an environmental agent or stimulus on a metazoan system cannot be predicted from the nature or quantity of external agents or stimuli: metazoan organisms of different species, often of the same species, can respond to the same environmental stimulus in different and sometimes opposite ways. This suggests that it is something intrinsic to the living metazoan that determines the phenotypic result. Metazoan systems react to external stimuli adaptively, surely unconsciously, but “to the best of their interest”.

To emphasize this essential distinction, let’s say that anorganic systems react to external forces and agents, whereas metazoans respond, i.e. react adaptively to external influences.

The adaptive response to external stimuli is a novel, essential and unique feature of living systems in general, unknown in anorganic systems. It tends to counteract, avoid, overcome, or compensate for, the harmful effects of the action of external agents. The considerable degree of the free will that metazoans, and living systems in general, exhibit in their adaptive reactions to environmental influences is the reason why their responses cannot be predicted by the nature or the intensity of the external influences.

For at least two centuries the causal basis of evolution has been a major topic of theoretical biology. While the role of environment in evolution has been recognized from all the parties involved in the debate, disagreements have always arisen, and still are, on the issue of the relative role of organisms and the environment in metazoan evolution. All the different views on the issue may roughly be grouped in two opposing classes. On the one hand, there is a school of thought holding that the environment is the driving force of the evolutionary change in living systems, and on the other, those believing that it is the living system itself, its inherent properties, that determine the evolutionary change, its nature and extent, with the environmental factors representing conditions that may favor or not the evolutionary change.

The issue is fundamentally related with the problem of causation in biology. The concept of the final cause (causa finalis from Latin causa - cause and finis – purpose) was introduced by Aristotle (384-322 BC) in conformity with his idea of the rule of order and finality in nature. He believed that the aim of biological studies is

 

not merely to discover facts (that things are so), but reveal causes (how and why they are so), and in particular reveal the final causes and the absence of chance in the works of nature. (Lloyd, 1999c)

 

Aristotle believed that causa finalis, the “end” of the change could be found within the end-product of the goal-oriented action of the causa finalis (Lloyd, 1999b) and that “natural objects have their “ends” within themselves” (Lloyd, 1999b). For Aristotle the purpose and cause of things is in things themselves. Accordingly, the end of the evolutionary change is the organism itself.

Here I will use the concept of the “end” of the evolutionary change in the teleonomical sense introduced by Mayr:

 

There is no conflict between causality and teleonomy, but that scientific biology has not found any evidence that would support teleology in the sense of various vitalistic or finalistic theories. (Mayr, 1961)

 

Aristotle’s concept implies that intrinsic, not external, causes determine the change. Darwin introduced the idea of the end of evolution as a product of natural selection, but even he was skeptical of the idea that it is the environment alone that determines evolutionary changes:

 

Naturalists continually refer to external conditions, such as climate, food, &c., as the only possible cause of variation. In one very limited sense, as we shall hereafter see, this may be true; but it is preposterous to attribute to mere external conditions, the structure, for instance, of the woodpecker, with its feet, tail, beak, and tongue, so admirably adapted to catch insects under the bark of trees. (Darwin, 1859a)

 

An important implication of the Aristotelian concept of causae finales is that if the study of the developmental mechanism of formation of a new phenotypic trait would lead to a complete knowledge of that mechanism it would automatically reveal the causa finalis. Numerous examples on the developmental plasticity reviewed by West Eberhard (2003) and others, as well as additional examples to be presented in this work, especially several cases of transgenerational (evolutionary) developmental plasticity, seem to prove that causa finalis is not an external cause but an information-generating process taking place within the animal organism:

 

The self-organized ontogenesis of brain structures constitutes a natural language, and all evolution had to do is use this language to write the particular text that defines us. (von der Malsburg, 2002b)

 

In his attempt to apply Aristotelian principles of proximal and final (ultimate) causes to the neoDarwinian doctrine, by 60es of the 20th century Ernst Mayr came to the conclusion that the causal chains of any evolutionary change start in the distant past in the natural selection, which shaped all the genetic programs, whose change makes evolution of living beings possible.

Identification of causae finales in biology makes sense as far as they are helpful to understanding the underlying mechanisms of evolutionary change but not more. Natural selection has always been used, even by Darwin himself (see  Introduction of this work), ambiguously, sometimes implying the cause and sometimes the effect of the evolutionary change. In dealing with the problem of the causation and natural selection in evolution, however, it is necessary to avoid the ambiguity.

If natural selection will be conceived as a result of the struggle for life, of differential reproductive success, or as a result of the organism-environment interaction in a broad meaning of the word, by definition it cannot be a  cause, let alone the causa finalis. If we, after Mayr, will identify the causa finalis with the principle of natural selection, conceived as a cause, a principle which is external to the living organism, we would hardly add anything to our modest knowledge on the mechanisms of evolutionary change and to the Darwinian principle of natural selection. Any attempt to reconstruct the causal chain (the numerous untraceable steps of the action of natural selection over generations on the structure and functions of animals) of the evolutionary change is doomed to failure.

However, Mayr implies that the action of natural selection as a causal agent is materialized in the structure and functions of the animal. If this interpretation is correct, if the structure of metazoans embodies causes that acted on metazoans in the past, then developmental mechanisms that determine formation of these structures during the ontogeny may give us crucial clues on the mechanisms of evolutionary changes that occurred in the course of phylogeny. Hence, the study of developmental mechanisms could lead to identification of mechanisms that determined particular evolutionary changes, which beclouded in the evolutionary past, would otherwise be unidentifiable.

In any case, natural selection is a means for preserving the “useful” and eliminating the disadvantageous inherited changes. It determines the survival or extinction of a species but it tells nothing about the deeper cause, about “why” and  “how” the internally determined evolutionary change emerges. And the real problem in biology is why and how evolutionary changes are produced rather than how the changes are accumulated or eliminated under the action of natural selection. Each evolutionary change has its own specific causa finalis in the specific mechanisms, in developmental pathways that bring the change about during the ontogeny.

Using natural selection as an off the shelf answer for explaining any particular evolutionary change adds nothing to our still limited knowledge on the cause and mechanisms of evolution. Natural selection is not, and cannot be, a substitute for empirical identification of the mechanisms of evolutionary change. Restriction of the scientific inquiry to the action of natural selection, would prevent investigation of the underlying causes of the evolutionary changes, of the “raw material” on which natural selection has to act.

It is commonplace in modern biology to speak, sometimes in a Lyssenkoan style, of environmental stimuli (changes in photoperiod, temperature, humidity, social environment, intraspecific and interspecific competition, etc.) as being in “control” of, or even “regulating”, various functions of the organism. This concept implies recognition of the metazoan organism as a passive entity, destined to “obey” “instructions” from external agents. It implies that the environment is in possession, and capable of transmitting to metazoan organisms, of information on the morphological changes they have to accomplish in order to adapt to current changes in the environment. It is not difficult to show that metazoans are neither “regulated” nor “controlled” by environmental stimuli, by the environment in general. It is easy to prove the opposite, i.e. that metazoan organisms are not “changed by external environment” but rather they respond to changes in the environment, most of time adaptively and antientropically, by changing their behavior, physiology, and morphology at both the developmental and evolutionary levels. It is the living organism that generates these changes and it generates these changes epigenetically, not involving changes in genes; not only because changes in genes are inappropriate for inducing adaptive changes in morphology, behavior, and life history but “useful mutations” are extremely rare to help the survival of metazoans in times of survival emergency related to drastic changes in the environment.

In distinction from gene mutations, epigenetic changes are not random changes, but are adaptive responses to the changed environment. Solid evidence from nature and from experiments shows that living organisms are able to change, sometimes suddenly, developmental pathways and produce adaptive changes without changes in genes.

From the neoDarwinian point of view ultimate causes of evolutionary change have been selective processes that occurred in the past.

 

Where, then, is it legitimate to speak of purpose and purposiveness in nature, and where it is not? To this question we can now give a firm and unambiguous answer. An individual who – to use the language of the computer – has been “programmed” can act purposefully. Historical processes, however, cannot act purposefully. A bird that starts its migration, an insect that selects its host plant, an animal that avoids a predator, a male that displays to a female – they all act purposefully because they have been programmed to do so. (Mayr, 1961)

 

In relation to the cause of bird migration he adds:

 

The lack of food during the winter and the genetic disposition of the bird, are the ultimate causes. These are causes that have a history and that have been incorporated into the system through many thousands of generations of natural selection. It is evident that the functional biologist would be concerned with analysis of proximate causes, while the evolutionary biologist would be concerned with analysis of ultimate causes. (Mayr, 1961).

 

Migration of birds, like migration of all metazoans, invertebrate and vertebrate species, is an innate behavior. Now, almost half a century since Mayr’s publication we know that, while one or many genes are involved in expression of behaviors, all the attempts to prove that specific gene(s) may be responsible (i.e. both necessary and sufficient) for  any behavior have failed (see Animal Behavior is not Determined by Genes in chapter 9). Hence, the neoDarwinian point of view on accumulation of  “useful mutations” in the DNA that leads to new programs and characters is still far from being proven. To the contrary, adequate empirical evidence from the field of developmental plasticity, especially transgenerational plasticity, shows that changes in developmental pathways/programs often occur within one, two or several generations and affect all the individuals of a population, a fact that excludes gene mutations, existing genetic variability and the related action of natural selection in the evolution of developmental programs. Adequate empirical evidence also shows that changes in genes and accumulation of “useful gene mutations” have not been necessary for evolution of characters and speciation in metazoans.

In the case of migrating birds, environmental stimuli per se provide instructions neither for starting migration nor for the course the birds have to follow during the flight to the migration site. It is the hypothalamic clock that determines the timing of migration based on the environmental cues (which represent only environmental data from which the hypothalamus generates the information for timing the migration) and are other neural circuits that determine the position of the bird during the flight and the itinerary based on the processing of other sensory cues (visual, acoustic, geomagnetic, etc) and turn these cues into instructions (=information) for  staying- or correcting the course of migration. Thus, the causa finalis of the bird migration is in the processing activity of migration neural circuits, activation of identified complex neural circuits in the birds’ brain (Beason, 2005) rather than any imaginary accumulation of “useful gene mutations” and their selection over generations.

As for the proposition that the causa finales may be embodied in the genetic programs that living beings have acquired during their evolution, one should be reminded that all attempts to prove the existence of genetic programs have failed. Nevertheless, for the sake of argument, let’s suppose that the genome represents the “genetic program”. If this would indeed be the case, then it would be expected that somatic cells, which contain the genome, the full set of species-specific genes, would be able to develop into an adult organism of their kind. As we all know, somatic cells fail to do so and only the zygote (and the egg cell in parthenogenetic metazoans), which contains the same set of genes, succeed in developing into an adult organism. This fact  proves two things:

First, that the zygote and the egg cell of parthenogenetic organisms contains a developmental program that enables it to enter the process of individual development, and

Second, that the genome contains no “genetic program” for individual development.

Indeed, for more than three decades we know that the program determining the development of the egg/zygote during the early stage of embryonic development is an epigenetic program, consisting of mRNAs, proteins, hormones, neurotransmitters, nutrients, etc., arranged in the eggcell/zygote in a strictly determined spatial order. The lack of this epigenetic program in somatic cells, which have all the genetic material the egg/zygote is in possession of, is the reason why somatic cells fail to enter the individual development and develop into an adult organism. With the benefit of the knowledge accumulated in about half a century since Mayr’s publication, we know that all behaviors such as migration of birds, considered to be purposeful are determined not by DNA, by any gene or any “genetic program”, but by information generated by a non-genetic, computational integration and processing of internal/external stimuli in neural circuits in the central nervous system (see sections Neural Mechanisms of Metazoan Migration and Light-dependent Magnetic Orientation, chapter 14).

In anticipation of the neoDarwinian counterargument that the activity of the neural circuits themselves is determined by genes and undemonstrated and undemonstrable “genetic programs”, recall that the properties of neural circuits, and behaviors they determine, can and do change not only in the course of evolution but even within the life of an individual, without changes in genes.

By definition, natural selection is the second stage in the process of the evolutionary change: the inherited, evolutionarily relevant change has to occur (by changing a developmental pathway or by a gene mutation) before the natural selection can act on it. It does not exists for its own sake but for the sake of the evolutionary change. There can be no selection without change: in the beginning there is the change.

The change in the developmental pathways precedes the action of natural selection and the generation of the evolutionary change is the first event of the causal chain. The ultimate cause in a causal chain is the first link in the chain, which is the emergence of the evolutionary change not the ensuing selection of the change. Natural selection, although necessary, is always a post factum process in relation to the emergence of the evolutionary change. Hence, it is logically inaccurate to believe that “many thousands of generations of natural selection” have been the causa finalis of actual phenotypes in metazoans; the inherited change is.

But any evolutionary change at a supracellular level is always manifestation of a corresponding change in the developmental pathway that takes place during ontogeny. This suggests that the study of the ontogeny of the extant organisms can give us important clues on the ultimate causes that might have acted long before in the course of the species phylogeny. For, as a rule, the developmental pathway that brought about the evolutionary change is still present and operational in the ontogeny of bearers of the evolutionary change, i.e., as long as evolutionary change is maintained.

NeoDarwinians neglect the fact that the evolutionary change that took place in the course of evolution would not exist if the developmental process that brought it about would not still be operational in the individual development of the bearer of the change. They miss the crucial fact that in the the structure and function of metazoans, as well as living systems in general, in distinction from anorganic systems, is inscribed the evolutionary history. Hence, in modern species and individuals, the ultimate cause, the evolutionary change in the developmental pathway, which preceded the natural selection, is still active in the ontogeny of each individual as long as these individuals express the evolved character.

The species ontogeny, thus, is a chronicle of the evolutionary history, often written in undeciphrable epigenetic codes. It may be argued, however, that the present ontogeny may not exactly reflect the original change in the developmental pathway. In a linguistic analogy, identification in the ontogeny of the initial change in the evolution of a structure presents to the biologist the difficulties a linguist encounters in attempts to reconstruct the ancient root of a modern word. Comparative developmental studies give sufficient clues to make that identification possible, just as comparative linguistic in etymological studies does.

Obviously, natural selection is not involved in the emergence of the new/modified developmental pathway. What natural selection can do, in exact terms, is to eliminate carriers of the change if less fit under existing conditions of the environment.

In their interaction with the environment such systems are influenced by the environment and at the same time influence it.

It is easy to prove that causae finales (ultimate causes) and causae efficientes (proximate causes) of material productions of human activity are external to these objects, and lie respectively on the human activity and human intention to produce them. But I find it impossible to believe that causae finales and causae efficientes of living systems are external to these systems (in an environmentally determined selection or any imaginary external force).

A basic two-centuries old question still is waiting for an unambiguous answer: Is the change in environment that adapts the organism or is the organism that tends to adapt itself to the changed environment? Is the organism a passive entity in the process of adaptation or is it actively acting to accommodate its structure, function, behavior and life history to the changing environment? After all, essential for the evolution of new adaptation is neither the source of matter nor the energy but the source of information. Is the source of information necessary for adapting the animal phenotype within the organism or is it external to the organism?

NeoDarwinian concepts of natural selection fail to plausibly explain the causal basis of evolutionary change. The  concept of natural selection as an external agent of evolution implies that. the cause of the evolutionary change is not in the living system, but outside it, in its environment. But, to attempt to find outside the living systems, the cause of what has taken place within these systems during the evolution, implies denying these systems what is one of their basic properties, the ability to adaptively respond to changes in the environment.

As pointed out earlier, the concept of natural selection as a result of the interaction of living beings with their environment, by definition is is excluded as a potential cause of evolutionary change and evolution in generally.

Vast empirical evidence (part of which is included in this work) shows that living organisms, in sharp contrast with anorganic systems, not simply react but adaptively respond to environmental agents that disturb their homeostasis, by adaptively changing their behavior, physiology, morphology, and life histories. These responses are teleonomic responses (sensu Mayr) enabled by the existence in living systems of control systems (see chapter 1) that actively act to restore the normal function and structure when they are disturbed by adverse actions of environmental agents. Living systems are actively adapting machines rather than passive receivers of external influences.

Adaptive responses are manifestations of the causal basis of evolution, of the ultimate cause, of an intrinsic drive, which intends to restore the disturbed homeostasis, by counteracting, resisting or avoiding harmful effects of the changes in environment. The causa finalis, this intrinsic (teleonomical, not teleological) purpose is actualized via the adaptability and evolvability, i.e. their ability of living systems to change their behavior, morphology and function in order to resist or avoid destabilizing effects of the changed environment. The causa finalis and adaptation are realized and embodied in the end-product of evolution, in the adaptively changed animal structure.

Crucial in evolving new characters in biological systems is not the matter or the energy, rather than the source of information, “instructions”, on how to produce the evolutionary change. Any evolutionary change requires and implies change (acquisition, but sometimes loss) in the informational content of the system. Hence, the final cause is to be identified with the source of information for the evolutionary change. Is the environment in possession of that information, and can it provide metazoans with specific information to adaptively change their behavior, morphology or physiology? The answer is clearly no. Metazoans are themselves able to generate and use the information necessary for erecting and evolving their structure.

What is the source of information in the case of incipient species where individuals and/or populations inhabiting the same niche suddenly are reproductively isolated from the rest of populations that are in possession of the same genome, or in a neoDarwinian term, the same “genetic program”? Certainly differences of some kind exist between the two groups of individuals that preferentially mate individuals within their own group, but the differences are not genetic (both groups or populations are in possession of the same genotype) and not related to the action of natural selection (see chapter 19 Epigenetics of Sympatric Speciation). Differences in mating preferences that lead to the reproductive isolation of two populations of the same genotype in sympatry indicate that the cause of the differences and of the resulting process of speciation is not genetic. We know what is the difference between the two sympatrically isolated populations (=incipient species); we know the neural basis of mate preferences and mating biases  determining group- or species-specific mating behavior; we know that the differences involve no changes in genes, that they are epigenetic differences related to sudden changes in properties of neural circuits, determining mating preferences (see Neural-cognitive Mechanisms of Sympatric Reproductive Isolation, etc. in chapter 19). 

The neoDarwinian distinction between the so-called “functional biology” (developmental biology) and “causal biology” (evolutionary biology), with the first answering the question how and the latter the question why, is artificial and erroneous. That distinction is based on the wrong premise that causa finalis (ultimate cause) of evolutionary changes is in the environment and natural selection (See earlier in this section). The artificial separation of biology into causal and functional has played a negative heuristic role. As  M.J. West-Eberhard has pointed out:

 

The answer to “why” an organism is, or behaves in a certain way can be answered either in terms of mechanisms (proximate causes) or in terms of selection and evolution (termed “ultimate causes” by Mayr, 1961). This distinction is designed to prevent confusion between levels of explanation in biology. But it was an easy step from this important point to the idea that the mechanisms of development have nothing directly to do with evolution or that they are the focus of a different research approach, one not primarily concerned with evolution and justifiably left aside by those primarily interested in selection and adaptation. (West-Eberhard, 2003a)

 

In fact, there is no other discipline in biology where both the “hows” and “whys” of biological processes unfold so clearly as in developmental biology. The study of individual development could provide answers to many fundamental hows and whys of biological phenomena. There is no other way to understand how a structure develops, but by identifying the developmental mechanism that leads to the development of that structure, and there is no other way to understand why that structure develops, but by identifying the function it performs.

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Behavioral Prelude of Evolutionary Modifications of Animal Phenotype

 

As a rule, any evolutionary change triggered by drastic changes in environment, whether it is a modification, a loss of a feature, a reversal to an ancestral feature or a de novo morphology begins with an adaptive change in the behavior of animals. This is related to the fact that behavior is the most plastic of all the phenotypic traits in metazoans. It is the environmentally-imposed change in behavior and the accompanying stress state that sets the stage for the morphological adaptations. According to the “behavior evolves first” hypothesis, all the major morphological changes in evolution are preceded by changes in the behavior of animals, in response to changes in conditions of living. The idea is not new and has been attractive to majority of biologists during the last two centuries. Charles Darwin unambiguously pointed out the role of  behavioral changes in evolution:

 

Habit also has a decided influence, as in the period of flowering with plants when transported from one climate to another. In animals it has a more marked effect; for instance, I find in the domestic duck that the bones of the wing weigh less and the bones of the leg more, in proportion to the whole skeleton, than do the same bones in the wild-duck; and I presume that this change may be safely attributed to the domestic duck flying much less, and walking more, than its wild parent. (Darwin, 1959b)

 

In order to survive in adversely changing environments, animals have to adaptively change their behavior. Adaptive behavioral changes represent extemporaneous responses necessary for their survival but they can also help the species for “buying” the time necessary for evolving corresponding heritable changes in morphology, physiology, and life history.

Normally, under drastically changed conditions of living, animals learn to behave differently, adaptively. The animals’ learning is aided by the fact that in learning new behaviors animals quite often use pre-existing FAPs (fixed action patterns) and motor patternings. This logically raises a problem: is it possible for an animal to be in possession of such an apparently large number of FAPs and motor patternings it might need under different conditions of an ever changing environment? The difficulty is obvious but not as unsurmontable as it looks at first sight if one would bear in mind that:

Firstly, the survival in a severely changed environment does not necessarily require a perfect behavioral adaptation from the beginning; once the changed behavior makes the survival possible, perfection of the behavior may come later.

Secondly, radical changes in environment imply contrasting conditions of living, such as, e.g., aquatic-terrestrial environment, cold-warm weather, low-high degree of illumination, abundance-scarcity of food, presence-absence of predators, herbivorous-carnivorous diet, etc., which are not as numerous as their intermediate states would be. Reiterating, even imperfect behavioral adaptation to those alternative states  may enable the organism to survive, with perfection coming later.

Thirdly, there is evidence that often the same circuitry for a FAP or motor pattern can be modified to serve more than a single “purpose”, without changes in genes. So, e.g., in lampreys the same central motor program for a basic undulatory pattern is modulated to perform different forms of locomotion such as swimming, burrowing, and crawling. It is also experimentally demonstrated that the same neuronal circuit may produce different behavior patterns in response to application of different stimuli or hormones.

Fourthly, animals can adaptively modify their behavior by switching to new patterns of connections between the same neurons as it occurs with neurons that control lobster’s eating and digestion.

Fifthly, there is experimental evidence showing that the neural elements and connections for performing an ancestral behavior are conserved even in cases when the species has lost the specific part or organ used to perform the behavior.

From this common stage of behavioral adaptations to the drastically changed conditions of living starts the divergence of causal chains leading to four different evolutionary results, namely modification of existing phenotypes, loss of phenotypic traits, reversal of ancestral phenotypes and evolution of de novo phenotypes.

 

Epigenetic Determination of Modifications of Existing Phenotypes

 

Any animal structure has evolved for performing some function, which is the ultimate cause of the evolution of the structure. Under changed environmental conditions, sometimes metazoans may use the same organ for performing a behavior that is different from its original function: it is likely that the first fish species that ventured to explore the terra firma might have used its fins to support and carry its body weight for locomotion on dry land. There is reason to believe that a switch from the innate swimming behavior to a “learned” shambling, which was facilitated by the existence in the fish brain of a highy plastic neural circuit for different forms of locomotion, including crawling, enabled the early aquatic gambler to survive until its fins could evolve into true walking limbs. In all likelihood, the “learned” shambling preceded and facilitated the evolution of tetrapod limbs from swimming fins.

Arguably, new behaviors precede evolutionary modifications and if the behavioral adaptation is indeed the first step in the process of evolution suggests that evolutionary changes start with a neural mechanism. How these neural mechanisms of behavioral adaptation to the changed environment are related to the ensuing specific evolutionary changes in morphology still represents one of the great enigmas of modern biology. Difficult as an understanding of that relationship is, it must be pointed out that examples of neural determination of morphology and even of evolution of morphology and other phenotypic characters are not lacking.

As mentioned earlier, it is generally believed that most of evolutionary innovations arise by modification of existing structures and probably represent the most widespread mode of evolution of morphology in metazoans. De novo structures that are not homologous to any structure in ancestral species are rare events in metazoan evolution. Morphological novelties result from adaptive changes in developmental programs rather than gradual accumulation of useful gene mutations. At a large evolutionary scale this is monumentally manifested in the “Cambrian explosion”: about 540 million years ago, in the space of only several million years, an incredibly rapid evolution and diversification of the animal world occurred, with the appearance of ~100 phyla, including all of ~ 30 modern phyla, characterized by distinct major body plans (Baupläne). Abundant paleontological evidence also suggests that often new taxa appear so suddenly that cannot be accounted for by the action of “natural selection” on spontaneously arising useful mutations. Generally, such rapid diversifications could not be predicted by the contemporary neoDarwinian hypotheses of evolutionary gradualism.

The same conclusion can be drawn from observations at a smaller scale, i.e., from processes of speciation events. So, e.g., in ~one thousand years since the introduction of banana plants in Hawaiian islands several new species of moths of the genus Hedylepta, which still feed exclusively on banana plants, have evolved; five new species of cichlid fish evolved from a single original species in the small (three miles by five) lake Nabugabo within ~ 4,000 years since it was formed out of a sand spit at the margin of Lake Victoria in Africa. Here is another impressive example: in the small (half square mile) lake Bermin, West Cameroon, nine endemic species have evolved within a few thousand years. These, and many other similar examples, preclude involvement of any mechanism of gradual evolution via accumulation of “favorable mutations” and geographical isolation in the speciation process (random mating would eliminate most of the extremely rare favorable gene mutations, if they would ever occur, under sympatric conditions).

Numerous cases of polyphenisms, when individuals of the same genotype, in response to specific environmental stimuli, switch to alternative discrete morphologies, demonstrate the ability of animals to change their morphology without changing their genotype in an adaptive response to the changed conditions of life.

Metamorphosis is a widespread phenomenon in the animal kingdom demonstrating that no changes in genes are necessary even for radical morphological changes, affecting Baupläne of different classes of invertebrates and vertebrates. Premetamorphic anuran ampibians develop a fish Bauplan and insects a worm Bauplan before metamorphosing into the Baupläne of their own classes. It is interesting to observe that during the larval stages, these species along the ancestral morphology also display ancestral behaviors related to that morphology, which suggests that basic neural circuits for performing these ancestral  behaviors ( fish and worm behaviors, respectively) are also conserved after the loss of ancestral structures.

Although evolutionary modifications of animal morphology most of the time are triggered by environmental stimuli, the mechanisms that determine modifications, and the source of information necessary for their development, are of intrinsic origin. As argued in chapter 2, the external stimulus provides no information for the morphological change, as it is suggested by the fact that the modification it triggers is not predictable from the nature of the external stimulus: in response to the same environmental stimulus different organisms respond by developing different, and often opposite, morphological modifications.

How is the environmental stimulus related to the evolutionary modification of the morphology that it triggers? There is reason to believe that the change in behavior provides a crucial link in the causal chain of events extending between the environmental stimulus and the evolutionary modification of the morphology it stimulates. This epigenetic link between environment, behavior and morphology is visualized in many observations from nature and experiments. R. Denver, e.g., has shown that as tadpoles, desert amphibians live in temporary ponds that contain water for unpredictable periods of time. In the years of low precipitations these ponds dry up earlier. The input of the external stimulus (earlier receding water in the pond) and internal stimuli are integrated and processed in neural circuits in the tadpole’s brain (hypothalamus). This leads to a neurally determined stress response (habitat stress) in tadpoles and a series of identified changes in the behavior of tadpoles, besides changes imposed by the new conditions of living under threat of getting caught by the draught. The epigenetic link between the behavior and morphology in the case of tadpole metamorphosis is provided by secretion of the hypothalamic neurohormone CRH (corticotropin-releasing hormone), which is responsible for both the behavioral stress and for inducing metamorphosis (Denver, 1997b). Secretion of CRH, the principle vertebrate stress neurohormone, by the hypothalamus is the key element for the changed behavior, stress  response, and for speeding up the morphological transformation of the aquatic tadpole into an adult terrestrial amphibian organism.

Denver demonstrated that the same result of speeding up the transformation of the fish-like tadpole into an adult amphibian is also obtained in laboratory when the water level is experimentally lowered earlier. The lowering of the water level is a “drastic change in the environment”, which causes a stress condition and  the related changes in the behavior of tadpoles struggling to avoid the threat of draught.

 

The lowering of the level of the water in the environment makes the hypothalamus to produce more CRH, which stimulates pituitary to produce hormones that stimulate thyroid and adrenal glands whose products help organism to cope with the stress, in this case by losing their tail and beginning the growth of their limbs. (Denver, 1997b)

 

Evolutionary Modifications of  Morphology

 

Evolution of Anterior-posterior Axis in Vertebrates

 

The establishment of the A-P axis in vertebrates is considered to result from expression patterns of Hox (homeobox) genes. But the inescapable question is: Where the information, “instructions”, on where and when to express each of these Hox genes?

Reliable evidence shows that expression pattern of these Hox genes is extracellularly regulated by upstream signals ultimately originating in the embryonic CNS. In more concrete terms, expression pattern of Hox genes along the animal body, is determined by RA (retinoic acid). Experimental administration of RA, by modifying expression of Hox gene domains along the A/P axis, causes posterior/anterior transposition of body regions along the axis, thus leading to respecification of vertebral identities (Kessel and Gruss, 1991; Kessel, 1992; Burke et al., 1995) (figure 14.1).

The ability of RA to induce expression of Hox genes derives from the presence of RARE (retinoic acid response elements) in enhancers of these genes. RA is known to immediately regulate expression of all the known Hox genes (Conlon, 1995; Cupp et al., 1999).

 

Figure 14.1. The patterns of axial homeotic transformations seen in Hox and RAR loss-of-function mutants are similar to each other, and are complementary to those caused by retinoic acid (RA) excess and Hox overexpression. The mouse has seven cervical vertebrae (C1 to C7) in the wild type. Under conditions of RA excess, or Hox gene overexpression, vertebrae have a tendency to be transformed to posterior identities. A composite of each is shown, where the seventh cervical vertebra (C7) is transformed into the first thoracic (T1) and C6 to C7, etc. In RAR and Hox mutants, the tendency is in the opposite direction, where transformations to anterior vertebral identities are prevalent  (From Conlon, 1995).

 

A direct molecular link between RA, RAR and (receptor), and the activation of specific homeobox genes is also observed during embryogenesis. The availability of retinoid response elements in Hoxal, Hoxb1, and Hoxd4 genes suggests that retinoids act as an early developmental signal, possibly conditioning the posterior-to-anterior gradient in the gastrula and providing positional specification of the A/P axis in the developing vertebrate embryo. How other Hox genes located in more 5’-positions of the cluster are regulated by RA is not known. The Hoxa1 and Hoxb1 genes appear to be modulated directly via the RARE, and the protein products of these genes may activate the proximal 5’-genes in the clusters, that is Hoxa2 and Hoxb2, respectively. This scenario would allow for a sequential activation of Hox genes. It may also be that downstream targets of Hox genes, as well as other developmental genes regulated by RA, are involved in the regulation of the Hox genes located in more 5’-positions. Hox gene regulation is mediated partly by positional information supplied by retinoids. (Ross et al., 2000)

Evolution of the A-P axis in metazoans has been determined by the patterns of expression of RA (retinoic acid) along the animal body. No function-affecting changes have occurred in genes responsible for RA synthesis. As for the source of the RA along the axis, it is interesting to point out that

 

The total amount of RAs varied by 29-fold across different tissues with the lowest in the heart and the highest in the neural tube. (Maden et al., 1998)

 

The fact that evolution of the A-P axis in vertebrates is not related with mutations in genes responsible for RA synthesis and Hox genes, excludes the possibility of a feasible neoDarwinian explanation of that evolution. Epigenetic mechanisms of regulation of these genes have been involved in the evolution of A-P axis in vertebrates (see later on the nature of gene regulatory networks).

 

Evolution of Body Size in Manduca sexta

 

Attainment of species-specific body size in animals roughly coincides with the onset of sexual maturity. Mechanisms of control and regulation of body mass have only recently been thoroughly investigated. Different mechanisms seem to be operative at different steps of the evolutionary ladder. Studies carried out so far show that signal cascades for regulating this basic phenotypic character start in the nervous system.

Among invertebrates, several studies on regulation of body size have been carried out in insects such as  Drosophila and  Manduca sexta (Sphingidae). In 2003, H.F. Nijhout argued that the problem with the determination of body size is how an animal determines when to stop growing (Nijhout, 2003). Different animals use different external and internal cues for determining when to stop growing.

An experimental case of the evolutionary change in body weight is recorded under laboratory conditions on Manduca sexta. Within ~220 generations (30 years) the insect increased its body mass by 50% (D’Amico et al., 2001). Experimental studies have shown that the adult body size in Manduca sexta depends on a number of factors: the initial size of the last larval instar, the growth rate during that instar, the value of the critical weight, the time required for the clearance of JH during the last instar, and the timing of the photoperiodic gate for secretion of the neuropeptide PTTH (prothoracicotropic hormone) by secretory neurons in the insect brain. Evolutionary changes in the three last factors (growth rate, critical weight and secretion of PTTH) “almost completely account for the evolutionary increase in body size observed.” (D’Amico et al., 2001; Davidowitz et al., 2003; Davidowitz et al., 2004).

The difference between the adult body weight and the critical weight results from the fact that cessation of JH synthesis does not automatically lead to cessation of growth. Residual JH and JH mRNA still continue to stimulate growth and prevent secretion of the neuropeptide PTTH, which stimulates secretion of ecdysone by the prothoracic gland, thus arresting the larval growth (Davidowitz et al., 2003; Davidowitz et al., 2004). The reason for this interval to cessation of growth (ICG) is that larva, after achieving competence for PTTH synthesis, has to wait for the “photoperiodic gate”. The photoperiodic gate is 8 hours long, after which one third of larvae will become competent while the rest of them has to wait until next photoperiodic gate opens (D’Amico et al., 2001). 

There was no genetic variation for plasticity of critical weight and no indication exist on mutations having played any role in the evolutionary increase of the body weight of the laboratory strains of the tobacco hawkworm, Manduca sexta. Hence the  conclusion:

 

Plasticity of body size must thus be due to plasticity in this underlying endocrine control mechanism. (Davidowitz et al., 2004)

 

Evolutionary changes in the growth rate, critical weight, and PTTH delay time are responsible for 95% of the evolutionary increase in body mass  of M. sexta (D’Amico et al., 2001) (see also The Neural Control of the Body Mass in chapter 1).

A closer look on the developmental mechanisms determining growth rate, critical weight, and PTTH delay time may shed some light on the origin and nature of information for the evolutionary change.

 

The growth rate. A correlation exists between the patterns of secretion of IGFs (insulin-like peptides) and PTTH in the brain of insects and their growth rate during larval stages (Rulifson et al. 2002). The insulin/IGF (insulin growth factors) signaling pathway is the mediator of the function of the CNS in determining the growth rate in Drosophila melanogaster (Colombani et al. 2005). Five insulin-like peptide genes, homologous to human and mouse insulins, are identified in Drosophila (Rulifson et al. 2002) and an insulin supergene family of 37 genes is identified in the nematode worm, Cenorhabditis elegans (Leevers, 2001). Although these genes are expressed in other tissues, it seems that their expression in the insulin-producing neurons in the CNS during larval stages is of determining importance for larval growth and development in Drosophila. These insulin-like peptides are synthesized and secreted by two bilateral clusters of neurons in the pars intercerebralis of the protocerebrum: ablation of these secretory neurons leads to production of flies of normal body proportions but of smaller size, with wing size reduced to 61% and wing cell number reduced to 72 % of the normal condition.

 

Critical weight. There is a moment during the last instar of Manduca sexta when secretion of JH (juvenile hormone) suddenly stops and the activity of JH esterase increases so that hemolymph is cleared of JH, making thus secretion of ecdysteroids by the prothoracic gland possible. Secretion of ecdysteroids is regulated by a brain signal, the neuropeptide PTTH (prothoracicotropic hormone), whose synthesis starts during the first photoperiodic gate after the clearance of JH, 2.5 hours after onset of the photophase (Davidowitz et al. 2003). With secretion of ecdysteroids the insect stops feeding and growing. Suppression of JH secretion and of JH esterase activity coincides with the time when the insect attains the critical body mass, which is about 55% of the adult body mass. This suggests that a causal relationship exists between the attainment of the critical body size and the cascade of events leading to metamorphosis.

 

The assessment of this critical body size is made in the brain and is based on processing of signals sent by the insect’s stretch proprioceptive neurons that receive mechanical stimuli of increasing stretch as a result of increased body size (Gorbman and Davey, 1991).

 

By integrating and processing these stretch stimuli, neural circuits determine the time for sending signals (neuropeptides of the family of allatostatins) to corpora allata for suppressing the synthesis of JH.

 

PTTH (prothoracicotropic hormone) delay time. The growth of the fifth instar larvae continues after the termination of JH secretion until ecdysteroids from the prothoracic gland are released in hemolymph. Needless to say, the synthesis of ecdysteroids is cerebrally regulated by the neurohormone PTTH. Although at the time that the larva suppresses JH secretion and  it is competent for PTTH synthesis, it does not do so until the brain is stimulated by a photic cue, which is the first photophase after the interruption of JH secretion.

 

The fact that the brain starts secreting PTTH, not  at any time of the day but only during the photoperiodic gate, creates a time span between the suppression of JH secretion and the commencement of PTTH secretion. This interval between the termination of JH secretion (its secretion is also terminated by brain signals) by corpora allata and the beginning of PTTH secretion is known as PTTH delay time. During this interval until the PTTH secretion, larvae continue to grow. Evidently, the length of this interval influences the adult body size that the insect attains at the onset of metamorphosis.

A generalized diagram of the mechanisms involved in determination of  body size in insects is presented in figure 14.2.

 

Figure 14.2. Diagramatic representation of the neural control of body size in insects.

 

It is important to know what determines the timing of PTTH release in the insect’s brain. As early as 80 years ago, Wigglesworth found that insect proprioceptors may receive and transmit to the brain input on increasing stretch, and processing of this neural input leads to secretion in the brain of PTTH, which in turn stimulates secretion of ecdysone by the prothoracic gland (Gorbman and Davey, 1991; West-Eberhard, 2003a). This suggests that a set point for an upper limit of stretch must exist, beyond which the brain activates the ecdysone cascade and suppresses JH cascade, thus stoping further growth and determining the species specific adult body size.

Based on the mechanosensory information sent by stretch proprioceptors, the CNS assesses the degree of stretch, which is matched against a neurally determined stretch set point. The existence of this set point is experimentally demonstrated to exist in both vertebrates (Adams et al., 2001) and invertebrates (Munyiri et al., 2004). Evidently, neurally changed stretch set points could lead to corresponding evolutionary changes in animal’s body size.

Summarizing: the evolutionary increase of the body size observed in Manduca sexta laboratory strain within 30 years, is determined by epigenetic factors (the growth rate, critical weight, and PTTH delay time), all non-genetic  phenomena determined by the computational activity of the insect’s CNS. No changes in genes are identified or assumed to be involved in the heritable change of the body weight. This precludes and makes superfluous any neoDarwinian explanation of the evolution of the body mass in metazoans.

 

Origin of Appendages

 

Evolution of arthropod and chordate appendages during the Cambrian explosion have been considered to be independent events:

 

It is clear from the fossil record that chordates and arthropods diverged at least by the Cambrian. The appendages of these two groups are not homologous because phylogenetically intermediate taxa (particularly basal chordates) do not possess comparable structures. The most surprising discovery of recent molecular studies, however, is that much of the genetic machinery that patterns the appendages of arthropods, vertebrates and other phyla is similar. These findings suggest that the common ancestor of many animal phyla could have had body-wall outgrowths that were organized by elements of the regulatory systems found in extant appendages…..the fact that out of the hundreds of transcription factors that potentially could have been used, Dll (Distalless) is expressed in the distal portions of appendages in six coelomate phyla makes it more likely that Dll was already involved in regulating body wall outgrowth in a common ancestor of these taxa. (Shubin et al., 1997; figure 14.3)

 

 

Figure 14.3. The evolution of the arthropod limb and the origin of the insect wing. a-e, Some of the major transitions in limb architecture. a, A simple unjointed, annulated lobopodium; b, separate lateral lobes may have served a gill-like function; c, a jointed biramous limb in which the two limb branches are joined at the base, an upper branch is often derived from lateral lobes; d, a multibranched limb found in the branchiopod crustacean Artemia; e, the insect wing and uniramous leg appear to derive from a polyramous limb in an aquatic ancestor. Box: left, a developing polyramous limb and corresponding differentiated structure. The apterous gene is expressed (black) in a dorsal respiratory lobe, whereas the Distal-less gene is expressed (gray) in the other limb branches. An ancestor-descendent relationship between the limbs in the box is not implied. Right, separation of the dorsal respiratory lobe from the ventral limb primordium in a primitive pterygote such as a Paleodictoptera nymph. The proto-wing at this stage was probably a gill-like structure on all trunk segments and still attached to the base of the limb. The apterous and Distal-less genes play critical roles in wing and leg formation in Drosophila (From Shubin et al., 1997).

 

Indeed, functionally and structurally very similar genes are involved in the patterning of three axes of insect legs/wings and vertebrates limbs. So, e.g., in patterning of the A-P (anterior-posterior) axis of appendages of insects are involved hedgehog and vertebrate homolog Sonic hedgehog genes, which respectively induce expression of the decapentapledic (dpp) and its vertebrate homologue, Bmp-2 (bone morphogenetic protein-2).

The P-D (proximo-distal) axis in insects is related to expression of the transcription factor apterous, whose expression domain determines the wing boundary that induces expression of fringe in a signal cascade that downstream comprises Serrate and several effector genes.Similarly, in vertebrates the cascade includes Radical-fringe, the vertebrate homologue of the insect fringe, which induces expression of the Ser-2, the vertebrate homologue of Serrate. The latter, in turn, stimulates formation of AER (apical ectodermal ridge). The D-V (dorso-ventral) axis of appendages is also established similarly in both groups, with Wnt and LIM homeodomain genes in both insects (wingless and apterous) and vertebrates (Wnt-7a and Lmx-1) (Shubin et al., 1997).

The astonishing similarity of gene regulatory networks involved in patterning appendages in groups that are phylogenetically so far apart as insects and vertebrates, suggests that these network have been present in their common ancestor and have been essentially conserved in both groups for patterning their appendages (Shubin et al., 1997). It is important to point out that changes that have occurred in relevant appendage genes in both insects and vertebrates have not affected their function. In fact, what should surprise us, in view of the unavoidable change of genes over the evolutionary time, is the amazing conservation of the function of genes involved in appendage patterning in both groups for hundreds of million years.

To summarize, evolution of appendages is related to evolution of the developmental pathways rather than any changes in relevant appendage genes. Not only the relevant appendage-specific genes but the gene regulatory networks involved in appendage development have been conserved to an incredibly high degree.

 

Evolution of Wings in Insects

 

Although the earliest fossilized insects belong to the Devonian (up to ~410 Mya), paleontological evidence shows that wings in insects evolved only ~300 Mya. Ancestral insects evolved two pairs of wings. In the course of evolution various taxa evolved morphological differences between the forewings, which remained fully membranous and flight-capable wings, and hindwings, which were reduced to halteres, morphological adaptations with flight-balancing function.

Two main hypotheses have been proposed for explaining the evolution of wings in insects. One sees the insect wings as de novo structures on the body wall, not related to preexisting structures, which is only endorsed by a limited number of biologists. The second one proposes that wings in insect evolved by modification of gill-like epipodites of the triple-branched (endopod, exopod and epipod) limbs of ancestral crustaceans (Wigglesworth,1973; Averof and Cohen, 1997; Jokusch and Ober, 2004) (figure 14.4).

 

Figure14.4. A lobster (Homarus americanus) uropod (From Fox, 2006).

 

The support for the crustacean origin of insect wings has been summarized as follows:

 

Some epipods resemble insect wings more closely than insect legs in the following ways: wg is expressed along the entire margin rather than being restricted to the ventral side, ap and nub are expressed in large domains, and Dll expression is restricted or absent. Significant differences in these expression patterns include ap expression throughout the epipod, whereas in wings it is confined to the dorsal compartment, and wg expression along the dorsoventral margin of Drosophila wings but the anteroposterior margin of branchiopod epipods. (Jokusch and Ober, 2004)

 

Here we will only consider the second, the so-called wings-from-legs hypothesis on the origin of insect wings from ancestral crustacean branched limbs (figure 14.5), which has found wider support from developmental and phylogenetic studies. But first, let’s recapitulate the present knowledge on the ontogeny of insect wings.

 

 Figure 14.5. The phylogenetic distribution of respiratory epipodites, wings and gills. Respiratory epipodites are inferred to have been present in the last common ancestor of crustaceans, insects and possibly myriapods. Thus, the ancestors of insects are likely to have been aquatic animals bearing multibranched appendages with distinct locomotory and respiratory parts (legs and epipodite gills). During the transition from aquatic to terrestrial life epipodite gills must have gradually lost their utility as respiratory and osmoregulatory organs. As a result, gills appear to have been lost independently in myriapods and most of the early lineages of insects (apterygotes). In the lineage that gave rise to the winged insects (pterygotes), we propose that these structures were retained in modified form, perhaps initially as gills in aquatic larvae (as in the abdominal segments of present-day mayfly larvae) and subsequently as wings. The relationships between crustaceans, myriapods and insects remain controversial and are therefore presented as an unresolved trichotomy (From Averof and Cohen, 1997).

 

Neural Control of Developmental Pathways and Gene Regulatory Networks of Insect Wings

 

Having occurred millions of years ago, evolution of insect wings from branched limbs of their ancestors is irreversibly buried in the deep layers of evolutionary time. Hence, it cannot be subject to direct scientific investigation. Nevertheless, it may be studied, without abandoning the principles of scientific method.

If insect wings evolved by modification of ancestral crustacean limbs then it is to be expected that during the ontogeny the same key regulatory genes [en (engrailed), pdm (nubbin), ap (apterous), and Dll (Distalless)] will be used in both groups. In Drosophila, the Apterous protein determines separation of dorsal and ventral compartments of the wing. This function of the Apterous is made possible by the activity of the Notch receptor, which in turn is activated by Fringe (Milan, and Cohen, 2003). A-P (anterior-posterior) patterning is similar in legs of crustaceans and wings of insects (Averof and Cohen, 1997).

An essential step forward in the evolution of wings may be considered the use of apterous gene for dorsal-ventral patterning of the wing, but not for legs in insects, in distinction from crustaceans. It is important to underline the fact that no relevant function-affecting change in the apterous gene but an epigenetic change in regulation of expression pattern of the apterous has been necessary for wings to evolve.  

Development of wings in insects involves activation of specific GRNs (gene regulatory networks), which are conserved across holometabolous insects for 300 million years (Abouheif and Wray, 2002). Although during the last decade great work has been devoted to the study of GRNs, it is doubtful that any correct conclusions can be drawn based on the prevailing view that GRNs per se represent independent control systems (Davidson et al., 2003). Quite commonly, GRNs are considered separate from the systems to which they belong and from the upstream channels of communications through which the epigenetic information for activation of these GRNs flows. GRNs represent downstream networks of self-regulated signal cascades that start with neural signals, which result from the computational processing of internal/external stimuli in the CNS. GRNs per se, as commonly studied and described in modern biological literature, are not self-regulated systems. Attributing to the part the properties of the whole (the signal cascade), in the case of GRNs, may be conceptually misleading.

Correct identification of the origin of information for activating signal cascades, to which GRNs belong, is essential for understanding the mechanisms of evolutionary change, which ultimately consists of changes in the regulation of GRNs. In the case of the development of wings in insects, it is known that a neurohormonal control and regulation is superimposed onto the described wing GRN (gene regulatory network):

It is observed that the growth of wing disks in insect larvae depends on the level of nutrition, which is sensed not by wing discs themselves but by the insect’s CNS. Three insulin-like neurohormones are secreted by seven secretory neurons in the central region of the Drosophila’s brain (Ikeya et al., 2002). These neurohormones act as growth factors for regulating the growth and development of wing imaginal discs (experimental ablation of the secretory neurons prevents the growth of wing imaginal discs).

In experiments on Precis coenia, it is demonstrated that wing discs may be grown in tissue culture, in presence of the hormone ecdysone and hemolymph. The active principle of the hemolymph is a neurohormone, bombyxin, which also is an insulin-like neuropeptide produced by secretory neurons in the brain. By assessing the nutritional state of the body, the CNS determines the timing of secretion of the neurohormone bombyxin and the hormone ecdysone (secretion of the latter is also cerebrally regulated by the neurohormone PTTH).

What is the evidence that the nutritional status of the organism is sensed by the CNS? Decades ago it has been observed that in some locusts brain neurosecretions double within 10 munutes to 1 hour after the start of feeding, while their transport to CC (corpora cardiaca) doubled (Highnam and Mordue, 1974) or tripled (Friedel and Loughton, 1980). Administration of glucose in Bombyx mori also stimulates secretion of insulin-like neuropeptides by CC (Masumura et al., 2000). Neurons that secrete insulin-like neurohormones receive input on the nutritive status of the insect organism based on the changes in the level of glucose in haemolymph, which represents a reliable indicator of the nutrition status and food availability. Based on this assessment, secretory neurons determine whether and when to secrete insulin-like neurohormones (Masumura et al., 2000; Britton et al., 2002).

The CNS, thus, assesses the level of nutrition and, via bombyxin and ecdysone, and at the right time activates the wing development GRN (gene regulatory network), thus regulating the growth of wing imaginal discs according to the nutritional status.

 

It appears that the level of bombyxin in the hemolymph is modulated by the brain in response to variation in nutrition and is part of the mechanism that coordinates the growth of internal organs with overall somatic growth (Nijhout and Grunert, 2002).

 

The most widely held hypothesis on wing determination in insects is that the presence of juvenile hormone above certain levels inhibits wing development (Zera and Denno, 1997). Indeed, topical application of juvenile hormone III or methoprene (a juvenile hormone analog) at various developmental stages of the cricket Gryllus rubens switches the insect from long- to short-winged morphology. Experiments conducted on the aphid Aphis fabae and the brown planthopper, Nilaparvata lugens, also demonstrate the role of juvenile hormone as inhibitor of wing development (Zera and Denno, 1997). The fact that the same brachypterizing effect is obtained under the influence of a social factor, the transfer from individual to group rearing (Zera and Tiebel, 1988), also corroborates the crucial involvement of a neural mechanism in the development of insect wings.

The Hox protein, Ubx (ultrabithorax), is necessary for specification of the third thoracic segment. It suppresses development of wings in insects and promotes development of halteres by suppressing expression of sal (Galant et al., 2002) Evolutionary changes in the target genes of Ubx in Drosophila and the butterfly Precis coenia [portions of the expression patterns of genes DSRF (Drosophila serum response factor), AS-C, and  wg, which are repressed in Drosophila halteres, are expressed in the butterfly hindwings] led to the different hindwing morphologies that they evolved ~200 Mya when diverged from their common ancestor (Weatherbee et al., 1999; figure 14.6).

Figure 14.6. The evolution of insect hindwing patterns and the divergence of Ubx-regulated target gene sets. A schematized view of the course of the evolution of the dipteran (b) and lepidopteran (c) lineages from a common four-winged ancestor (a) which had similar forewings and hindwings. On the left of each panel are drawings of wing pairs and on the right are schematics representing genetic regulatory hierarchies for wing development. In this scenario, Ubx, although expressed in the ancestral hindwing (a), did not yet regulate genes in the wing patterning hierarchy to differentiate hindwing from forewing morphology. Subsequently, many genes (represented by black ovals) fell under the control of Ubx and these sets of Ubx-regulated genes differed between the (b) dipteran (wg, AS-C, SRF and so on) and (c) lepidopteran (Dll, scale morphology genes and so on), and presumably other, insect lineages (From Weatherbee et al., 1999).

Development of wings in insects takes place in the absence of expression of Hox genes. It is prevented in the first thoracic segment (T1) by activation of Scr (Sex combs reduced). Wings can develop on the second thoracic segment (T2), for the only Hox gene expressed there has no effect on wing morphology. Expression of the Hox geneUbx in the third thoracic segment (T3) prevents wing formation, while promoting formation of halteres. Expression of abdA (Abdominal A) in abdominal segments (A) prevents formation of wings in abdominal segments (figure 14.7).

Unlike Drosophila and other insects, where the forewing is fully developed and is used for flight and the haltere is only used for balancing, the opposite is observed in some beetles, such as Tribolium castaneum. In these beetles it is the forewing (elytra) that is reduced, to a lesser size than halteres, as a result of the fact that the Ubx is not expressed there.

In Drosophila, the wing morphogenesis is controlled by another hormone, ecdysone. At the onset of metamorphosis, ecdysone binds its nuclear receptor EcR, which forms a heterodimer with another nuclear receptor, USP (Ultraspiracle), and in this form it regulates expression of early response genes [6 of them known so far, among which BR-C (Broad-Complex) and E74], whose products are transcription factors for inducing late response or effector genes, which determine specific effects of ecdysone on genes in various tissues, including wing discs. Under action of this ecdysone-triggered cascade, the wing imaginal disc evaginates or unfolds to form the wing. 468 genes (Li and White, 2003), or 3.4% of the total of 13,600 genes of the Drosophila genome (Adams, 2000) are expressed in wing discs.

Figure 14.7. Function of Hox genes in fore- and hindwing differentiation in insects. A model for fore- and hindwing differentiation in Drosophila. Wing (arrow) and haltere (arrowhead) are indicated.

Abbreviations: wg, wingless; d-srf, Drosophila serum response factor (From Tomoyasu et al., 2005).

 

This set of genes was “remarkably distinct” from the sets of genes induced by ecdysone in other organs and tissues, and 289 genes (~2.1%), among which the hedgehog, Notch, EGF, dpp, vestigial and wingless, were specifically expressed in the wing discs (Li and White, 2003). Expression of integrins, in the wing discs is also induced by ecdysone receptor (EcR), thus making possible cell adhesion (D’Avino and Thummel, 2000). This means that almost all the genes of the second tier, which induce genes involved in wing formation are induced by ecdysone. Needless to say, the synthesis and secretion of ecdysone is regulated by the neurohormone PTTH (prothoracicotropic hormone) released by secretory neurons in the insect’s brain.

Formation of the flat two-layered wings from one-layered embryonic discs implies folding of the basal ventral and dorsal epithelia, adhesion of both basal surfaces into a two-layered wing structure and expansion of the wing via flattening of the existing wing epithelial cells. All these processes are closely related to a rise in the ecdysone titer during pupal development. Crucial in this process is secretion of integrins, which are induced by ecdysone receptor and the product of the gene crol (crooked leg). The latter is also induced by EcR (ecdysone receptor) (figure 14.8), which acts in the form of a nuclear heterodimer with Usp (Ultraspiracle). Mutations in both EcR (ecdysone receptor) and in crol lead to defective development of wings in Drosophila. Experimental evidence shows that regulation of expression of cell membrane receptors of the integrin family by ecdysone is crucial for wing development (D’Avino and Thummel, 2000).

 

Figure 14.8. A model for ecdysone-regulated integrin function during metamorphosis. Ecdysone acts through EcR to induce crol transcription, and maximal EcR expression is dependent on crol function, defining a cross-regulatory circuit. Integrin transcription is dependent on both EcR and crol, positioning them downstream in the genetic cascade. This regulatory pathway may play a crucial role in several biological processes, including leg and wing morphogenesis, cell adhesion, and neuronal remodeling (Slightly expanded from D’Avino and Thummel, 2000).

 

The development of wings in insects takes place in the absence of Ubx (ultrabithorax), product of a Hox gene. Ubx represses the expression of the Vg  quadrant   enhancer   and  two   downstream targets of Vg, salr and DSRF, in the haltere, suppressing, thus, wing formation and leading to formation of reduced “wings”, halteres. Experimental loss of function of the Ubx leads to transformation of halteres into wings (Weatherbee et al., 1998). The regulatory network determining wing formation starts with secretion  of  Dpp  and  Wg  (figure 14.9).  Ubx downregulates transcription and mobility of the Dpp morphogen (Crickmore and Mann, 2007; de Navas et al., 2006) and by increasing the level of one of its receptors, the Thickvein (Crickmore and Mann, 2007; Makhijane et al., 2007) it determines the haltere size and shape.

If Ubx is at the top of the wing GRN (gene regulatory network) hierarchy, the question arises: where the signals for expression/repression of Ubx, i.e. for stimulation or suppression of wing development, ultimately come from? Adequate experimental evidence shows that wing development in insects is under hormonal control, upstream the Ubx. Wing development in insects is negatively regulated by JH (juvenile hormone) and positively by ecdysone. Both hormones are regulated by brain neurohormones. In the buckeye butterfly, Precis coenia, a decline in JH titre during the first few days of the last larval instar determines pupal commitment of the wing imaginal disc. Wing discs in P. coenia cease growing in the presence of JH and their growth can be inhibited by application of JH or its analogs (Kremen and Nijhout, 1989; Miner et al., 2000). A simple hormonal manipulation, topical administration of JH, leads to formation of wingless females in crickets Gryllus firmus and Gryllus rubens, which are naturally winged (alates).

Figure 14.9 . The architecture of the Ubx-regulated gene hierarchy in the haltere. The products of the Ap and En selector genes and the Hh and Dpp signaling proteins are expressed similarly in the wing and haltere. Ser and Wg are expressed similarly in the anterior of the wing and haltere but not in the posterior. A selected subset of the target genes activated by Dpp, Wg, or other pathways are regulated by Ubx (shown boxed). Note that some target genes are also upstream activators or coactivators of genes which are also Ubx-regulated. The Salr, Vg, Sc, and DSRF products in turn affect the differentiation of veins, wing and haltere cells, sensory organs, and intervein cells. Ubx regulation can operate selectively upon different enhancers of the same gene. The vg quadrant enhancer (vgβ) is Ubx-regulated; the vg boundary enhancer (vgB) is not (From Weatherbee et al., 1998).

 

So, the development of wing discs is determined upstream the Ubx and is negatively controlled by JH (figure 14.10), whose expression or suppression is determined by brain signals, allatotropins and allatostatins, respectively. Downstream the Ubx changes are observed in the expression patterns rather than in the structure of genes (Weatherbee et al., 1999). The neural regulation of the function of the genes Ubx and abdA, via ecdysone, is experimentally demonstrated during Drosophila metamorphosis in the process of the development of the cardiac tube (figure 14.11).

Figure 14.10. Summary diagram of the control of growth and differentiation of the wing disks of Precis coenia. Growth of the body and the wing disks is stimulated by feeding, and vein differentiation begins when the growing wing disks surpass a critical size. The continuation of vein differentiation does not require continued growth of the wing disk, because in starved animals disk growth stops and differentiation continues normally. Both growth of the disk and vein differentiation are inhibited by the JHA, methoprene in a dose-dependent manner. Imaginal disks interfere with each other’s growth, possibly through competition for limiting growth resources. The coordination between disk growth and somatic growth is such that the disks always remain well-proportioned to the body. Whether this is due to an independent joint response to circulating nutrients or to a special interaction between disks and soma (indicated by a question mark) is unknown. The exact mechanisms through which the various stimulations and inhibitions depicted in this diagram take place are still unknown.

Abbreviation: JHA, juvenile hormone analog, methoprene (From Miner et al., 2000).

Figure 14.11. Model of the ecdysone-dependent control of cardiac tube remodelling during metamorphosis. Ecdysone signalling triggers adult heart formation through (out) the transcriptional regulation of Ubx. By contrast, ecdysone modifies AbdA function, whose activity is switched during remodelling towards a new genetic program that leads to differentiated cells with function, cell behaviour and transcriptional activity characteristic of the adult. Segment A6-A7 programmed cell death does not depends on abdA function.

Abbreviations: a.m., aorta myocytes; h.m., heart myocytes; t-c.m., terminal chamber myocyte (From Monier et al., 2005).

Drosophila has an open circulatory system with a cardiac tube extending from thoracic segment T1 to the abdominal segment A7. During metamorphosis in the remodeling of the cardiac tube are involved Hox genes Ubx and abdA, with the first expressed in myocytes of segments A1 to A4 (where posterior aorta develops) and abdA in segments A5 to A7 (the site of heart development). These Hox genes, which trigger expression of a number of downstream genes, are under control of the hormone ecdysone, which acts by binding to its receptor EcR. Recent evidence shows that ecdysone regulates expression of Ubx and modifies the activity of abdA (Monier et al., 2005).

A number of environmental stimuli such as photoperiod, crowding, and temperature also exert their influence on wing formation via specific changes in endocrine pathways (Consoli and Bradleigh Vinson, 2004). Remember, there is no other way that these external stimuli can modify endocrine pathways but through reception and processing in the central nervous system, which via neurohormones, PTTH, other neuropeptides, and allatostatins/allatotropins, which control secretion of wing-related hormones ecdysone and juvenile hormone respectively.The fact that ecdysone, by inducing expression (JH causes repression) of Ubx (Monier et al., 2005), determines formation of wings or halteres, in the context of the neural control of ecdysone by the neurohormone PTTH (prothoracicotroipc hormone), implies that the GRN for the wing/haltere development from wing discs is under neural control of the insect CNS (figure 14.12 ).

However, the spatial restriction of expression of wings in determined sites of thoracic segments cannot be determined by ecdysone itself, for the hormone circulates with hemolymph throughout the insect body. It is possible that expression of EcR (ecdysone receptor) is regulated by the local innervation. This may not be a pure speculation for it is demonstrated that EcR expression, at least in the case of the development of the DEO1 (dorsal external oblique1) muscle in Manduca sexta is determined by local innervation and local denervation prevents formation of the muscle (Hegstrom et al., 1998).

 

NeoDarwinian Explanation 

According to the neoDarwinian paradigm it would be predicted that evolution of insect wings from crustacean branched limbs has been a gradual process that has been made possible by accumulation of favorable mutations at least in the genes involved in the patterning of wings, under the action of natural selection.

No evidence has ever been provided and no hypothesis has been presented to show how a mutation in a particular gene might produce an evolutionary change in wing morphology. All the key genes responsible for wing development are functionally unaffected not only in insects but also in their arthropod ancestors (crustaceans) and even in vertebrates, but only specific groups of insects develop wings. Winged insects do not differ from wingless insects in wing patterning genes but only in the developmental programs that use wing patterning gene regulatory network, which is present in both groups. There are no differences in relevant genes between the winged and wingless insects.

As already shown, the GRNs (gene regulatory networks), the so-called genetic “tool kit”, is highly conserved in both winged and wingless insects. Moreover, these GRNs are identical in winged and unwinged morphs of the same insect species. The production of winged and unwinged offspring (morphs) by the same individuals and even in the same brood, implying the same genotype, makes any imaginable neoDarwinian explanation infeasible. 

Epigenetic Explanation 

From the epigenetic view it would be predicted that the changes responsible for evolution of wings in insects have to occur in the CNS signals that trigger activation of wing signal cascades and GRNs.

Let’s remember a few important facts on the  mechanism of development of wings in insects:

- Secretion of the ecdysone activates the specific wing GRN (gene regulatory network)

- The drop of the JH (juvenile hormone) level in the last larval instar of the butterfly Precis coenia induces formation of the wing imaginal disc.

- Administration of JH and its analogs prevents formation of wings and activation of the wing GRN in insects that normally develop wings (G. firmus and G. rubens).

Expression of both hormones, the ecdysone and JH, is under strict control of the insect CNS. Expression of ecdysone is  stimulated and regulated by the brain neurohormone PTTH (prothoracicotropic hormone) and other neuropeptides secreted in insect’s brain, which start the signal cascade that activates the GRN for wing development in insects (figure 14.12).

JH also is under brain control via allatostatins/allatotropins.

The fact that the JH, ecdysone and the wing GRN (gene regulatory network) remained functionally intact across the insect taxa indicates that the change that led to the evolution (and loss) of wings in insects has taken place upstream these hormones, i.e. in the nervous system in the form of a change in the epigenetic determination of the patterns of expression of brain signals that stimulate secretion of the ecdysone and JH.

Given the distribution of ecdysone via the hemolymph all over the insect body, evolutionary changes in insect wing and haltere morphology might have required differential expression of EcR (ecdysone receptor) in wings, which at least in some cases is determined by the local innervation (Hegstrom et al., 1998).

From an evolutionary view, the evidence presented in this section shows that no changes in genes are necessary for the development or absence of wings in insects; the wing GRN (gene reguatory network) is present in both winged and unwinged insects. Changes in brain signaling that activates the wing GRN are the essential requirement for evolution and loss of wings in insects.

 

Figure 14.12.  Flow of epigenetic information for cell differentiation and growth in the process of the wing development in insects (Modified from Abouheif and Wray, 2002). 

Evolution of Caste Developmental Polymorphisms in Insects

One of the impressive examples of polyphenisms (developmental polymorphisms) is observed in social insects, where castes consist of individuals of distinct morphology and behavior, with the latter acting as a biological glue for holding the colony together as a functional unit. The post-embryonic production of individuals of morphologically and behaviorally different types from eggs of the same genotype is still not fully understood.

It is thought that wing polyphenism in ants evolved only once, ~125 Mya, and wing-patterning network of wingless worker castes is evolutionarily labile although the gene regulatory network has been largely conserved across holometabolous insects, for the past 325 Mya (Abouheif and Wray, 2002).

Wing polyphenism of ant castes challenges the basic neoDarwinian tenet on the determining role of the genotype in the development of phenotypic traits. Individuals belonging to different castes and expressing different behavioral, morphological, and life history characters have the same set of genes! The cause of the caste polymorphism is an epigenetically determined differential expression of genes in individuals of the same genotype. All the wing-patterning genes that are interrupted in workers must still retain the ability to specify and pattern the wings in queens and males, as well as the legs or central nervous system in all castes. (Abouheif and Wray, 2002).

Before dealing with the evolution of the caste wing polymorphism in insects let’s first schematize the mechanism of the normal development of wings in insects (figure 14.13 and 14.14).

 

Figure 14.13. Evolutionary history of ant wing polyphenism. Wing polyphenism evolved just once, approximately 125 million years ago (black bar). The wing patterning network has been largely conserved across holometabolous insects for 325 million years (empty box). Diagrams of reproductive and worker disc morphology within each species are shown in the first row above the phylogeny (for P. morrisi, arrowheads refer to either the soldier forewing or hindwing). Network diagrams for winged reproductive castes are shown in the second row above the phylogeny; network diagrams in wingless sterile castes are shown in the third row. Within each panel, conserved gene expression is indicated in darker gray, and interrupted expression is indicated in black; genes not examined are shown in lighter gray. Note the dissociation between phylogenetic history, rudimentary disc morphology, and points of interruption. Points of interruption have evolved over relatively short time scales, particularly in contrast to the long-term conservation of the wing-patterning network among holometabolous insect orders (From Abouheif and Wray, 2002).

 

Figure 14.14. The wing-patterning network in D. melanogaster. During embryogenesis (A), interacting signaling molecules and transcription factors establish a cluster of about 20 ectodermal cells as precursors of both the leg and wing imaginal discs (dark gray). (B) A second set of interacting gene products then divides these cells into separate clusters that give rise to three pairs of leg (dark) and two pairs of wing ( light gray) imaginal discs. During the last larval instar (C), the wing precursor cells proliferate into full-sized imaginal discs. A third set of interacting gene products then patterns these discs, imparts a wing-specific identity, and activates downstream target genes that pattern detailed structures, such as veins and bristles (D). Genes examined are shown in gray. Dashed lines indicate regulatory interactions specific to the hindwing disc, arrowheads indicate activation, and bars indicate repression (From Abouheif and Wray, 2002).

Typically, in Drosophila melanogaster, the development of the insect wing takes place in three stages: during the first embryonic stage, activation of a specific GRN leads to the establishment of wing disc precursors. Then, by the end of the embryonic stage, another GRN is activated, which leads to formation of imaginal wing discs. Finally, during the late larval stage, activation of a more complex GRN determines formation of wings with all their structures. Activation of the three GRNs is under neural control via hormones ecdysone and JH.

Ants of the genus Pheidole have four castes; the queen, major workers, minor workers and soldiers. Whether wings develop or not in each of the castes (queens, workers and soldiers) of the ant Pheidole morrisi, it depends on the presence of the environmental stimuli during the development (Abouheif and Wray, 2002). Experiments with winged and wingless castes of Pheidole morrisi have shown that the developmental pathway for wings consists of three switch points; the first one that determines development of queens and workers depends on the level of maternal JH during oogenesis. The second depends on the external stimuli (photoperiod and temperature), to which the embryo responds by generating brain signals (allatotropins/allatostatins) that regulate production of juvenile hormone (JH). Pulses of JH determine production of (winged) queens, whereas lack of JH pulse determines formation of worker and soldier larvae. Then, and again in response to environmental stimuli, on a specific diet, in the second point of interruption of the gene network, the JH pulse determines formation of soldiers from worker larvae and the lack of JH pulse determines formation of worker larvae (Abouheif and Wray, 2002). No genetic factor has been shown to determine any of the three switch points. Switch points are related to the activity of hormones (ecdysone and JH) but brain neurohormones are responsible for their expression in aphids, locusts, and some butterflies (Nijhout, 1999).

The points of interruption of the gene network for wing development in insects are evolutionarily labile (Miura, 2005).

Pheidole megacephala has a winged queen caste, two wingless worker castes (major and minor workers), and one wingless soldier caste. In a recent study, Sameshima et al. reported that the final instar larvae of presumptive queens and of major workers develop normal wing discs, but only 71% of minor larvae develop barely detectable wing disks. Later during the prepupal stage, only queens’ larvae develop intercellular structures, while the wing discs of major workers start degenerating as a result of PCD (programmed cell death). Experimental evidence from Pheidole species (P. megacephala and P. bicarinata) (figure 14.15) suggests that a neurally determined early pulse of the JH level induces formation of incipient mesothoracic wing discs in both queen- and worker lines and a second pulse is responsible for the growth in major workers and the absence of growth in minor workers (Sameshima et al., 2004; Wheeler and Nijhout, 1983). All embryos develop wing discs which later degenerate during the prepupal stage in all but the presumptive queen, by evagination in the major workers and by PCD (programmed cell death) in minor workers.In some cases, the behavior of the colony members has a great role in determining the female individual that becomes queen. For example, at the onset of the prepupal stage in females of the Japanese ponerine ants of various Diacamma species, forewing buds of larvae develop into a pair of glandular gemmae, secreting pheromones, while the hindwing buds undergo PCD (programmed cell death) (Gotoh et al., 2005; Miura, 2005). Workers of the colony then clip off or mutilate gemae from all but one female, which will develop into the sole reproduction-capable queen in the colony (Miura, 2005)What occurs in the wingless castes of major and minor workers is a drop in the level of JH in the latter and a programmed cell death in major workers.

Figure 14.15. A diagram of differential wing formation/degeneration in Pheidole megacephala, showing that homologous organs (wings) follow completely different developmental fates according to caste (From Sameshima et al., 2004).

Termites respond to specific external stimuli by exaggerating or reducing caste-specific traits (figure 14.16). Application of JH (juvenile hormone) and JHA (juvenile hormone analogues) in these insects also induces development of soldiers from the prospective winged nymphs, leading even to production of intercaste morphs with combined soldier and winged traits (figure 14.17).

 

Figure 14.16.  Diagram indicating caste-specific modifications of body plan, based on termite caste development (hemimetaboly). During postembryonic development, caste-specific characteristics, such as mandibles or wings, are exaggerated or reduced to become workers, soldiers, or alates. Under unusual conditions, intercastes possessing intermediate characteristics are sometimes observed. Ants do similar things but in a different way (holometaboly). In the case of aphid soldiers, legs (especially forelegs) are enlarged (From Miura, 2005).

 

 

 

 

 

 

Figure 14.17. Juvenile hormone analogue induces soldier characters, even from the alate developmental line. Normal developmental pathways are indicated by solid arrows, while development induced by JHA are indicated by serrated arrows. Normally nymphs (N) develop into alates (A), while soldiers (S) are derived from pseudergates (PE) via presoldiers (PS). Application of JHA to nymphs induced intercastes between alates and presoldiers: shrunk-winged alates (SWA); long-winged presoldiers (LWPS); short-winged presoldiers (SWPS); and wing-budded presoldiers (WBPS). The morphology of intercastes seems to be determined by the developmental stage of nymphs when JHA is applied. The morphological characteristics of alates and soldiers have opposite responses to JHA application (From Miura, 2005).

The high lability observed in evolution of different points of interruption of wing development is in strong contrast with the evolutionarily long periods of conservation of gene regulatory networks in holometabolous insects. The evolutionary lability of insect wings occurs over relatively short time scales (that is, 20 million to 90 million years), despite the fact that the network has been largely conserved across holometabolous insects, including winged ant castes, for the past 325 million years. (Abouheif and Wray, 2002).

All the available evidence suggests that the winged/wingless diphenism in P. megacephala is determined by pulses of JH and ecdysteroids. But it is well known that the synthesis and secretion of JH is under neural control via neurohormones, allatotropin/allatostatins as well as other neuropeptidees.

The GRN (gene regulatory network) for programmed cell death in insects also is hormonally determined by ecdysone. The synthesis and secretion of ecdysone, which regulates the programmed cell death in insects, is also neurohormonally regulated by the neuropeptide PTTH (prothoracicotropic hormone), which via its dimer receptor EcR/Usp (ecdysone receptor/ultraspiracle) induces expression of the apoptosis caspase Dronc and other apoptotic downstream genes (figure 14.18) (Cakouros et al., 2004).

Another impressive example of the neural/behavioral control of wing development in insects is that of dealation (wing shedding) by virgin queens in colonies of the fire ant, Solenopsis invicta. It has long been observed that sexually mature virgin queens cannot begin reproductive activity (start oogenesis and dealate) as long as they remain in the same colony with the mother queen. When the mother queen is removed from the colony in a number of virgin queens the ovaries are enlarged, numerous oocytes are produced, wings are shed and at least one of the virgin queens starts laying eggs. In the meantime, workers eliminate the rest of virgin females. It has been determined that both oogenesis and dealation (wing shedding) in: virgin queens is determined by the fact that with the removal of the mother queen is removed the source of a pheromone she releases for preventing virgin females to develop into queens (Fletcher and Blum, 1981).

Figure 14.18. Central regulation of programmed cell death in insects. PTTH secreted in the brain of the insect induces secretion of ecdysone by the prothoracic gland. Ecdysone, via its receptor dimer EcR/Usp, acts on BR-C, E93 and directly to upregulate Dronc, which in turn activates Drice and starts apoptosis.

Abbreviations: PTTH, prothoracicotropic hormone; EcR/Usp, ecdysone receptor/ultraspiracle dimer; BR-C (Broad-complex), a primary response gene; E93, an ecdysone-induced gene; Dronc, caspase effector of apoptosis; Drice, caspase effector of apoptosis; Dcp-1, downstream caspase effector of apoptosis (Slightly expanded from Kilpatrick et al., 2005).

 

The fact that dealation is induced by a pheromone unambiguously indicates that the signal cascade starts in the insect’s CNS where the pheromonal stimulus is perceived and processed. Indeed, there is experimental evidence showing that both the decrease of the neurotransmitter dopamine level in the brain (Robinson and Vargo, 1997) and the dopaminergic innervation of corpora allata (Granger et al., 1996) cause a decrease of the synthesis of JH, thus leading to dealation and oogenesis (figure 14.19).

In examples presented above, JH switching, programmed cell death (Sameshima et al., 2004) and secretion of pheromones are responsible for wing polyphenisms. All these polyphenism-inducing factors are neurally determined. The only known signals for switching JH production are brain signals, neurohormones allatotropins and allatostatins. The “degeneration process”, that is the PCD (programmed cell death), in insects as well, is determined by a signal cascade that starts in the CNS with the release of the neurohormone PTTH and other neuropeptides (PTTH + other neuropeptides à ecdysone à preapoptotic genes) (Draizen et al., 1999; Namba et al., 1997) (see also Apoptosis in Invertebrates in chapter 6).

A clear neural pathway for avoiding loss of wings in mature females is observed in colonies of the fire ant Solenopsis invicta.  The queen releases a pheromone which inhibits dealation and production of eggs by females. The pheromone is received by antennal olfactory neurons and perceived in the insect’s brain where it starts a still unknown cascade that presumably via brain hormones, allatostatins, leads to suppression of JH (juvenile hormone) in corpora allata, drop of the JH titre in the haemolymph, and dealation.

Another cue for preventing dealation is related to the social environment of females: in presence of workers, dealation of alates (winged) is faster. Removal of the queen as well as antennectomy disinhibit dealation of insects (Burns et al., 2005). This triggers drastic neuroendocrine changes, which are reflected in morphological changes in ovaries and reproductive behavior of alates. In the presence of males, an increase in ecdysteroid level in hemolymph is believed to act via a neurohormonal pathway (involving brain and corpora cardiaca and release of allatostatins by the latter) to inhibit JH production in corpora allata (Brent et al., 2005). Under normal conditions, pea aphids, Acyrthosiphon pisum, produce winged and wingless offspring. However, under conditions of predator stress, caused by the presence of ladybirds, lacewing larvae, hoverfly larvae, etc., these aphids release a pheromone, the sesquiterpene (E)-beta-farnesene (EBF).

 

Figure 14.19. Proposed general model for the mode of action of the primer pheromone of queen fire ants that inhibits dealation and ovary development in virgin queens. The pheromone triggers antennal receptors, which send inhibitory signals to the median neurosecretory cells in the brain. Largely inhibited, the median neurosecretory cells only weakly stimulate the corpora allata to synthesize JH, maintaining low titers of this hormone. At low levels, JH stimulates vitellogenin synthesis in the fat body. In the absence of the pheromone, the disinhibited neurosecretory cells send a stronger chemical and/or neural signal that triggers  the corpora allata to produce larger quantities of JH. At higher titers, JH stimulates vitellogenin uptake by the ovaries and dealation. The latter process possibly involves an effect of JH on the nervous system. Dealation may result from a JH-independent pathway in the nervous system in lieu of, or in addition to, the JH-mediated pathway. These two possible pathways for control of dealation are flagged with question marks (From Vargo, 1998).

The pheromone is received by antennal receptor neurons and processed in a specific neural circuit in the brain of conspecific aphids (females with amputated antennae produce only few winged offspring) (Weisser et al., 1999; Kunert and Weisser, 2005). On receiving and perceiving the pheromone, females respond adaptively by activating a developmental pathway that leads to production of a larger proportion of winged offspring, which by flying could escape the predator and colonize other predator-free plants. Some plants also release a similar sesquiterpene but pea aphids are able to compare the proportion of the sesquiterpenes released by the plant and their conspecifics (Kunert et al., 2005) in their brain circuits and activate signal cascades for production of more winged morphs on assessing that more sesquiterpene comes from conspecifics rather than from  plants.

Another example of developmental lability, with significant implications for the evolution of wings in insects, is the marked wing dimorphism observed in the lygaeid bug, Dimorphopterus japonicus. This insect can selectively and adaptively regulate proportion of short-winged (brachypterous) and long-winged (macropterous) individuals. In response to social stimuli, such as conspecific crowding, high temperature and long photoperiod, during the nymphal stage, this bug increases the proportion of macropters in the offspring, or even produces only macropters, depending on the intensity of the perceived stimuli. This is an adaptive response for escaping the deteriorating habitat (Sasaki et al., 2002; Sasaki et al., 2003).

NeoDarwinian Explanation of the Caste-specific Wing Developmental Polymorphism in Pheidole megacephala

Development of phenotypically different castes in colonies consisting of individuals of the same genotype cannot be accounted for from a neoDarwinian view for the phenomenon contradicts one of the basic theoretical tenets of the neoDarwinian paradigm on genes as determinants of phenotypic characters (winged and wingless individuals of a single brood are genotypically similar and the winged/wingless ratio in the offspring is such that excludes genes or genetic  information as a possible cause of this polymorphism ).

Epigenetic Explanation of Caste-specific Wing Developmental Polymorphism in Pheidole megacephala

As discussed earlier, not only castes share the key wing patterning genes but the wing-patterning network has been conserved across holometabolous insects. No changes in genes or in genetic information are involved in production of winged and unwinged individuals (all of them belong to the same genotype) unambiguosly suggests that the lability of the wing developmental pathways and the evolution of wings and wing polymorphisms in insects. Let’s remember that developmental lability is the source of the evolutionary lability.

Signal cascades responsible for the development of of wing discs and wings, ultimately originate in the brains of insect larvae. However, this fact does not tell us anything on why some of the larvae (queen and major workers) develop full wing discs and some develop barely detectable wing discs. Empirical evidence has shown that the initial differentiation of the queen line from the worker lines is determined by a first JH pulse during the early embryonic development and the differentiation of the major workers from minor workers is determined by a second JH pulse taking place during larval development in the minor worker line. The wing disc that develops in presumptive major workers is later eliminated by apoptosis. Both JH secretion and the programmed cell death are neurally determined by signal cascades that start in the insect brain, as a result of the processing of external and internal stimuli.

Since the developmental lability of polyphenisms is a centrally regulated adaptive response to environmental stimuli, the crucial element for understanding the nature and evolution of these morphological adaptations is the understanding of the mechanism by which an animal in response to these external biotic and abiotic (physical and chemical) stimuli, as well as social stimuli, generates “instructions” or the epigenetic information for regulating switches in JH secretion. With the nervous system being the site where external stimuli are processed and where the signal cascades for caste polymorphisms start, it is logical to conclude that the caste wing polymorphism in P. megacephala is determined by an epigenetic mechanism related to the processing of external and internal stimuli in the insect’s CNS.

Evolution of Polyphenism for Body Color in Butterfly Pupae

 Many butterflies show a marked pupal color plasticity, which depends on the color of the pupariation background. We know that the pigmentation of the pupae is neurally determined. The visual stimuli of the background color are received and transmitted to the brain for processing in neural circuits resulting in the synthesis and release of a neurohormone named PMRF (pupal melanization-reducing factor) by secretory neurons in the central nervous system and various nervous ganglia (Bueckman, 1969).

When pupariate on a light colored background, pupae of the peacock butterfly Inachis io of the nymphalid family, and the large white butterfly Pieris brassicae of the pierid family, neurons in the brain of the pupae secrete PMRF, the “browning hormone”. The neurohormone leads to incorporation in the cuticle of the lutein, which turns their body color into yellow. When pupariate on dark background they do not produce/secrete PMRF, leading to appearance of a green body color. Injection of extracts of ganglion chains in prepupae produces effects of the pupation site of the donor of the ganglia.

In contrast, when pupariate on the same light-colored background, butterflies of the Papilionidae family, such as Papilio xuthus and Papilio polyxenes, release no PMRF and develop a yellow body color; on dark background they release PMRF and display a green body color. Thus, secretion of the same neuropeptide, PMRF, determines two contrasting body colorations, yellow coloration in nymphalidae and pieridae butterflies and green coloration in papilionides (Starnecker and Hazel, 1999).

How did the divergence in the body color evolve?

NeoDarwinian Explanation

 Predictably, no neoDarwinian explanation has been offered to account for the production of two contrasting body colors by individuals of the same genotype.

Epigenetic Explanation

 It has been hypothesized that both nymphalides and pierides inherited this plasticity from their common ancestor. But since both these families are more remotely related to papilionides, it is more likely that the contrasting polyphenisms evolved after these families diverged from the common ancestral group. Essential to remember in this context is the fact that initial information for color plasticity is generated by the processing of the visual signals on the pupariation background, which leads to two contrasting results: secretion of PMRF in one species and suppression of PMRF secretion in the other. This suggests that 

The neural control of the hormone’s release would have to be different in the two species. (Starnecker and Hazel, 1999) 

 

This is a manifestation of the manipulative expression of genes in the CNS, which can causally relate any external stimulus with expression of any gene (see chapter 2, The Origin and Nature of Epigenetic Information for Metazoan Morphology). In response to the same stimulus these insects respond in opposite ways in relation to secretion of the neurohormone PMRF.

Since no changes in the gene for the neurohormone PMRF have occurred after the above families have diverged the question arises: how could “the neural control of the hormone’s release” evolve? Vast evidence on phenotypic intragenerational and transgenerational plasticity shows that switching of the neural circuits for releasing alternative chemical signals (neurotransmitters, neuromodulators) in response to alternative environmental stimuli is a developmentally routine phenomenon, (see chapter 12, Transgenerational Developmental Plasticity).

No change in the gene for the neurohormone, PMRF, has occurred in either of these lepidopteran groups or even in other lepidopteran groups. What seems to have taken place is an epigenetic phenomenon, the neural manipulation of expression of genes, a unique property of the  nervous system, which can causally relate any external stimulus to any gene (see chapter 2, The Origin and Nature of Epigenetic Information for Metazoan Morphology). In response to visual signals from light colored sites, neural circuits in nymphalides and pierides secrete PMRF whereas papilionides do not; and the reverse, in response to visual signals from darker sites, neural circuits of nymphalide and pieride larvae do not secrete PMRF, whereas papilionides do.

 

Evolution of the Seasonal Diphenism in the Butterfly Bicyclus anynana

 

The African butterfly Bicyclus anynana responds adaptively to the semestral cycles (spring-fall) of color changes in its natural background. Its wings change from a spotted wing pattern, which serves as warning against its predators in the colorful lighter spring background, to non-spotted pattern in fall, which makes it less visible in the season’s brownish background of fallen leaves (figure 14.20).

Figure 14.20. A wet-dry seasonal cycle. A dry season is followed by a wet season (brown and green, respectively). Two generations of the wet season form with conspicuous eyespots occur in each rainy season. Larvae of both of these cohorts develop at high average temperatures. The second generation of the wet season form lays eggs before the grass food plants die out, and the larvae develop at progressively declining temperatures. This cohort produces the generation of the dry season form without eyespots that persists through the period of low rainfall (From Brakefield et al., 2007).

 

Some biologists believe that the evolution of eyespot patterns in butterflies “requires only single or very few changes in regulatory genes” (Brakefield et al., 1996) but as of yet no relevant changes in genes have been identified. Above all, the change in one or very few regulatory genes is logically excluded by definition: the genotypes of the distinct seasonal morphs are identical.

Environmental stimuli, both visual and thermosensory stimuli, that trigger this developmental plasticity, do not, and cannot, act directly on genes in the cells of wing eye spots.

Arguably they are received by sensory, retinal neurons and transmitted for processing and integration in the butterfly brain, leading to secretion of neurotransmitters/neuromodulators that start signal cascades determining the seasonal diphenism.

Recent studies demonstrate the determining role of hormones in switching African satyrine Bicyclus anynana to alternative developmental pathways and the adaptive (hence intrinsic) nature of the response to the changing environment. These experiments seem to reconstruct the first links of the causal chain extending from environmental stimuli to the development of the B. anynana seasonal camouflage, which, like other insect polyphenisms is based on hormone-induced switches in developmental pathways (Nijhout, 1996).

The seasonal diphenism appears in the final stage of B. anynana’s development and this might suggest that it is an evolutionarily new (not ancestral) feature. Phylogenetically earlier characters such as the number of eyespots per wing, which are different in different butterfly species appear in the earlier stages of butterfly development (Brakefield et al., 1996). In other insects, polyphenisms are demonstrated to be based on hormone-induced switches in developmental pathways, and hormonal signals might control the formation of eyespots in B. anynana as well.

 

NeoDarwinian Explanation

 

Any gradualist mechanism of the accumulation of favorable hereditary changes under the action of natural selection or genetic drift, would immediately be rejected as an explanation of the seasonal diphenism. Indeed, no attempt has been to explain the phenomenon from a neoDarwinian view.

The widely held idea that the seasonal polyphenism of B. anynana is under control of environment (Brakefield et al., 1996) seems to be too vague and misleading: living systems are under control of their own control system rather than under any unidentified and unidentifiable environmental control. Environment definitely influences the behavior of living systems but environmentally-triggered changes in these systems represent intrinsically determined responses for adapting the system to the environment, rather than automatic products of the environment.

 

Epigenetic Explanation

 

There can be no doubt that the seasonal polyphenic adaptation did not arise instantly at the moment this butterfly diverged as a separate species from its ancestral stock. First the butterfly might have evolved a phenotypic plasticity for wing patterning, where individuals of the same population, or even of the same brood (implying the same genotype), might express one of alternative phenotypes as often occurs in cases of developmental polymorphisms (see Developmental Polymorphism, chapter 11), which abound throughout the living nature.

Suppose a situation of developmental polymorphism where populations of the incipient species of B. anynana were composed of individuals of two morphs, each of them with one of two alternate wing phenotypes, spotted and non-spotted, in certain proportions. Given that no genetic changes are involved in the appearance of two different morphs, it may reasonably be inferred that an epigenetic factor determines activation of the spring and fall season polyphenism.

What is that determines the appearance of each of the seasonal morphs in B. anynana? To put the question in another way: How and where are the visual and thermosensory environmental cues related to the activation of alternative developmental pathways for spotted and nonspotted wing patterning?

We can answer this question with a high degree of certainty. Wing patterning in seasonal morphs of B. anynana is neurally determined during the individual development according to the principle of  the binary neural control (see on the subject in chapter 7): on the one hand, the CNS control of the wing patterning is mediated by the neurally controlled secretion of ecdysone and, on the other, by expression of the EcR (ecdysone receptor) by the local neural innervation.

We know that both ecdysone and its receptor in both the wet and dry season morphs are unchanged and functional. What is essentially different in these morphs is the pattern of expression of the ecdysone receptor in the wing and this pattern is experimentally demonstrated to be epigenetically determined by the local innervation. But if the development of the eyespot in B. anynana wings is epigenetically determined by the nervous system during individual development, its evolution also would have been epigenetically determined by an inherited change in the neural regulation of expression of the gene for the ecdysone receptor. For there is no other way evolutionary changes in morphology could take place but by changes in developmental pathways.

 

Role of the Nervous System in the Development of Teeth

 

Two observations attracted the attention of investigators to the possibility that the nervous system is directly involved in vertebrate tooth development. First, that the dental nerve enters the jaw before the beginning of odontogenesis (Hildebrand et al., 1995; Fried et al., 2000) and, second, that axons are detected in the sites where the teeth develop:

When a dental lamina is formed, a plexus of nerve branches is seen in the subepithelial mesenchyme. Shortly thereafter, specific branches to individual tooth primordia are observed. In bud stage tooth germs, axon terminals surround the condensed mesenchyme and in cap stage primordia axons grow into the dental follicle (Hildebrand et al., 1995; figure 14.45). The tooth Anlage is innervated by nerves from the trigeminal ganglion and this innervation is tightly linked to the tooth development (Kettunen et al., 2005). However, conflicting experimental evidence came from studies of odontogenesis in mammals. Experiments on rat embryos have shown that the local innervation is not necessary for the initiation of odontogenesis. According to Luukko (1997), although dental nerves control the rate of dentinogenesis, the main branches emerging from the trigeminal ganglion run parallel to, and beneath, the oral epithelium, i.e., they do not reach the presumptive tooth-bearing area:

 

Trigeminal nerve fibres were not detected in the vicinity of the developing rat tooth germ before the bud stage.

 

Hence his conclusion:

 

Trigeminal nerve fibres do not influence initiation (my emphasis - N.C.) of mammalian tooth development. (Lukko, 1997)


 

 

 

Figure 14.45. A schematic summary of the structural relation between nerves and tooth germs during development (From Hildebrand et al. 1995).


 

Similarly, in human embryos the role of innervation in odontogenesis starts with the development of the dental follicle (Christensen et al. 1993). Nevertheless, it is noteworthy that two decades ago, based on some experimental evidence on mice embryos (Lumsden and Buchanan, 1986) and rat embryos (Luukko, 1997), it was thought that the local innervation has no role in odontogenesis at all:

 

It is concluded that innervation plays no part in determination of tooth development. (Lumsden and Buchanan, 1986)

 

But, as Tuisku and Hildebrand observed later, these experiments did not justify the conclusion drawn because the teeth in these experiments were examined after denervation and investigators did not consider the possibility of the influence of the trigeminal placode which produces some trigeminal neurons at a very early stage (Hildebrand et al., 1995).

Besides, the murine trigeminal ganglion commences at ED (embryonic day) 8.5-9.5, when the neural crest cells from the rhombencephalic neural crest have formed the tooth-forming mesenchyme in the mandibular process, and by ED10 axons from the trigeminal ganglion enter the mandibular process and some reach the presumptive incisor and molar regions of the oral epithelium (Hildebrand et al., 1995).

In an attempt to resolve the controversy, investigators undertook a series of experiments on the formation of mandibular tooth germs in the cichlid polyphyodont fish, Tilapia mariae. Given the experimental difficulties of an earlier denervation of the mouse embryo, they made use of the fact that in polyphyodont vertebrates such as cichlid fish, teeth are continuously replaced in cycles of about 100 days. They performed unilateral denervation of the lower jaw of T. mariae through neurectomy of the ramus alveolaris trigemini. No new (replacement) teeth germs formed in the denervated lower jaw, but “numerous mineralized replacement teeth were present in the innervated jaw cavity on the unoperated side” (Tuisku and Hildebrand, 1994). Prospective dental nerves are present in the fish jaw before the onset of tooth formation, nerve branches are seen just under the odontogenic epithelium, and later specific branches extend to individual tooth primordia (Hildebrand et al, 1995; Tuisku and Hildebrand, 1994). Based on the evidence from their experiments, Tuisku and Hildebrand conclude that

 

de novo formation of tooth primordial in the lower jaw of the cichlid T. mariae was arrested following denervation… the local presence of trigeminal nerve branches in the jaw cavity is necessary for the formation of tooth germs in the lower jaw of the cichlid T. mariae. (Tuisku and Hildebrand 1994)

 

and that mandibular innervation

 

may have a primary initiating or instructive role” in early odontogenesis. (Tuisku and Hildebrand, 1994)

 

Summarizing extensive experimental work done at the time, Tuisku and Hildebrand argue:

 

Histologically, tooth initiation commences as a local thickening of the oral epithelium (dental lamina) and a beginning condensation of the underlying mesenchyme. The subsequent development of tooth primordia runs more or less autonomously. Hence, if nervous influences are involved in the tooth formation, they should occur before or during the emergence of a dental lamina. Indeed, nerve endings have been observed to occur transiently and selectively at loci where epithelial thickenings indicative of tooth development appear some hours later. (Tuisku and Hildebrand, 1994)

 

Based on results of the above experiments for interpreting evolution of the teeth shape in cichlid fish, Streelman et al. believe that

 

Tuisku and Hildebrand (1994) demonstrated that the development of replacement tooth germs in the cichlid lower jaw is dependent on mandibular innervation. It is possible that such neural input directs not only the process of replacement but, in certain cases, the shape of new teeth as well. This might result in rapid changes in dentition given changing feeding behaviors. (Streelman et al., 2003)

 

Investigators also explain the reason why other studies have overlooked the presence of innervation in incipient tooth germs:

 

First, the initial steps in mammalian and teleost odontogenesis may not be identical. In fact, the odontogenic oral epithelium seems to have partly different roles in mammals and teleosts. In teleosts, the epithelial tooth component does not produce true enamel. The functional surfaces of teleost teeth are covered with a structure different from that of enamel. In actinopterygian teleosts, which comprise T. mariae, the dental epithelium and the odontoblasts both contribute extracellular matrix proteins to the enameloid layer. To what extent the oral epithelium participates in initiating odontogenic events in these teleosts is unknown. An instructive or patterning role of local nerves at an early stage of odontogenesis cannot be excluded. Second, some few, tiny trigeminal axons, which were not readily revealed by silver staining of paraffin sections, might possibly have entered the E9 and E10 mouse mandibular arches used for explantation. That this might have been the case is indicated by the absence of stained axons coursing from the host eye to E9 and E10 mandibular arch grafts after 2 weeks in oculo (Lumsden and Buchanan, 1986). The ground plexus of the iris can innervate at least some nonneural intraocular grafts within 1-2 weeks (Malmfors et al., 1971). Third, trigeminal ganglion neurons have a dual origin - the neural crest and the trigeminal epidermal placode. Placode-derived trigeminal neurons develop before crest-derived ones (see Purves and Lichtman, 1985; Stainier and Gilbert, 1991). In the mouse, placode-derived trigeminal ganglion neurons start to differentiate very early in E9 (Stainier and Gilbert, 1991). Interestingly, the avian placodal neurons, which develop even if the neural crest is removed, may form peripheral projections before reaching the ganglion proper and before the crest-derived trigeminal sensory neurons emit processes (see Noden, 1991). If the development of the murine trigeminal ganglion is principally similar to that of the chick, as seems to be the case (Covell and Noden, 1989; Stainier and Gilbert, 1991), murine E9 and E10 mandibular arch grafts could possibly have been contacted by placodal trigeminal sensory neurons. (Tuisku and Hildebrand, 1994)

 

Another interesting phenomenon, relevant to the possible involvement of the trigeminal nerve fibers in the regulation of teeth formation in vertebrates is the fact that in contrast to the mandibular and maxillar odontogenic areas, where these fibers are abundant, no nerve fibers are detected in the diastema, the space between two teeth, where teeth primordia soon disappear and no teeth develop (Loes et al., 2002).

Besides the neural crest cells and nerve fibers, neurons localized in the region of the developing teeth are also essentially involved in regulation of mammalian odontogenesis (Luukko et al., 1997) and it is noteworthy that this conclusion is drawn by investigators that previously denied the possibility that local nerves are involved in the initiation of teeth formation. Indeed, in a later study these investigators have obtained, both in vivo and in vitro, results suggesting that neurons may also participate in tooth formation in mammals. Now they believe that

 

Neuronal cells are present in the developing rat tooth. Their localization during the bud and cap stages suggests that local neurons may participate in the regulation of mammalian tooth formation. Moreover, the apparent neuronal characteristics of the cells of the dental mesenchyme may reflect the specific ability of neural crest-derived cells to contribute to mammalian tooth formation. (Luukko et al., 1997)

 

The neural network that is involved in tooth development contains at its core a set of over 50 genes (among which at least 12 transcription factors) expressed in the enamel knots – signaling centers of the odontogenic epithelium. These enamel knots secrete BMPs (bone morphogenetic proteins), which act as stimulators, as well as FGFs (fibroblast growth factors) and SHH (Sonic hedgehog), which act as inhibitors (Salazar-Ciudad and Jernvall, 2002) of odontogenesis. A secreted protein, termed ectadin (Laurikkala et al., 2003) also acts as inhibitor of BMPs, whose expression pattern regulates formation of cusps (Kassai et al., 2005). The gene regulatory network for teeth development seems to have been conserved across vertebrate taxa.

The innervation of odontogenic regions is correlated with specific patterns of expression of odontogenic genes in the region (figure 14.46). Studies on the evolution of molars in two mammal  species, mice and voles, have shown that changes in the number and configuration of molars in these species are not related to any mutations in “molar patterning genes” but simply to a regulatory shift in lateral topography in mice and to a greater number of iterations of the established lateral topography in voles. These evolutionarily important changes take place in very early stages of development (Jernvall et al., 2000).

The rapid evolution of East African cichlid fish in lakes Tanganyika, Malawi, and Victoria was accompanied by evolutionary changes in the morphology of dentition consisting of multiple rows of teeth in the mouth and pharynx. Metriaclima zebra and Labeotropheus fuelleborni are two cichlid species that diverged from their common ancestor ~50,000 to 500,000 years ago. Changes in the tooth morphology of the two species (M. zebra has bicuspid teeth and L. fuelleborni - tricuspid) are not related to any changes in odontogenic genes. This is corroborated by the observation that both species produce similar first-generation unicuspid teeth and latter in the life M. zebra replaces them with bicuspids and L. fuelleborni with tricuspids (Streelman et al., 2003).

In 1980, Kollar and Fisher, combined chick presumptive embryonic epithelium with mouse molar mesenchyme of neural crest origin and cultivated the recombinant in vitro in the anterior chamber of the mouse eye.

 

 

 

Figure 14.46. Schematic model for coordination of early tooth organogenesis and establishment of nerve supply by epithelial-mesenchymal interactions. The Sema3a exclusion areas regulate timing of tooth innervation and the innervation pattern. Prior to the histological onset of tooth formation (E10.5), the odontogenic oral epithelium, which instructs tooth formation and also possesses information to control tooth-specific nerve supply, induces (mediated by Wnt4) Sema3a in the presumptive dental mesenchyme. During subsequent morphogenesis epithelial signaling and Wnt4 and Tgfß1 continue to control Sema3a expression domains in the dental mesenchyme target area. Wnt4 and Tgfß1 contribute to the regulation of tooth morphogenesis by maintaining Msx1 (the effect of Wnt4 on Msx1 expression at E11.5 is hypothetical) and stimulating dental mesenchymal cell proliferation, respectively. The trigeminal molar nerve located in the mesenchymal axon pathway and tooth target fields are indicated in black (From Kettunen et al. 2005).


 

They observed that structures similar to mouse tooth developed and concluded that the loss of teeth in birds is not related to any changes in genes or loss of genetic information. In their interpretation these experiments have shown that

 

The ability of chick epithelium to participate in odontogenesis and to secrete enamel matrix proteins suggests that during evolution avian toothlessness was not a consequence of a change in the genetic coding in the oral epithelium for specific protein synthesis that persists in Reptilia and Mammalia. Rather, an upset of a developmental sequence or an alteration in the behavior of cranial neural crest cells must have blocked the initiation of tooth development and subsequent synthesis of enamel matrix proteins…These data provide evidence that phenotypic change in evolution need not involve loss of genetic information. (Kollar and Fisher, 1980)

 

Mouse teeth have also been experimentally developed ectopically in wing buds of chick embryos when the mouse branchial arch containing early bud stage tooth germs was transplanted there (Koyama et al., 2003). The above results were corroborated by results of neural tube homotopic transspecific transplantations in vivo. Mouse cranial neural crest was grafted in place of chick. Chicks grafted with mouse neural crest of mesencephalon and rhombencephalon (series B and C) origin developed tooth structures while those grafted with neural crest of prosencephalon origin did not, suggesting that the latter is not involved in odontogenesis (figure 14.47).


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NeoDarwinian Explanation

 

From the neoDarwinian point of view, it would be predicted that  vertebrate dentition is result of evolution of new, odontogenic genes and/or changes in existing genes (gene mutations) that somehow imparted odontogenic properties to their protein products. This prediction is rejected from the fact that genes involved in teeth formation are shared by all teeth-developing vertebrates despite the wide variation in teeth morphology. Moreover, they are also present in teethless invertebrates and in the whole class of birds that lacks teeth.

 

Although teeth are unique to vertebrates, much of their development involves genetic pathways found in invertebrates. Indeed it seems remarkable that the differentiation of cells unique to teeth, ameloblasts and odontoblasts involves homologues of Drosophila signalling molecules, a species that has no equivalent cells… No developmental mechanisms or regulatory molecules have so far been shown to be unique for tooth development. (Thesleff and Sharpe, 1997).

 

In regard to the exceptionally rapid divergence in dentition of two species of cichlid fish, M. zebra and  L. fuelleborni, mentioned earlier, no evidence exists on difference in genes involved in odontogenesis in these species.

The fact that birds, which have lost teeth ~80 million years ago, form tooth structures, when mouse homotypic neural crest is transplanted in chick embryos, shows that all the genes involved in tooth development are functionally conserved in this vertebrate class. Hence, an epigenetic change in the migrating properties of neural crest cells or in the premigratory epigenetic information that is provided to them before leaving the mesencephalon/rhombencephalon rather than any mutation or loss of genes is the cause of the loss of teeth in birds.

 

Epigenetic Explanation

 

Two crucial factors participating in odontogenesis are migration of neural crest cells and the local innervation. Conservation of the function of genes involved in odontogenesis and the general pattern of their expression in mammals, in the broader vertebrate group of species and even in invertebrates  (Thesleff and Sharpe, 1997) suggests that non-genetic information of some kind is used for evolution of dentition and the profound evolutionary changes that evolved in vertebrate dentition and teeth morphology.

Experimental evidence presented in this section shows that no changes in genes are involved in the dramatic differences observed in teeth morphology of the two cichlid fish species, M. zebra and L fuelleborni, which start odontogenesis with a common unicuspid first generation of teeth to sharply diverge later by producing - the first (M. zebra) bicuspid second generation teeth and the second – tricuspid second generation teeth.

The experimental transformation of presumptive incisor teeth into molar teeth by implanting FGF beads or Noggin (an inhibitor of BMP) beads unambiguously shows that no new genes or gene mutations but only changes in expression patterns, epigenetic changes, of these odontogenic and antagonistically acting Fgf and Bmp genes is what is needed to induce changes in  the morphology of incisor and molar teeth.

As mentioned earlier, there are two main histological components involved in tooth formation: dental lamina, the thickening of odontogenic oral epithelium and the underlying ectomesenchyme of neural crest origin. As far as the neural crest-derived ectomesenchyme is concerned, vast evidence demonstrates that neural crest cells before delaminating from the neural tube/CNS and starting migration are provided with epigenetic information on not only where to go but also what to do in dentition sites. This fact  has to be considered in the context of the experimental observation on the role of local innervation in odontogenesis. Experiments with denervation of the mandibular arch in fish have beyond doubt shown that the local innervation is an indispensable source of epigenetic information for odontogenesis.

Summarising, it may be firmly concluded that evolution of vertebrate teeth is result of epigenetically determined changes in the spatial pattern of expression of basically the same genes producing the same odontogenic material. The fact that the cerebral neural crest and local innervation play an indispensable role in the development of teeth in vertebrates, in the context of the absence of changes in relevant genes and genetic information, strongly suggests that the nervous system is the source of information for the development and evolution of vertebrate teeth. 

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Evolution of Viviparity

 

Viviparity (live-bearing reproduction) and oviparity (reproduction by oviposited eggs) are two basic modes of sexual reproduction in metazoans. The first implies production of live viable young by the mother, while oviparity implies production of eggs that may proceed with embryogenic development after oviposition. The embryonic development in oviparous species may start and go through certain developmental stages before oviposition but in many cases the deposited egg may contain fully developed young.

Viviparity implies matrotrophy with placentotrophy as its most advanced form. Placentotrophy relies on evolution and development of structures that make the nourishment and respiration of the embryo in the reproductive tract possible and oviparity implies provision to the egg of nutrients in the form of yolk (lecithotrophy) and water necessary for the development until hatching.

The fact that the oviparous group comprises species that go through various stages of embryonic development in the maternal organism within egg shells has led some authors to the idea that lecithotrophy and placentotrophy are two extremes of a continuum of reproductive modes (Blackburn, 1995).

Out of ~4000 cockroach species, only one, Diploptera punctata, is known to be viviparous. In this species embryos are wrapped by a brood sac that provides the embryo with water and also releases nutritive secretions, the “milk”containing proteins of the family of lipocalin. The milk is ingested by the embryo. The brood sac forms from infolding of the ventral intersegmental membrane.

Ovoviviparity, where embryogenesis takes place within mother’s body, without special maternal nourishment, is a more common phenomenon in cockroaches. It is interesting to point out that in ovoviviparous species, as well, the brood sac secretes “milk” although it is not ingested by the embryo.

It has been suggested that viviparity in cockroaches evolved from ovoviviparity. Indeed, two ovoviviparous cockroach species, Byrsotria fumigata and Gromphadorhina portentosa have brood sacks, secretory apparatus with ducts, similar to Diploptera punctata. If this has been the ancestral state of D. punctata then it implies that a single non-genetic behavioral step, i.e., the evolution of the ability of the embryo to drink, has been necessary for transition of the cockroach ovoviviparous species to viviparity (Williford et al., 2004).

Viviparity is estimated to have independently originated more than 140 times among vertebrates with 29 of these origins having occurred among fish (Blackburn, 2005) and 98 among reptiles (Blackburn, 1995). It occurs in every vertebrate class, except birds. In invertebrates it has only rarely been described.

Evidence from reptiles lends support to the view of saltational mode of appearance of viviparity, matrotrophy and placentation (Blackburn, 1992).

In sharks and rays, the ancestral form of parity is oviparity, egg-laying, which is observed in 40% of species. Transition from oviparity to viviparity in this group occurred 9-10 times and maternal input - 4-5 times. Reversion from viviparity to oviparity has taken place only 2 times (see table 14.1).

 

Table 14.1. Proportion of live-bearers, number of independent origins of live-bearing and maternal input estimated in major vertebrate groups (Maternal input refers to the period between fertilization and birth). (From Dulvy and Reynolds, 1997).

 

                                  Incidence of        Transition to        Transitions to

Group                        live-bearing        live-bearing          maternal input

                                        (%)                                             (matrotrophy)

 

Mammals                       99                       1-2                            1

Birds                                0                         0                              0

Reptiles                       <15                        98                             3

Amphibians                 <10                          5                             3

Teleost fishes                2-3                   10-13                          12

Sharks and rays

Previous  estimates        55                    15-18                           5

This study                      40                       9-10                       4-5

Totals (this study)                                123-128                   23-24


 

Placentation in mammals evolved only once some 100 million years ago. Placentation was found only in Carcharhiniformes (ground sharks). Investigators have concluded that elasmobranches (sharks and rays) have a high degree of evolutionary flexibility of reproductive modes. In general, evolution of viviparity in elasmobranchs seems to have been convergent and evolution of maternal input exhibits a tendency to reverse to lecithotrophic (yolk-only) viviparity (Dulvy and Reynolds, 1997; figure 14.71).

Fish are mostly oviparous but some fish species are ovoviviparous, hatching within the female genital tract. In fish of the genus Poeciliopsis alone, a complex organ such as placenta has independently evolved several times and the estimated time necessary for its evolution is 750,000 years or less. It is interesting to note that species in which placenta has evolved independently are still interbreeding and produce fertile hybrids, suggesting that the time of evolution of placentas in these species might have been much shorter (Reznick et al., 2002).

Neuroendocrine mechanisms regulating the function of the reproductive tract, which have been considered characteristic of mammals, is believed to have been in palce in elasmobranchs since 400 million years ago, preceding in time and surpassing in diversity those known in mammals (Callard and Koob, 1993).


 

Figure 14.71. (a) Transitions between egg-laying and live-bearing elasmobranchs. (b) Transitions among egg-laying, live-bearing yolk-only (no maternal input), and live-bearing with maternal input. Arrow width is proportional to the number of transitions (From Dulvy and Reynolds, 1997).


 

Some 40-80 million years ago, within the oviparous class of amphibians, a group of marsupial frogs evolved, which presently comprises about 60 tree rain forest species belonging to seven genera. These frogs evolved a unique way of developing their eggs within a special pouch on mother’s back where the embryo develops around itself a fluid-filled sack reminiscent of amniotic sac and fluid of mammal embryos. Furthermore, the pouch lining and the embryo develop intimate contact that allows passage of nutrients from mother to the embryo, essentially similar to the mammal placenta. Remarkable similarities are discovered in the hormonal regulation of embryonic development in both classes (del Pino, 1989).

In 60% of cases, viviparity in squamates (lizards and snakes) is of recent, Pleistocene, origin, as is suggested by the subgeneric level of evolution of viviparity in this group. The prevailing idea that viviparity precedes placentation has not found empirical support and seems to be rejected by the recently evolved cases of viviparity in lizards (Blackburn, 1996).

Blackburn (1995) has comparatively examined predictions of the three basic hypotheses on the evolution of viviparity in squamates (table 14.2).

Lacerta vivipara is a viviparous species that evolved very recently, during the ice age, throughout Eurasia, but its populations in Pyrenees lay eggs. Oviparous and viviparous individuals hybridize in captivity and the hybrid eggs have half the thickness of the eggs of oviparous females. According to gradual hypothesis of viviparity, its eggs have to be laid at an advanced stage of embryonic development. In fact they are not and this validates the prediction #4 (of the saltational hypothesis).

It is believed that evolution of viviparity is an adaptation to conditions of cold climate and some empirical evidence from reptiles in support of this hypothesis exists (Shine, 1983; Mathies and Andrews, 1995). However, evidence contradicting the cold-climate hypothesis has also been presented. Although the viviparous species of the North American lizard genus Sceloporus (with approximately 68 species, of which 28 are viviparous) generally are found at higher elevations and latitudes, the northernmost species in North America are oviparous (Guillette Jr., 1993).

A widely held gradualistic neoDarwinian hypothesis holds that thinning of the egg shell precedes the evolution of viviparity (Blackburn, 1998), as an adaptive modification for gradually allowing gas exchange between the increasingly consuming oxygen embryo and the uterus. Studies for testing this hypothesis in lizards have revealed no correlation between the gas permeability of the eggshell and its capacity to support embryonic development.


 

Table 14.2.  Hypotheses and predictions about the evolution of viviparity in squamates (From Blackburn, 1995). 

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Hypotheses                     Predictions

 

 

Gradual               (1) Clades contain species in primitive, intermediate, and advanced evolutionary stages                                

                               (2) A continuum exists of developmental stages at parition among living species

Saltational             (3) Viviparous and oviparous  congeners are similar

                              (4) Recent origins of viviparity exhibit a bimodal distribution of parition stages

                              (5) No oviparous  for advanced eggs

                              (6) Facultative viviparity occurs

Punctuated        (7) A bimodal distribution of parition stages exists, but some                             equilibrium                         species oviposit  advanced eggs

                              (8) Facultative, oviparous egg-retention with intra-oviductal development occurs

                              (9) Viviparous and oviparous congeners are similar

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There are populations of the skink, Saiphos equalis, where females produce eggs that hatch within a few days of laying although their eggs are thick-shelled. Mathies and Andrews believe that these animals are able to support embryonic development to term within fully-shelled eggs in oviducts and that the thinning of the eggshell may be a post-viviparity event rather than a prelude to viviparity (Mathies and Andrews, 2000).

Sometimes, transition from oviparity to viviparity may be related to the thinning and elimination of the egg shell. This may have been achieved by decreasing activity of the shell glands, by changing the number of eggs or by shortening the retention of eggs in the uterus, all epigenetic processes involving no changes in genes, genetic information, or genetic mechanisms. So, e.g., in clear distinction from amphibians, reptiles have evolved a neural control on prostaglandin-induced uterine contractions, which allowed them to speed up parturition that evidently may lead to thinning and even to absence of the egg shell.

Evolution of viviparity has been considered to be a process of three successive, gradualistic processes: placentotrophy, placentation and true viviparity. Contrary to that conventional gradualistic model of evolution of viviparity in lizards and snakes, more than 100 clades of these

groups have made transition from oviparity to true viviparity (Blackburn, 1996) and recent studies have failed to find intermediate forms between viviparous and oviparous species:

 

Various phenotypic intermediates postulated by the gradualistic model are either scarce or unrepresented among known forms, including those in which viviparity has evolved at specific and subspecific levels …placentae and a degree of placentotrophy have evolved repeatedly as necessary correlates of viviparity, not as subsequent modifications. (Blackburn, 1995; Fleming and Blackburn, 2003)

 

Transition of squamates (lizards, snakes, and amphisbaenians) to viviparity is associated with changes in the structure and function of the oviduct and uterus, which made possible the viviparity and the establishment of the complex physiological relationship between the mother and embryo (Blackburn, 1998).

In lizards, viviparity evolved in various forms, ranging from lecithotrophic viviparity through viviparity with more complex placentae to obligate placentotrophy (Stewart and Thompson, 2000; Thompson and Speake, 2006). The last form, although less common, evolved at least 5 times (Thompson and Speake, 2006). An example of the rapid evolution of the complex trait of viviparity, is that of Lacerta vivipara, a lizard species that consists of viviparous and oviparous populations/subspecies in various regions of Europe. In Russia and Hungary they (Lacerta vivipara pannonica) reproduce viviparously, whereas neighboring Slovenia and western Europe is populated by the oviparous variant (Surget-Groba et al., 2001).

Both oviparous and viviparous forms of the lizard, Lacerta vivipara, express in their materno-fetal structure cytokines and immunotolerance factors, necessary for protecting the semi-allogenic embryo from mother’s immune response, a fact that might have had an important role as a preadaptation for possible transition of the oviparous populations to viviparity (Paulesu, 1997; Paulesu et al., 2005).

In the viviparous reptile, Chalcides chalcides, placenta performs endocrine functions, by producing progesterone, which is increased during the late stage of pregnancy for compensating the decline in ovarian progesterone production as a consequence of the regression of corpora lutea (Guarino et al., 2002). Expression of cytokines (interleukins) in the placenta of this lizard seems to have evolved in parallel with expression of cytokines in mammal placenta (Paulesu, 1997).

Experimental studies on the viviparous lizard, Sceloporus jarrovi, have shown that a complex endocrine maternal-fetal relationship, including a selectively regulated passage of maternal hormones through placenta, has evolved within an evolutionarily short period of time since the evolution of viviparity in this species. When the level of progesterone of the pregnant female is experimentally elevated 100-fold, the level of the hormone in the fetus is elevated only 2 fold, implying that its placenta has a strong buffering function. This function is very important for protecting the fetus from fluctuations at the level of maternal stress hormones during stress conditions, which might interfere with sex-specific development of the fetus, but it also protects the mother from the influence of fetal hormones. During the relatively short period of time since it developed the morphological structure of the placenta, S. jarrovi has evolved a surprisingly complex endocrine mechanism for regulating maternal-fetal interactions (Painter et al., 2002).

A lizard from lowlands of New Guinea, which is considered to be at an incipient stage of viviparity, develops only a thin egg shell (Guillette, 2005). The scincid lizard, Lerista bougainvillii also is a reproductively bimodal species exhibiting both oviparity and viviparity. The thinning of the eggshell in this species has been considered to be an adaption for transition from oviparity to viviparity (Qualls, 1996).

In Australia, the scincid lizard, Saiphos equalis, offers a very interesting example of a species that shows both viviparous and oviparous modes of reproduction. Oviparous and viviparous specimens of the same species were collected in close neighborhood, within 55 km in New South Wales. Populations from the northern highlands (Riamukka) exhibit an intermediate mode of reproduction where females produce offspring that emerge from their birth membranes within 12 hours to up to 7 days, which in scincid lizards is considered viviparity. Populations of lizards from the southern coastal area (Sydney), however, produce  thick-shelled eggs that have a short incubation period of 1 to 9 days, a fact that led investigators to the conclusion that this population “is genuinely intermediate between ‘oviparity’ and ‘viviparity’, as these conditions are generally defined in reptiles” (Smith and Shine, 1997).

The further evolution of the intrauterine part of development in metazoans proceeded along two divergent lines, with birds reversing to oviparity and mammals toward an ever-increasing to full independence of yolk for their embryonic development.

 

NeoDarwinian Explanation

 

The NeoDarwinian interpretation and its predictions in relation to the evolution of viviparity presented herein are based on a review by Blackburn (1995), one of the leading investigators in the field.

For over half of a century viviparity and placentation in squamates have been considered as examples of gradual evolution. From this gradualist perspective, the evolution of viviparity and placentation in squamates has been imagined as a three-stage process comprising

 

A gradual increase in the duration of oviductal egg retention, leading to viviparity, a gradual development in viviparous forms of a simple placenta that functions in gas exchange and water uptake, and a progressive reliance on the placenta as a means of supplying inorganic and organic nutrients for development, eventually leading to placentotrophy. (Blackburn, 1996)

 

Transition from oviparity to viviparity, which implies numerous physiological and morphological changes in the maternal and fetal tissues related to the supply of nutritive substances as well as water, oxygen, hormones, etc., fine communication and, at the same time, isolation from each other’s influences is an extremely complex process.

According to the neoDarwinian paradigm, it would be predicted that useful changes in genes have to occur in order to make this transition possible and accumulation of the genetic changes in populations under the action of natural selection would take long periods of time. Empirical evidence shows that transition from oviparity to viviparity occurred repeatedly and independently (in about 100 cases only in squamates) during an evolutionarily short period of about 1 milion years, suggesting that transition from oviparity to viviparity is neither rare, nor requires long evolutionary periods of time to occur. Moreover, no changes in genes relevant to evolution of viviparity have been reported and many genes involved in this transition have been well conserved in taxa that are so distant as insects and humans. The extremely rapid and repeated evolution in fish of the genus Poeciliopsis alone, of viviparity, a physio-morphologically very complex trait in as little as 750,000 years and probably much less (Reznick et al., 2002), also is not compatible with the neoDarwinian concept of accumulation of useful mutations as causal basis of evolution of viviparity.

The neoDarwinian gradualism would also predict that within the extant species, many, if not all, of the intermediate stages of transition from oviparity to viviparity would exist (the argument of incompleteness of paleontological record in this case is not applicable because, by evolutionary standards, these transitions have occurred very recently):

 

An important testable prediction that derives from the gradualistic scenario is that extant clades contain species representing primitive\intermediate\ and advanced stages in the development of viviparity and placentation… Available data on squamates do not support this prediction. (Blackburn, 1995)

 

The fact is that not a continuum of intermediate states but a wide gap between the viviparity and oviparity, is observed in species under natural condition (figure 14.72).

In view of the recency of the evolution of viviparity in squamates, from the neoDarwinian standpoint it would be predicted that among extant squamates, species of transitional states between the oviparity and viviparity must exist. However, no evidence to support this prediction has been found: Out of more than 100 clades that have made the transition, many of them in recent times, very few if any have shown phenotypic intermediates predicted by the neoDarwinian model (Blackburn, 1996).

And finally, if viviparity evolved because of the some selective advantages as a reproductive strategy, it would be incomprehensible what could have favored accumulation of changes and evolution of intermediate forms (between the oviparity and viviparity), which did not offer the advantages of viviparity.

 

Figure 14.72. Stages of embryonic development at deposition of the reproductive product (egg or neonate) in squamate reptiles. Staging follows the D & H system  in which Stage 1 is an unfertilized egg and Stage 39 represents birth or hatching; thus parition at Stage 39 represents viviparity. For species with a range of reported stages at oviposition, modal values (or if unavailable, range midpoints) were used. Representation of stages along the horizontal axis approximates the time course of embryonic development (From Blackburn, 1995).

 

Epigenetic Explanation 

 

The paradigmatical epigenetic view would predict that viviparity can evolve via epigenetic mechanisms. Accordingly, neither changes in genes or genetic information nor long evolutionary periods of time are necessary for the transition from oviparity to viviparity. This prediction is validated by empirical evidence accumulated so far, which shows that viviparous forms are morphologically similar to their oviparous conspecific/congeners (Blackburn, 1996).

Predictably, phenotypic changes are restricted to  the organs and tissues involved in the transition. These changes, in squamates, include:

1. reduction of egg thickness,

2. a possible increase in oviducal vascularization,

3. postponement of parition,

4. suppression of nesting behavior.

None of the above changes require changes in genes.

The reduction of the eggshell thickness involved (1) “No loss or suppression of the genes for shell membrane deposition” (Blackburn, 1996)

During the individual development and adult life in female vertebrates vascularization (2) of the oviduct is neurohormonally regulated, and the two other phenotypic changes (3 and 4) necessary for transition to viviparity (postponement of parition and suppression of nesting behavior) are under obvious control of behavioral neural circuits.

The fact that most cases of viviparity in lizards and snakes appeared recently during Pleistocene (1.8 million to 11,500 years ago), and especially the fact that the viviparity in lizard species Lacerta vivipara and Sceloporus aeneus, is estimated to have evolved in the past 11,000 to 25,000 years also support the epigenetic-developmental hypothesis.

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Evolution of Avoidance Behavior in the Green Tree- and Red-bellied Snakes

 

The toxic cane toad, Bufo marinus, was introduced in Australia  in 1935. This toad is so toxic that if snakes of two native Australian species, the green tree snake, Dendrelaphis punctulatus and the red-bellied blacksnake, Pseudechis porphyriacus, eat even a relatively small toad they die (Phillips and Shine, 2004). Now, about 60 years, or ~23 generations after colonization of parts of Australian continent by Bufo marinus, the Australian black snake, Pseudechis porphyriacus, has evolved an innate avoidance behavior toward the toxic cane toad (Phillips and Shine, 2006). From the neoDarwinian point of view, this is an extremely short period of time and a very small number of generations for an innate avoidance behavior to evolve.

Experimental procedures have excluded the possibility that the behavior may have been acquired by learning or experience within the lifetime of snakes. Investigators have determined that the behavior is not related to intragenerational learning, because they failed in attempts to learn naïve (not adapted) black snakes from other regions to avoid the toxic prey (Phillips and Shine, 2006).

Besides the adaptive avoidance behavior, within the same incredibly short period of time, in the regions populated by toxic cane toad, the black snake has also evolved adaptive evolutionary morphological and morphometrical characters: a smaller head size and a bigger body size. According to the investigators, the smaller head size prevents them from preying on toxic toads of large body size, which consequently are more toxic, and a bigger body size of the snake implies a lower likelihood of dying as a result of eating a large toxic cane toad (Phillips and Shine, 2004). On the other hand, within the same short period, toads have decreased their body size and toxicity (Phillips and Shine, 2005; Phillips and Shine, 2006).

 

NeoDarwinian Explanation

 

A neoDarwinian explanation of evolution of the above behaviors in insects is extremely difficult, if possible at all, because the probability of evolution of “genes for avoidance behavior” within  ~23 generations is negligible, although within the realm of possibility. The virtual impossibility aside, there is no report or hypothesis on the existence or evolution of such genes not only for this special case but for evolution of animal behaviors in general. It has never been claimed that changes in genes, gene drift, genetic recombinations or changes in allele frequencies (existing genetic variability) may have been involved in this evolutionary behavioral adaptation. Animal behavior is neurally determined by the activity of neural circuits as an appropriate, adaptive response to specific external/internal stimuli.
The fact that all snake populations in areas populated by the toxic cane toad have evolved the innate  avoidance behavior toward B. marinus, in the context of the limited number of generations, suggest that it is unlikely that population genetics knowledge may be of any use in explaining the sudden evolution of the behavior.

 

Epigenetic Explanation

 

From a paradigmatical epigenetic viewpoint, evolution of the innate avoidance behavior in the Australian black snake, Pseudechis porphyriacus, is result of :

1. The transformation of an experience-dependent, learned avoidance behavior (see Learned Behaviors Evolve into Innate Behaviors in chapter 9) into an innate behavior, a hypothesis that is rejected from, and is incompatible with the neoDarwinian theory, although embraced by Darwin in his time.

The evolution of the innate avoidance behavior in the Australian black snake resembles cases of transgenerational developmental plasticity, which evolves within one to several generations and needs no changes in genes or genetic information (see chapter 12, Transgenerational Developmental Plasticity).

The transformation of the experience-dependent, learned avoidance behavior into an innate avoidance behavior in the Australian black snake Pseudechis porphyriacus, implies establishment of a relationship between the toxic toad perception in the visual recognition system and the circuit determining the avoidance behavior. Establishment of the relationship requires acquisition of epigenetic information but no changes  in genes, which did not occur.

 

Evolution of a New Ovulation Character in House  Finches

 

Within 36 years (36 generations) a whole population of house finches (Carpodacus mexicanus) in Montana, at the northern limit of species’ range evolved a novel ovulation character, a maternally determined sex-specific ovulation sequence: about 90% of the first-laid eggs are females and ca. 80% of the second-laid eggs are males (Badyaev et al. 2006). The extremely short period of the time during which the evolution of the trait occurred and the fact that it took place within the range of species, i.e., under conditions of sympatry, excludes the possibility of involvement of gene mutations, gene drift, or genetic recombination.

In the above context, the fact that ovulation in  the house finches, as well as in invertebrates and vertebrates in general, is under strict neural control strongly suggests that a neural, epigenetic mechanism is responsible for the evolution of the new ovulation trait without changes in genes.

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Experimental Induction and Evolution of New Characters

 

Rapid Evolution of Physiological Characters in Drosophila

 

Under conditions of demographic and stress selection in laboratory, in a surprisingly small number of 50 (Teotónio and Rose, 2000) to a few hundred (Teotónio et al., 2002) generations, Drosophila melanogaster populations evolved a number of biochemical, physiological and life history characters, such as desiccation resistance,

survival under starvation conditions, early- and late reproduction age.

Selection for desiccation resistance for 200 generations in D. melanogaster led to an increase of 35% in wet mass (and consequently in body size) mainly due to an increase of the water content of the body, which is reflected in increased haemolymph volume. As a result, the survivability of flies under conditions of extreme water stress was enhanced (Folk and Bradley, 2005). At a physiological level, evolutionary changes became manifest in an increase of the carbohydrate content and a decline of the lipid content that have never been observed in natural populations of xeric Drosophila species. A considerable increase is also observed in the absolute content of sodium and chloride, critical elements of the insect homeostasis that is under control of brain neurohormones, ADH (antidiuretic hormone) and the DH (diuretic hormone) released by corpora cardiaca and by the median secretory neurons in the insect brain respectively.

The increase in the carbohydrate content is due to increased content of glucose and trehalose, which is oxidized in flies under desiccation stress. It is noteworthy that in insects it is the nervous system that determines and regulates the carbohydrate levels via the neuropeptide AKH/HTH (adipokinetic/hypertrehalosemic family of neurohormones) synthesized and secreted by corpora cardiaca (Folk and Bradley, 2005).

 

NeoDarwinian Explanation

 

There are absolutely no changes in genes, allele frequencies, or genetic recombination involved in the rapid appearance of these evolutionary physiological and morphometric changes and there is no feasible neoDarwinian explanation for evolution of several physiological characters in whole populations of flies within an evolutionarily incredible small number of generations.

 

Epigenetic Explanation

 

The fact that the above-mentioned suddenly appearing evolutionary innovations in Drosophila, the resistance to desiccation condition, increase in the water content, as well as in carbohydrate, sodium and chloride content are not related to any genetic changes, suggests that epigenetic mechanisms may be responsible for evolution of these innovations. This is not a mere inference.

We know that the water content is regulated by Malpighian tubules, whose function is under neural control of the antidiuretic and diuretic neurohormones (Beyenbach, 2005). The synthesis and the level of trehalose and carbohydrates in general is also neurally regulated by the neuropeptides of the adipokinetic/hypertrehalosemic family. So, what really occurred in the experiments is not any changes in genes or genetic information but an epigenetically determined change in the output of the respective neural circuits, in response to stressful desiccation, that increases the amount of the AKH/HTH (adipokinetic/hypertrehalosemic) neurohormone, which is regulated by another neurohormone, proctolin, secreted by the lateral secretory neurons in the brain of insects (Clark et al., 2005). And this epigenetic change is passed on to the offspring. Similarly, excretion of excess natrium with urine in the yellow fever mosquito, Aedes aegypti is a function of MNP (mosquito natriuretic peptide), a member of the CRF (corticotropin-releasing factor)-related family of insect diuretic hormones, which is released from the insect brain into haemolymph (Coast et al., 2005).

What happens in the offspring that evolved these  new traits is not changes in the genes controlling these new traits but only epigenetic neurally-determined changes in the patterns of expression of these genes in the insect brain.

 

 

Evolution of Life History Characters in Drosophila melanogaster

 

Within 3 years under laboratory conditions Drosophila strains evolved longer preadult developmental time, increased early fecundity and decreased late fecundity (Sgrò and Partridge, 2000). Investigators reject the previous neoDarwinian explanation that the cause of the evolutionary change could be inbreeding depression or accumulation of deleterious mutations in small populations:

 

Two lines of evidence are against these explanations. First, both types of culture were maintained at high effective population sizes, 2,000–3,000 adults per generation per population in the case of bottles and about 7,000 adults in the case of population cages. Second, several of the traits showed evolutionary change in a direction opposite to that predicted by a hypothesis of inbreeding depression or mutation accumulation. Inbreeding leads to slower preadult development and reduced adult survival (Roper et al. 1993)—both of which were indeed observed - but also to lowered larval competitive success (Miller and Hedrick 1993), lowered body size (Partridge and Fowler 1993), and lowered adult fecundity (Miller and Hedrick 1993), all of which are the opposite of what was observed during laboratory adaptation. There was therefore no general lowering of fitness by inbreeding or mutation accumulation. (Sgrò and Partridge, 2000)

 

Under these circumstances, there is no alternative but accept the existence of epigenetic mechanisms, changes in the timing of the developmental processes determining longer preadult developmental time, increased early fecundity, and decreased late fecundity, all of them under neural control.

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