16
EVOLUTION BY REVERTING
TO ANCESTRAL CHARACTERS
The most probable hypothesis to account for the reappearance
of very ancient characters is that there is a tendency in
the young of each successive generation to produce the
long-lost character, and that this tendency, for unknown
causes sometimes prevails.
C.
Darwin
After
the evolutionary loss of characters, metazoans may conserve
the developmental pathways responsible for their
development. This represents the causal basis of atavisms,
sudden and rare appearance of the lost ancestral structures.
Adequate evidence from the field of comparative anatomy of
vertebrates as well as paleontological evidence shows that
reversion of lost ancestral morphological, behavioral, and
life history characters in metazoans is a widespread
evolutionary phenomenon. In a number of cases it has been
possible to experimentally reverse the lost ancestral
characters. Reversion of lost ancestral characters in
metazoans is not related to any changes in genes or genetic
mechanisms. The evidence on evolutionary reappearance of
ancestral characters shows that metazoan evolution is
reversible and that Dollo’s law of irreversibility of
evolution, a basic tenet of the neoDarwinian paradigm, is
not valid. Hence, it is hardly surprising that no
neoDarwinian hypothesis has been presented for explaining
the occurrence of evolutionary reversions. The epigenetic
explanation of evolutionary reversions is not only plausible
but it has also found some experimental support.
Evolutionary Reversions:
The Course of Evolution Is Not Unidirectional
Sometimes,
when ancestral conditions of living reccur, metazoans are
capable to revolve lost ancestral phenotypic (behavioral,
morphological, physiological and life history) characters.
The extreme
complexity of the processes of integration of new structures
in metazoan systems on the one hand, and the negligible
probability of the occurrence of “reverse mutations”, made
biologists to intuitively believe that reversion to ancestral
structures, especially after long evolutionary periods of
millions of years, when many genes have changed, is
impossible.
The
neoDarwinian tenet that lost ancestral phenotypes are
irreversible was clearly not Darwinian. Idea of reversion to
ancestral states as a mode of metazoan evolution was embraced
by Darwin, who even speaks of a Law of reversion (Darwin,
1859g0). He considered the occurrence of atavisms as a proof
of the possibility and reality of reversion of ancestral
characters:
I have stated that the most probable hypothesis to account for
the reappearance of very ancient characters is that there is a
tendency in the young of each successive generation to produce
the long-lost character, and that this tendency, for unknown
causes sometimes prevails. (Darwin, 1859g)
After Darwin, in 1883, a Belgian biologist, Louis Antoine
Marie Joseph Dollo (1857-1931),
formulated the law of irreversibility of evolutionarily
lost traits, known as Dollo’s law in his honor. As defined by
one of its coauthors, the Law says: “What in the course of
ages has phylogenetically disappeared cannot again recur”
(Hall, 1998). This law explicitly denies the possibility of
evolutionary reversions.
At that time, under circumstances of wide gaps in the
paleontological record, Dollo’s law raised no doubts about its
validity and later it was incorporated into the general
neoDarwinian scheme of evolution. It was argued that a lost
trait cannot reappear after long periods of time because, in
the absence of selection on genes responsible for the trait,
genes will mutate to such an extent that would become
nonfunctional. It was estimated that the silenced genes might
retain their function for no longer than 6 million years
(Marshall et al., 1994) because
Degradation of genetic information is sufficiently fast that
genes or developmental pathways released from selective
pressure will rapidly become non-functional. (Marshall et al.,
1994)
One should keep in mind that the estimation is made for a
single gene, whereas in most cases more than one gene are
involved in the development of morphological traits.
Empirical evidence, however, has shown that genes may
remain functional for periods of time longer than 6 milion
years (odontogenic genes in birds, for example, are still
functional presently, ~80 million years after the loss of
dentition in this vertebrate class). Authors do not explain
what prevents expression of these genes in the lost organs
alone, and what reactivates their function during evolutionary
reversals.
Now, more
than one century after formulation of Dollo’s law, adequate
solid evidence on reversion of ancestral structures is
accumulated and hardly any biologist would reasonably question
the occurrence of evolutionary reversions, which now seem to
have been a leitmotif in the evolution of the Animal Kingdom.
The
neoDarwinian biology finds it impossible to reconcile its
basic tenet of accumulation of mutations, as a prerequisite of
the evolutionary change, with the established facts of
evolutionary reversions occurring independently of changes in
genes.
In an attempt
to show that Dollo’s law is still valid, Bull and Charnov
present what they call “7 possible examples” of
irreversible evolution: all-female parthenogenesis (thelytoky),
polyploidy, selfing in hermaphroditic populations, dioecy
evolved from hermaphroditism, heteromorphic sex chromosomes,
Muller’s ratchet, and haplo-diploidy.
It is
noteworthy that their list does not include the
irreversibility of morphological characters, the most
visible aspect of evolution and diversity of the animal world.
They believe that the irreversibility of the above
non-morphological characters may be deduced from the
uniqueness and irreversibility of the history of living
organisms (Bull and Charnov, 1985). By inferring possible
examples of irreversible evolution “from the uniqueness and
irreversibility of the history of living organisms” authors
only make a circular reasoning for the irreversibility of
evolution is nothing but the irreversibility of the history of
living organisms.
Theoretical
arguments against the Bull and Charnov’s examples aside,
recent empirical evidence shows that one of the assumed
impossible reversions, the reevolution of sexuality from
parthenogenesis, occurred in mites of the Crotoniidae family.
These sexually reproducing mites evolved from the
parthenogenetically reproducing ancestors of the family
Camisiidae. Investigators believe this case defies Dollo’s
law of irreversibility of evolution and proves that
“parthenogenesis is not necessarily an evolutionary dead end”
(Domes et al., 2007).
B. Rensch
considered two striking exceptions from the principle of the
“phylogenetical irreversibility” as questionable (Rensch,
1960b). First, the transformation of the heterodont teeth
(teeth of different morphology) of the primeval whales (Archaeoceti)
into isodont teeth of modern whales, which represents a return
to the reptilian dentition from which mammal heterodentition
originated, and second, the reappearance of the
undifferentiated type of vertebral column in snakes and slow
worms (legless lizards of Anguidae and
Amphisbaenidae families). But he argues that “Such
reversibilities seem to be extremely rare in the major steps
of transspecific evolution”. Rensch’s admission that these
evolutionary reversions occurred, contradicts Dollo’s law. The
difficulties in explaining their origin compelled him to
“downgrade” Dollo’s law into a “rule”.
Rensch
attempted to relate such phenomena of reversible evolution to
the reversibility of mutations (Rensch, 1960b) but this would
raise a serious theoretical objection. Such “macroreversions”
are difficult to be conceived as products of adaptive
mutations (all the experimentally produced mutations are
deleterious or have no adaptive value) of a single gene, for
such transformations require multiple adaptive mutations.
Furthermore, there is no evidence on mutations in genes
related to transition from heterodonty to isodonty and from
differentiated to undifferentiated type of vertebral column.
On the contrary, as shown earlier, the GRNs (gene regulatory
networks) and genes involved in these transitions are
conserved across the vertebrate taxa.
There is some
confusion on the meaning of the “evolutionary reversion” of a
species to its ancestral phenotype. In regard to the problem
of phylogenetic irreversibility and to evolutionary
reversions, B. Rensch believes that what reappears during
reversions is only the general appearance of the character not
the identical structure (Rensch, 1960d).
Probably
every biologist would agree that “identical” return to
ancestral features is inherently impossible. However, by
recognizing the occurrence of evolutionary reversions
biologists do not imply any “identical” return to the
ancestral state.
When we speak
of a trait, such as a fin, a head, tail, tooth, etc., we use
such words to describe structures which, being distinct in
different animal species, are related to each other by the
origin, function and patterning. No principle of identicalness
could apply in determining whether a structure is of the same
kind for, sensu stricto, no identical structures could
ever evolve.
The concept
of “identicalness” in our biological context is irrelevant and
cannot be a defining criterion of evolutionary reversions. So,
e.g., huge as they are, differences between the head of a
mammal and that of a fish, they are not essential enough to
force us to look for new terms for describing the same organ.
When we say that phasmid insects have lost and regained their
wings, this is a clear statement of evolutionary reversion of
a structure with a specific function that was lost somewhere
in phylogeny no matter whether, or how much, it differs from
the ancestral structure. In this meaning, evolutionary
reversions are as real as losses of structures are. It would
make not much sense to look at the modern metazoans for
structures that are “identical” to the ones their ancestors
had. If the modern biology does not apply any criterion of
“identicalness” to the study of homologous organs or parts,
why should we expect evolutionary reversions to be identical
to ancestral structures?
The
impossibility of returning to a structure that would be
identical to its ancestral state has its specific causal
basis. It is related to the unavoidable differences that
evolve over time in their developmental and genetic contexts.
Remember that not only in different species and different
individuals, but even in the different parts of the same
organism, different developmental contexts may determine
different patterns of gene expression and phenotypic outcomes.
So, e.g., the pdm and apterous genes show
distinctive patterns of expression in wings and legs in
Drosophila (Cohen et al, 1992; Ng et al., 1995; Averoff
and Cohen, 1997).
Hence, what
is to be expected in the cases of evolutionary reversals is
not “identicalness” to ancestral structures rather than
recurrence of ancestral “design”, with the last word used, in
Webster’s meaning, for describing “instructions for making
something which leave the details to be worked out.” It is
namely a “common design” related to a common developmental
pathway, executed under different developmental and genetic
contexts, that makes us viscerally think of the locomotor
appendages of reptiles, birds and mammals as limbs, despite
the obvious differences in their structure and morphology.
In the light
of the modern knowledge on the relationship between species’
genome and its morphology it is not the genes or groups of
genes involved in the formation of a biological structure that
count but the patterns of their expression. Evolutionary
reversions would, thus, necessarily differ somehow from the
ancestral original because:
1. The
evolution of the genome implies quantitative and qualitative
changes in genes and overall organization of the genome. It
creates a new and different genetic context, which may
affect the result of activation of signal cascades and GRNs
(gene regulatory networks).
2. The
biochemical and cytological environments in which the products
of genes will act and interact also may change in the course
of evolution. A different developmental context will
arise that also might influence the phenotypic outcome.
Thus, the
changed genetic-developmental background would lead to
unavoidable differences in the phenotypic results and
evolutionary reversions will not be identical to the ancestral
structures. What reverses is the ancestral morphological
design rather than an identical structure (in the above
Webster’s meaning).
Hence,
evolutionary reversion consists in reappearance of a phenotype
that is similar, rather than identical, to the lost ancestral
phenotype. It arises as a result of activation of a suppressed
ancestral developmental pathway under conditions of the
changed developmental and genetic context.
This
definition allows us to predict that
1.
Evolutionary reversions can occur whenever an inactivated
ancestral developmental pathway is be reactivated, and hence
2.
Evolutionary reversions may be reproducible and can be
experimentally induced.
By the early
70es of the 20th century, biologists came to
realize that evolutionary reversions were not induced by
genetic mechanisms:
The reappearance of a complex trait suggests that much of the
organizational basis for the feature has survived intact in
the genome but has been deactivated (through introduction of a
negative feedback element or loss of a positive feedback
element, etc.). The probability that a large portion of the
genome responsible for the feature has survived pleiotropic
substitution or mutation and that only certain critical
regulatory genes have been affected by these “random”
processes would seem a remote combination of probabilities
indeed to explain a common pattern. (Regal, 1977)
From
present-day knowledge, it can be argued that extant species
have conserved in a functionally unaffected state genes
involved in the development of ancestral structures (remember:
birds have conserved in a functionally intact state genes
involved in teeth development for ~80 million years after
having lost dentition).
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Biologists
denied the possibility of the occurrence of reversions of
features lost for longer periods of time as it is the case
with aquatic mammals.. No evolutionary reversion would be
possible to occur after more than 6 million years. And the
fact that in the North American wildcat, Lynx, a third
cusp in the carnassial teeth of the lower jaw reversed after
20 million years, was explained by assuming that the loss of
that cusp did not involve the loss of any structural gene
(Marshall et al., 1994).
Other reversals have been noted in complex structures,
including the reappearance of “lost” muscles in the limbs of
some birds and limbs in usually limbless tetrapods. It has
also been possible to experimentally reverse toe number in
guinea pigs by selective breeding from three toes to a more
primitive four toes. This reversal appears to be the
consequence of the continued maintenance of an ancestral
developmental pathway that can produce more toes in guinea
pigs and can be elicited in the appropriate genetic
background. As is the Lynx molar, toe number is a meristic
trait: once the anlage is provided, the “toe program” is
played out automatically. (Marshall et al., 1994)
The authors
do not elaborate on the “toe program”: is that program
activated by a regulatory gene or not. If the first would be
the case then that gene too, being silenced for 20 million
years, according to their estimation, would be nonfunctional
and the reversion of the ancestral developmental pathway and
ancestral cusp would be impossible. If the second, that is if
no gene is involved in the loss of the cusp, then the
activation of the ancestral cascade is non-genetically
determined.
Mos of
developmental pathways are remarkably conserved in metazoans.
Hence, it would be evolutionarily advantageous to activate
those conserved pathways than re-evolve them. This is what
some of experiments mentioned by Raff seem to suggest. In one
of those experiments it has been demonstrated that a
relatively simple treatment with testosterone in an all-female
species of fish induces a number of complex processes:
“reactivation” of “complex morphogenetic pathways” and
reversion of the “lost” complex morphologies of “complex
insemination apparatus”, and male body proportions and
pigmentation as well as male sexual behavior and
spermatogenesis. Another example: evolutionary reversion of
tetrapods to the marine habitat led to the loss of hind limbs.
In whales this occurred 40-50 million years ago, but cases of
atavistic reappearance of hind limbs, although in a reduced
form, in whales show that genes, GRNs (gene regulatory
networks) and developmental pathways determining hind limb
development are still present and functional in these animals.
Based on the
theoretical arguments, on the one hand, and on the empirical
evidence on long term evolutionary reversions in fish and
lizards, especially on the experimental observations on
spontaneous reversions in ambystomatid salamanders from
Mexican highlands [these neotenic species that evolved 0.5-1
million years ago occasionally reverse to metamorphosing
species (Schaffer, 1984)], on the other, Raff accepts the
possibility of evolutionary reversions for short periods of
time but not for longer periods of time required for evolution
of fish-like morphology in marine mammals:
It is unlikely that genes governing development of a
hydrodynamically streamlined body shape and fins were saved
for a rainy day through more than 300 million years of
terrestrial evolution. (Raff, 1996b)
With the
benefit of evidence on gene regulatory networks accumulated in
the meantime, it is impossible to believe that transition of
mammals from terrestrial to aquatic mode of life, that is the
development of fins instead of limbs, would require any loss
(by deletion or otherwise) of “genes for tetrapod limbs”. In
the light of the modern biological research and the
comparative results of the sequencing of genomes of various
species, it seems more plausible that transformation of mammal
limbs into fins of marine mammals did not require or involve
the loss of “genes for fins” and/or evolution of new genes for
fish-like morphology. Recent evidence generally suggests that
epigenetic repatterning of gene expression, rather than any
loss or gain of genes, drove the evolution of these
terrestrial mammals into marine fish-like animals.
It is
becoming clear that although, over time, genes unavoidably
evolve via mutations, evolutionary changes of the phenotype
result from specific changes in developmental pathways and in
patterns of gene expression. These evolutionary changes do not
depend on changes in genes. Loss and reversion of a structure
implies not silencing or loss of genes; most of genes are
conserved in the course of phylogeny because they are
necessary for the development of many other structures in the
body. Reviewing a number of experimental studies on the loss
and induction of organs in amphibians, B.K. Hall came to the
conclusion:
An organ may be lost without loss of the entire developmental
system for producing that organ…Loss of organs is often
mediated through modification (not loss) of inductive
reactions. (Hall, 1998l)
Hundreds and
thousands of genes are involved in the development of each
structure in the animal body (~2500 genes are involved in the
development of eye, e.g.) and most of those genes are involved
in the development of most of the rest of animal structures.
Metazoan
organisms develop (or prevent the ectopic development of)
different structures by specifically activating different
developmental pathways in different parts of the body,
although the same genes are present in all over the body. They
succeed in doing this because they are capable to selectively
switch off/on different developmental pathways in different
regions of the body. In principle, there is no visible reason
why metazoans would not use this ability to selectively switch
off/on specific developmental pathways for suppressing and
activating developmental pathways for producing evolutionary
loss and reversion of ancestral phenotypes.
Atavisms: Ancestral
Developmental Pathways May Be Conserved and Reactivated
Atavisms are sudden reversions
to ancestral morphological features in small proportions of
individuals of a population. According to de Beer (1958), the
fundamental criterion of an atavistic structure is
morphological resemblance to that of an ancestor, regardless
of its genetic basis (Lande, 1978). No “hypothesis of reverse
mutations” could explain their origin. Firstly, because no
reverse mutation is known to systematically occur at
frequencies many atavisms occur and, secondly, emergence of
atavistic structures requires reactivation and occurrence of
“useful” mutations simultaneously in more than one gene. The
suddenness of the appearance of lost ancestral structures
taking place during atavisms proves that
1. While losing structures,
metazoans can still conserve developmental pathways for the
lost ancestral structures and re-evolve them, and
2. Reversion to ancestral
structures does not require new or changed genes or genetic
information.
According to R.A. Raff,
“relatively weak selection could lead to limb reduction and
virtual loss in as little as one
million
years” (Raff, 1996d). He also
estimated that atavistic appearance of hind limbs in marine
mammals is retained for as long as 106 to 107
generations. R. Lande (1987) notes that the process of
vestigialization of hind limbs in whales may have taken a few
million years until they were lost ~ 40 million years ago but
atavistic recovery of hind limbs still occurs after this even
evolutionarily very long period of time.
Among atavisms recognized by
Rensch in his Evolution Above the Species Level is the
formation of a fourth toe (which is normally reduced) in
guinea pigs, appearance of rudimentary hind limbs in whales
and dolphins, formation of supernumerary nipples in mammals (Rensch,
1960c), secondary lack of shells in snails, and secondary
development of a cap-shaped shell in snails such as Ancylus
(Rensch, 1960d).
Rare cases of atavistic
development of hind limbs have been reported to occur in the
humpback whale, Megaptera nodosa, and the sperm whale,
Physeter catadon, with an estimated frequency of 0.02%
of the general population (Lande, 1978). In another study, 37%
of a population of 72 individuals of minke whale,
Balaenoptera acutorostrata, developed a bony femoral
rudiment. Balaena mysticetus even develops a vestigial
femur and tibia. Skeletal elements, distinct from rudimentary
pelvic girdle appear in humpback whales at a frequency of
1:5000 and completely developed hindlimbs have been observed
on another whale (Bejder and Hall, 2005). The fact that such
atavistic phenomena repeatedly occur proves that developmental
pathways for the lost ancestral tetrapod structures are
conserved in marine mammals for evolutionarily long periods of
~50 million years.
The number of digits is 5 in
amphibians (some forms have four) but in mammals it varies
from 5 (humans) to 1 (horse). It is well known the fact that
with a certain frequency horses develop two additional toe
bones, one on each side.
One in several hundreds of
pintail ducks in Kerguelen islands of southern hemisphere
shows many markings of the northern pintail, Anas
acuta (Omland, 1997).
Musculus iliofemoralis
externus
atavistically reappears in individuals of many bird species in
Hawai, Australia and New Zealand and atavisms of musculus
caudiliofemoralis pars iliofemoralis are recorded in birds
in USA and in Tuamotu Archipelago in the Pacific Ocean (Hall,
1998j).
Evidence is presented on the
anomalous reappearance of ancestral muscles in individuals of
species of other birds and mammals that presently lack these
muscles. Such is the case with musculus caudiliofemoralis
observed on the left side of an individual of the bird
Artamus leucorhynchus; musculus abductor cruris
caudalis in the hind limb of the rodent jerboa (Jaculus
jaculus); musculus latissimus dorsi pars caudalis
in bird wings has been found on both sides and/or on one side
in individuals of the passerine bird, Thraupis palmarum;
two cases of reestablishment of musculus iliofemoralis
externus are observed in birds of the family of sturnids (Raikow
et al., 1979).
An atavism in humans is the
sudden appearance of the “werewolf syndrome” (congenital
generalized hypertrichosis, characterized by a very
intense hair growth all over the human body) in man. It is
assumed, that the developmental pathway for hair-coverage was
silenced after humans diverged from our primate ancestors, but
occasionally it is reactivated to produce the atavism.
Neodarwinian Explanation of Atavisms
I am not
aware of any serious neoDarwinian interpretation of
atavistic reversions, but none of the known neoDarwinian
mechanisms of evolutionary change (gene mutations, genetic
recombinations, neutral mutations, gene drift and the implied
natural selection) are applicable as explanations for the
occurrence of atavisms. Even if the highly speculative idea
that genes that have been silenced during the phylogeny may be
reactivated to produce atavisms would be proven to be true, it
will not fit into the neoDarwinian paradigm.
Epigenetic Explanation of Atavisms
One of the
basic tenets of the epigenetic theory of evolution presented
in this work is that loss of various phenotypic (behavioral,
morphological, physiological, and life history) characters is
not necessarily associated with the loss of relevant genes or
loss of developmental and neural pathways determining the
development of the lost structure. As is extensively shown in
chapters 11 and 12 on circumevolutionary phenomena, switching
of developmental pathways, involving no changes in genes for
producing alternative (in some cases inherited) phenotypes, is
a common phenomenon in metazoans. Such switches to alternative
developmental pathways or even to ancestral developmental
pathways in some cases has been possible to be experimentally
induced (see on experimentally induced reversions later in
this chapter) and these cases represent nothing less than
experimental atavisms or experimental reversions.
What takes
place in the cases of the appearance of atavisms in nature is
that a “forbidden” developmental pathway is unpredictably
activated. From this perspective, atavisms can be considered
to result from accidental activation of developmental pathways
that have been switched off in the course of the species
phylogeny.
Let’s briefly review the evidence on the evolutionary
reversions in nature as they appear in the comparative anatomy
and the paleontological evidence.
Evolutionary Reversions in
Nature
Digestive Tract
Alternation of teethed and
toothless forms is repeatedly encountered in all vertebrate
classes:
Toothlessness occurs repeatedly
in many forms of nearly all classes of vertebrates, with birds
lacking them during all stages of their development. (Montagna,
1959)
As already noted, transition of
mammals from terrestrial to aquatic life (whales, dolphins,
porpoises) is surprisingly associated with a transition from
heterodontia (the teeth are different in their shape
and size) to homodontia, a dentition which is typical
for lower vertebrates such as some fish, amphibians, and
reptiles. Empirical evidence shows that genes involved in
odontogenesis are the same and conserved in both homodont and
heterodont vertebrates.
The labyrinthine
structure of teeth (enamel is infolded along longitudinal
grooves, often making a complicated pattern in the interior)
characteristic for extinct crossopterygians disappears in the
rest of fish and amphibians to reappear in a group of frogs
Labyrinthodontia, which owes its name to
that teeth structure.
In the digestive tract some
blind diverticuli, known as caeca (sing. lat. caecum -
blind) appear and disappear during the evolution of
vertebrates. Such caeca are known to be present even in
organisms as simple as amphioxus. In birds a caecum appears as
crop sack. Pyloric and duodenal caeca are numerous in some
fish and up to 200 caeca are described in the mackerel, a fish
in the North Atlantic. An ileocolic caecum is common in
amniotes, including man (Kent, 1973h).
Respiratory System
Evolution
of the respiratory system in vertebrates (gills and lungs)
also is characterized by several instances of evolutionary
reversions. In vertebrates, the lung appears since the
earliest jawed fish (gnathostomes) and is a general feature of
ostheichthyos (Carter, 1967f). One fossilized placoderm fish
Bothriolepis, had a paired lungs (Carter, 1967d). The
lung then disappears in most of the modern fish to reappear in
amphibians, reaching its most complicated form in birds.
Eyes in Snakes
Living in darkness in burrows,
lizards from which snakes originated, lost vision and some
important components of their eyes (pigments of their visual
cells, lacrimal glands, the iris diaphragm, and focusing
muscles). Evolving into snakes, later they reevolved the
complete original eye structure.
Warmbloodedness
Warmbloodedness generally has
been considered to be a characteristic of the classes of birds
and mammals, although for a long time it has been known that
warmbloodedness evolved first in the class of fish. Numerous
warmblooded species and genera of the class of fish predate
the appearance of warmbloodedness in birds and mammals. But it
seems to have been lost in reptiles and independently,
convergently, evolved again in birds and mammals, accompanied
by a series of morphological and physiological adaptations
(feathers, fur, subcutaneous fat, temperature homeostatic
mechanism, etc.).
Paleontological Evidence on
Evolutionary Reversions
Vast evidence on evolutionary
reversals is presented by paleontologists of the end of 19th
-early 20th century. At the time, the iterative
(from Latin iterare - to repeat) formation of species (iterative
Arten- und Formenbildung), under which was not understood
a perfect and full repeat of an ancestral form because,
in Karl Beurlen’s
expression “a form
returns, but
in
a
different stage
of development, i.
e., phylogenetically
different” (Beurlen,
1937h). In many gastropod groups, especially that of
Pleurotomariide from Silurian to present-day forms, he
observed that
Sometimes a certain form for
long periods of time remains quite unchanged,
but repeatedly becomes
the starting point of a rampant divergent species formation”
(Beurlen,1937d)
So, e.g., Pleurotomaria
strain repeats Worthenia type. The same phenomenon was
demonstrated by H. Salfeld in ammonites (cephalopod molluscs).
The Cardioceras genus of ammonites that is not
immediately related to Amaltheides repeats the same
developmental stages of Amaltheides. Initially, both of
them are normal forms, without a keel. Later a full keel
develops in both genera, and this marks the end of their
development. In a similar way Schlothemia type of lower
Lias will be repeated by Parkinsonia in upper Dogger
age, Oxynoticeras type of lower Lias by Dorsetensia
in lower Dogger, and Coeloceras type of middle Lias
by Stephanoceras in the middle Dogger, etc. The same
phenomenon could be demonstrated in numerous other cases; it
appears almost systematically where an analysis of sufficient
material is possible (Beurlen, 1937e).
Similar “iterations” are
observed in other ammonite groups: Garantiana
-
Cosmoceras, Aspidoceras
-
Physodoceras, Rasenia-Polyptychites,
etc.
Vola
type of the family of bivalved
pectinides (order Filibranches) is a derivative
type that independently evolved three times from Pecten
(Chlamys-type):
the first time in Lias (Weyla), second time in
Cretaceous (Neithea), and third time in Tertiar
(Vola) (Beurlen, 1937f). Again here it is important to
point out that the same type appears three times under three
very different conditions of living, what makes
very difficult perception of a possible role of the
environment and natural selection in this evolutionary
reversion.
Another important reversion
(“iteration”) is observed in the relationship between bivalved
marine oyster genera Gryphaea and Ostrea (Liostrea).
Gryphaea type has repeatedly intermittently appeared three
times during Lias (Gr. arcuata), Dogger (Gr.
dilatata),
and Cretaceous Senon
(Gr. vesiculata)
from the conservative
strain Ostrea (Liostrea). Each of those
iterative forms represents the respective phylogenetic stage
of its parental Ostrea.
Higher in a side phylogenetic
line, cartilagineous fish, Chondroichthyes (whose
ancestors had bony skeletons) have almost completely lost the
bone tissue, which is replaced by cartilaginous tissue. In
Osteoichthyes the skeleton is composed mostly of bone.
Higher, in Chondrosteans, ossification is lost
but again still higher (later) in Holostei, and
especially in Teleostei, the bony skeleton
reappears in an intensified form.
Reversion of Shell Coiling
in Gastropods
Although evolution of shell
coiling in gastropods has been associated with several
adaptive advantages, it has been repeatedly lost (Vermeij,
1987) and the taxa that lost shell coiling have been
considered to be unable to revert to the coiled shell because
of the developmental and constructional constraints that
evolved after the loss of shell coiling, which presumably
restricted the number of possible morphologies and prevented
the reversion to regular coiling (Gould and Robinson, 1994).
However, reliable evidence
shows that evolutionary uncoiling of shells in gastropods does
not represent an evolutionary dead end.
Paleontologists have described a great number of evolutionary
convergences in the shell form of molluscs. As a result of the
volcanic character of the Steinheim basin in
Southwestern Germany and of
periodic appearance of warm springs, the snail Gyraulus
multiformis has been subject to environment temperatures
that varied over a wide range. Accordingly (as a consequence
of the appearance and disappearance of the warm springs), the
snail changed its shell form from that of a flat helix to a
high helix and back to the original flat helix.
Paleontological studies
of E. Hennig and Fejervary have shown that the return to
ancestral forms of shells is a widespread phenomenon in
ammonites (Beurlen, 1937b).
Recent studies on a number of
species of genera of the Calyptraeida family, have
revealed that the loss of shell coiling in mollusks leads to
no evolutionary dead end as it has beeen previously believed;
reversions of coiled shells have been identified in two
populations of Trochita calyptraeformis, and possibly
in three other species of Zegalerus and Sigapatella
(Zegalerus tenuis, Sigapatella terranovae,
and S. novazealandica). Trochita appeared
first during Miocene, 23.8 to 20.5 million years ago, and
paleontological evidence shows that during the evolution it
lost shell coiling, whereas modern Trochita
calyptraeformis has reevolved regular shell coiling
(Collin and Cipriani, 2003; figure 16.1).

Figure 16.1.
Coiled Trochita
calyptraeformis (left) and a typically uncoiled,
bilaterally symmetrical Crepidula species
Crepidula norrisiarum
(right) (From Collin and
Cipriani, 2003).
Investigators argue that the
Trochita case of reversion to ancestral shell coiling
is different from many other cases of evolutionary reversions
in which genes and developmental pathways for reversion were
maintained because they were used for development of other
structures, for those structures (toe number in horses and
guinea pigs, number of molars in Lynx, etc.), in distinction
from the mollusc shell, are meristic characters regulated by
heterotopic expression of genes. They believe that the
mechanism of shell coiling is retained in the larval stage of
these molluscs and a heterochronic mechanism may have been
operating in these cases. They also believe that
The genetic and developmental
pathways for shell coiling have been retained in the larval
stages of the uncoiled. (Collin and Cipriani, 2003)
and only a heterochronic
change in the activation of these pathways, not any gene
mutations, would be necessary to re-evolve coiled shells
(Collin and Cipriani, 2003). However, the concept of
heterochrony does not contribute to the understanding of the
mechanism of the reversion of shell coiling because the
heterochrony is a phenomenon whose mechanism is not known and,
hence, needs itself to be explained.
Reversion of Cartilaginous
Skeleton in Fish
Embolomers
and earliest stegocephals had fully ossified endocranium while
later, in stegocephals and amphibians, endocranium turns
cartilaginous like that of their earlier ancestors (Beurlen,
1937b). Ostracoderms, the oldest class of fish lived in fresh
water for nearly 500 million years. They had no jaws and no
paired fins but they had bony plates and scales. Their
survivors, the living cyclostomes, have no bones on the skin
or any place else. It was thought that the “enzymatic complex
necessary for the deposit of bone is no longer present” in
cyclostomes (Kent, 1973b).
Cartilaginous skeleton of
sharks is a secondary development and the bone seen in the
skeleton of ostracoderms, placoderms, and the first bony fish
is truly primitive (Colbert and Morales, 1991). Cartilaginous
skeleton of sharks, thus, is a reversion to the cartilaginous
skeleton of primitive chordates. Cartilaginous fish derive
from bony fish (Carter, 1967c).
Reversion of the
Hydrodynamic Body Shape in Marine Mammals
The most impressive and well
known example of the reevolution of ancestral body shapes is
the adaptation of terrestrial mammals to the aquatic life. In
the process of adaptation to aquatic habitat, their whole body
transformed into fish-like shape by shortening of the neck and
head, addition of vertebrae, reduction of the pelvic girdle,
loss of hind limbs, isolation of ear-bones, etc.
Scientists believe that the
evolution of the first whale forerunners from their ungulate
terrestrial mammal ancestors occurred about 60 million years
ago. This is the estimated age of fossils of small primeval
whales that still possessed carnivorous heterodont dentition
and articulate mobile cervical vertebrae. 52 million years ago
a whale ancestor existed that still used its hind- and
forelimbs for locomotion. Biologists named it Ambulocetus
natans. It was still able to walk on land, probably
similarly to modern sea lions, and to swim by undulating its
spine and propelling itself by feet movements.
All cetaceans (whales,
dolphins, porpoises, etc.) are unanimously recognized to have
evolved from terrestrial mammals. They have developed a
fish-like body shape as well as fins and fluke. Within no more
than 10 million years these terrestrial mammals evolved into a
whole order of marine mammals (Eldredge, 1989). Given that
smaller morphological changes necessary for evolution of
Hyracotherium to a horse took 50-60 million years to occur
(Wesson, 1991a), it is reasonable to think that there should
be some factor that facilitated the evolutionary reversion
from terrestrial ungulates to modern aquatic mammals. As has
been repeatedly pointed out, this may be related to
conservation in an inactive form of the developmental pathways
of their marine ancestors.
Such a major evolutionary event
as this rapid appearance of a whole group of aquatic mammals
would be unthinkable from the point of view of the
neoDarwinian gradualism that implies the occurrence and
accumulation of numerous useful point mutations under the
action of natural selection.
Some calculations made
by R. Wesson (1991) give a general idea of the improbability
of evolution of the whale from its terrestrial ancestor via
gene mutations:
By Mayr’s calculation, in a
rapidly evolving line an organ may enlarge about 1 to 10
percent per million years, but the organs of the
whale-in-becoming must have grown about ten times more rapidly
over 10 million years. Perhaps 300 generations are required
for a gene substitution. Moreover, mutations need to occur
many times, even with considerable selective advantage, in
order to have a good chance of becoming fixed. Considering the
length of whale generations, the rarity with which the needed
mutations are likely to appear, and the multitude of mutations
needed to convert a land animal into a whale, it is easy to
conclude that gradualist natural selection of random
variations cannot account for this animal. (Wesson,
1991a)
If the changes that occurred in
the morphology, physiology, and behavior of marine mammals,
belong, and unquestionably they belong, to the category of
changes involving more than one gene, any evolutionist, by
right, would ask: “How is it that such an almost improbable
event occurred more than once, i.e., in whales, dolphins,
porpoises, and seals?”
Miracles ruled out, no
convincing answer could be given to the above question based
on the tenets of the neoDarwinian paradigm.
Reversion of Wings in Stick
Insects
Reversion of ancestral wings in
wingless insects has been considered impossible because of the
complexity of the events that would enable their reevolution:
Entomologists have long assumed
that re-evolution of wings in apterous lineages was
impossible, because functional wings require complex
interactions among multiple structures, and the associated
genes would be free to accumulate mutations in wingless
lineages, effectively blocking the path for any future wing
reacquisition. However, this assumption requires that
developmental pathways for wing formation are largely
independent of pathways required for development of other
structures. For instance, in Drosophila and other
insects, leg and wing imaginal discs have a common origin from
a single group of cells and the development pathway for wing
determination has been largely coopted (recruited) from the
pathway required for limb formation. (Whiting et al., 2003)
The order of stick insects,
phasmids, consists of 3000 described species belonging to
three families with about 500 genera. 60 percent of the extant
phasmid species are fully or partially wingless. Although
their ancestral condition is wingless, phasmids have
independently evolved wings at least 4 times (Whiting et al.,
2003). Wings in phasmids did not evolve de novo but are
result of activation of an ancestral wing patterning pathway.
This was possible to occur because the wingless insects have
conserved
the neural structures and basic
functional circuitry required for flight. (Whiting et al.,
2003)
However, the study has been
challenged by Trueman et al. (2004), who believe that, while
representing an
important advance in our understanding of insect and gene
evolution, it is at variance with the long-held view that
wings evolved only once in insects and have been repeatedly
lost (Trueman et al., 2004). In turn Whiting et al., responded
to the critique by arguing that their analyses, as well as
those of Trueman et al., suggest that both parsimony and
likelihood methods support the notion that the ancestral state
in stick insects has been wingless and wings have
independently evolved many times in this group, and wing
reversions represent an evolutionary phenomenon that is more
widespread than generally assumed
(Whiting and Whiting, 2004).
Other biologists
also believe that
The studies of these insects
illustrate that the basic blueprints for complex developmental
structures can remain largely intact even over large
evolutionary spans (i.e. radiations of higher level taxonomic
groups). (Porter and
Crandall, 2003)
Reversion of wings in phasmids
involved no changes in genes. Despite the loss of wings,
insects have conserved the wing patterning pathway and GRNs
(gene regulatory networks) and, as pointed out earlier, the
neural circuitry necessary for flight. The reactivation of the
wing developmental pathway, in the absence of genetic changes,
is epigenetically determined, as most regulatory processes of
gene activation are.
Reversion of Mandible in a
Collembolan Insect
Insect mandibles are complex
characters that have been considered to be stable characters.
However, insects of the Brachystomellidae family, order
Colembola, have lost mandibles several times,
independently and adaptively, as a result of switching to a
sucking feeding behavior for ingesting food particles in
liquid suspension. Recently is reported that this complex
character has also reevolved at least once, in the case of
Probrachystomellides nicolaii (Najt et al., 2005).
Reversion of Eyes in
Ostracods
Two podocopid ostracodes (bivalved
crustaceans), Dutoitella lesleyae Dingle and
Poseidonamicus whatley Dingle, presently live in shallow
water around the Marion Island between the South Africa and
Antarctica, at a depth of 113-474m and 240-355m, respectively.
Scientific evidence suggests that they have colonized this
habitat by migrating from sea regions deeper than 600 to 900
m, where ostracodes are functionally blind. These sighted
ostracodes evolved from blind ostracodes of Eocene (56-34 Mya)
in response to the lighter aquatic habitat they moved in
(Dingle, 2003). The reversion of eyes in these crustaceans
implies that the complex ancestral eye-patterning
developmental pathways have been conserved for long
evolutionary periods in deep sea-dwelling eyeless ostracodes,
despite the occurrence of unavoidable changes in genes.
Reversion of Limbs in
Snakes
An interesting instance of
reversion of limbs in snakes is inferred from the study of a
95-million-year-old fossil snake from the Middle East. It represents the most extreme hindlimb development seen so far in
snakes. The limb consists of tibia, fibula, tarsals,
metatarsals, and phalanges. The snake is nested with basal
snakes, macrostomatans, which retained rudimentary hind limbs
and represents a reversion to the ancestral limbed state
(Tchernov et al., 2000).
Reappearance of musculus
iliofemoralis externus (IFE) in the Bowerbird Loria
loriae and the New Zealand Thrush, Turnagra capensis
Musculus iliofemoralis
externus (IFE), is
lost in most Passeriform birds. It was found
that in Loria’s
Bird-of-paradise (Loria loriae) and the New Zealand
thrush (Turnagra capensis; Turnagridae), the IFE has
reevolved. That muscle and the musculus iliotrochantericus
are separate at the insertion sites but fused over most of
their lengths. Based on
extensive supporting evidence, Raikow et al. (1979) conclude
that the loss of the muscle in these birds “was limited to its
expression in the phenotype” and they believe that
The loss of a structure in the phenotype does not necessarily
mean that the genetic information controlling its development
has also been eliminated from the genome. (Raikow et al.,
1979)
Reversion of an Ancestral Digit in Guinea Pigs
All the species of the family of Caviidae, including
guinea pig have lost one digit (digit I) in the front feet and
2 digits (I and V) in the hind feet. The fact that the same is
observed in species of the related family of Hydrochoeridae
suggests that the loss may have occurred in their common
ancestor, i.e. long ago. Nevertheless, it is not uncommon that
individuals with an extra digit are born from normal guinea
pigs. By selection and inbreeding of such individuals, by the
beginning of the 20th century, Castle succeeded in
creating a strain of guinea pigs that constantly produced
offspring with the same fully developed extra digit. The
breeding results could be accounted for by neither recessive
nor dominant inheritance (Wright, 1934).
Evolutionary Reversion of
Life Histories
H.B. Shaffer studied a number
of metamorphosing, facultative and permanently paedomorphic (neotenic)
ambystomatid salamander species from the Mexican highlands
that diverged from their common metamorphosing ancestor some
0.5 - 1
million years ago. Paedomorphic species occasionally have been
shown to revert to metamorphosing species (Shaffer, 1984).
Species of an amphibian group,
Stereospondylii, showed the same disgust for the
terrestrial life, when after 150 million years of amphibian
status they headed back to the sea to live a wholly aquatic
life (Taylor, 1983f).
No change in genes involved in
the signal cascade determining metamorphosis has occurred in
the paedomorphic and facultative paedomorphic salamanders.
Evolutionary Reversions in Experiments
Experimental Reversion of
Teeth in Birds
Loss of teeth
in birds occurred about 70-80 million years ago (Mitsiadis et
al., 2003). Bird embryos develop only transient rudimentary
thickenings of epithelium, reminiscent of dental thickening in
other vertebrates. The avian mandibular neural crest-derived
non-odontogenic mesenchyme (but not, for instance, limb bud
mesenchyme) can be experimentally transformed into dental
mesenchyme, to begin formation of ectopic tooth buds and
express the same odontogenic genes, Msx-1, Msx-2
and Bmp-4, that other vertebrates express, after
heterospecific recombination with early mouse embryo
odontogenic epithelium (Wang et al., 1998). Such experiments
led to the belief that the bird oral epithelium has lost the
odontogenic capability, although odontogenic genes are all
conserved in a functionally intact form.
In an
experiment conducted thre decades ago, E.J. Kollar and C.
Fisher grafted chick epithelium with mouse molar
mesenchyme. They found ten aberrant structures consisting of
dentin and odontoblasts in molar-like configurations. Complete
teeth structure developed in four grafts. Special precautions
were taken to confirm the avian source of the epithelial
tissue. They came to the conclusion that the loss of teeth in
Aves did not result from a loss of genetic coding for
enamel synthesis in the oral epithelium but from an alteration
in the tissue interactions required for ontogenesis (Kollar
and Fisher, 1980).
Later
experiments have shown that it is the bird neural
crest-derived mesenchyme that might have lost the odontogenic
epigenetic information. It has been possible to revert
dentition in chicks by homotopic transplantation in chick
embryos of segments of mouse neural tube, where neural crest
cells for mandibular mesenchyme come from. It was observed
that, 1-2 days after transplantation, mouse neural crest cells
migrate to the mandibular and maxillar regions of the chick
embryo. Investigators believe that the main factor that led to
the loss of dentition in Aves is the failure of their
oral epithelium to express BMP4
(Chen et al., 2000).
If this is true, then one of the main functions of the mouse
neural crest mesenchyme may be the activation of BMP4
expression in the chick oral epithelium:
Neural crest cells may play a role in the activation of BMP4
and Shh expression in tooth-forming sites of the murine oral
epithelium. (Mitsiadis et al., 2003)
Chick-mouse
chimera formed teeth that morphologically were of the mouse
type (Mitsiadis et al., 2003). The fact that embryonic chick
oral epithelium is able to properly interact with the gene
regulatory network of the mouse showed that the gene
regulatory network of the oral chick epithelium is conserved
despite the very long time of the loss of dentition in Aves.
As with the
development of any other organ, the most difficult problem
metazoans have to solve for evolving teeth as an evolutionary
innovation is the source of the necessary information rather
than the source of material and energy. Where the information
for dentition patterning and tooth development comes from? As
pointed out earlier, tooth development depends on the
interaction between cytological elements and signals from oral
epithelium and the underlying neural crest-derived mesenchyme.
What is the relative role of each of them in shaping tooth
morphology? Which is the sender of instructions and which is
the receiver of these instructions? The problem cannot be
reasonably presented in the form of an “Egg-or-chicken”
question; experimental evidence has shown that both the oral
epithelium and the neural crest-derived mesenchyme are
indispensable for tooth formation. Experimental evidence shows
that, on the one hand, the oral epidermis forms initial teeth
primordia, and on the other - that the neural crest derived
mesenchyme provides the information necessary for their
development into teeth. Here is the interpretation of leading
experimenters in the field:
Our data and those from recombination experiments shows that
first branchial arch epithelium is unique in containing
instruction signals for odontogenesis and that these signals
are capable of overriding any prepatterning information
present in the CNC (cranial neural crest – N.C.) cells. If
this is the case, then it follows that cells receiving these
instructive signals must follow identical differentiation
pathways. However, the mandibular and maxillary primordia
develop obviously different skeletal structures and subtly
different teeth yet both are covered by the same oral
epithelium. In addition, the molecular and genetic differences
identified between the ectomesenchymal cells of these two
processes, i.e. the differences in Dlx gene expression,
the different knock-out phenotypes observed for maxillary and
mandibular molar and skeletal elements and the result from our
cell transplantation studies, are indicative of different
patterning processes. The fact that maxillary and mandibular
epithelia are interchangeable as regulators of ectomesenchymal
gene expression indicates that the specificity of responses to
the instructive epithelial signals must be a property
intrinsic to the ectomesenchymal cells. Thus in order for
these cells to develop their maxilla-specific skeletal
structures they may be able retain an element of
prespecification to prevent development as mandible skeletal
elements.
It is tempting to speculate that the different properties of
the mandibular and maxillary ectomesenchymal cells are related
to different origins of the neural crest cells that populate
these components of the first branchial arch. Fate mapping in
avian and mouse embryos shows that the mandible is mainly
composed of CNC cells that migrate from the midbrain with some
contribution from rhombomeres 1 and 2. The maxillary
ectomesenchymal cells are derived from CNC cells migrating
from both the midbrain and the forebrain. Such a difference in
axial origin might explain the different responses of these
cells to epithelial signals. (Ferguson et al., 2000)
NeoDarwinian Explanation
Neo-Darwinian
explanation would essentially relate the loss of dentition in
Aves to gradual accumulation of mutations in genes that
determine odontogenesis or genes of the GRN (gene regulatory
network) for odontogenesis. Accordingly, during the
evolutionarily long period of time since Aves lost
their dentition, natural selection could not have acted
against accumulation of deleterious mutations in odontogenic
genes and such harmful changes in the genes thus rendering
nonfunctional the odontogenic genes in birds.
Even for
traits that are determined by a single gene in metazoans the
maximal estimated time after which a silenced gene could be
reactivated for producing the lost ancestral trait is 6
million years. Since in the development of most phenotypic
traits, including teeth, a varying number of genes rather than
a single gene is involved, reversion of dentition in birds
would be possible only for periods of time shorter than 6
million years. Consequently, not only the natural reversion of
teeth but even the experimental induction of tooth development
in species of this vertebrate class would be impossible.
The
experimental induction of teeth, about 60-80 million years
after they are lost in birds, refutes the Dollo’s law and the
neoDarwinian prediction that reversion of teeth in birds is
impossible.
Contrary to
the neoDarwinian prediction, empirical evidence shows that
even after many million years, these genes are present and
functional in birds although mutations that do not affect the
function of proteins they code for, unavoidably have occurred
in the course of the long evolution. The capability of the
chick epithelium to form teeth in the presence of mouse neural
crest from the mouse midbrain indicates that not only
odontogenic genes, but developmental pathways for tooth
formation are conserved in birds.
What prevents
odontogenesis in birds is not any change in genes but an
epigenetic event: the loss of ability of the bird oral
epithelium to express BMP-4 gene, which in turn is related to
the loss of the ability of the bird midbrain neural crest to
induce expression of the gene.
Epigenetic Explanation
The fact that
in experiments the chick epithelium produced teeth of the
mouse type shows that the mouse neural crest-derived
mesenchyme provided the epigenetic information for
odontogenesis and that the bird oral epithelium has conserved
genes and and gene networks determining odontogenesis. With
changes in genes or genetic information excluded as possible
cause of the loss of dentition in birds, the only logical
alternative for explaining the loss of teeth in birds is a
regulatory change in the properties of the neural crest cells
migrating from the bird midbrain and forebrain to the
mandibular and maxillar regions of the chick. Long time ago,
these neural crest cells ceased providing the epigenetic
information necessary for inducing expression of Bmp4 and Shh
in tooth-forming sites of the chick oral epithelium.
Let’s
remember that the chick chimera forms teeth of the type of the
donor of the neural tube (mouse) suggesting that the mouse
embryonic neural crest cells are provided with instructions
for inducing odontogenesis before they are split off from the
embryonic mouse brain.
Reversion of Ancestral
Genetic Systems in Insects
Genetic systems in insects
are different and interchangeable. Along with the basal
state of diplodiploidy (populations consist of individuals
of two sexes, with each sex in possession of the diploid set
of chromosomes), many insects exhibit thelytoky (Gr.
thèlys - female and tókos – offspring) where
workers or queens produce eggs that unfertilized produce
diploid females. In haplodiploidy the offspring consist of
two sexes, one of them diploid (females) and the other –
haploid (males). Haploid males are produced by unfertilized
eggs (arrhenotoky) or by elimination of paternal chromosomes
during spermatogenesis or after fertilization (pseudoarrhenotoky).
This second form of haplodiploidy, the pseudoarrhenotoky, is
still enigmatic: biologists have argued on selective
advantages of hapodiploidy by elimination of paternal
chromosomes but have been unable to learn anything about the
mechanism of selective elimination of paternal chromosomes.
An attempt has been made to explain elimination of paternal
chromosomes with the activity of maternally transmitted
bacteria by preventing chromosome decondensation in
male-determining sperm nuclei of male zygotes (Normark,
2004).
Evolutionary transitions and
reversions to haplodiploidy are known but there is no
evidence on the involvement of changes in genes or genetic
mechanisms in their evolution. Thelytokous insect species
are of recent evolutionary origin. Thelytoky was believed to
have evolved from spontaneous mutations occurring in natural
populations but the discovery that Wolbachia infection can
produce thelytoky in normal diplodiploid populations has
invalidated that neoDarwinian explanation.
Transitions from one genetic
system to another and reversions to ancestral systems have
occurred relatively often with a clear trend toward
transitions to obligate all-female systems in insects (Normark,
2003; figure 16.2).

Figure 16.2.
Evolutionary transitions between genetic systems in insects.
Mixed systems, cyclic and facultative (fac.), are drawn at
the boundaries between the systems they alternate between.
The gray block arrows represent transitions that are
relatively likely to be reversible. The other arrows
represent transitions for which reversal is relatively rare
or unlikely. The circles are drawn with diameters
roughly proportional to the logarithm of the estimated total
species diversity of lineages having that genetic system
(From Normark, 2003).
Reversion of Life History
Characters
Reversion of Ancestral
Modes of Development in Gastropods
Species of calyptrate
gastropods with feeding larvae may lose that stage and
transform into direct-developing species. Direct-developing
species with nurse eggs have the potential of transition to
an alternative mode of development whereas direct-developing
species with large yolky eggs may not be able to change the
mode of development (Collin, 2004).
Although the loss of complex
morphological characters has been considered irreversible,
Collin came to the conclusion that three gastropod clades (C.
aculeata, C. onyx, and C. dilatata groups)
have evolved planktotrophy rapidly from the direct
development, probably from ancestral groups of direct
development with nurse eggs, as opposed to those with direct
development from large eggs (Collin, 2004).
Recently a case has been reported of reversion of complex
development (egg, tadpole, adult) from direct development in
Gastrotheca marsupial frogs (Wiens et al.,
2006).
Reversion of Direct Development in Plethodontid
Salamanders
In most amphibians the life
cycle comprises the aquatic larval phase and the terrestrial
reproductive phase. However, in the course of evolution,
many amphibian species switched to the direct development,
depositing their eggs in land. So, e.g. all of the more than
500 species of the genus Eleutherodactylus are
direct-developing frogs, and the plethodontid salamanders
have independently reversed to the direct development from
the biphasic (aquatic and terrestrial) life cycle. Other
amphibians have repeatedly reversed from metamorphosis to
direct development. This has occurred in frogs and toads,
gymnophyonans (caecilians), and caudates (salamanders).
Due to the complexity of the
process, the evolutionary reversion from direct development
to the biphasic life cycle with an aquatic free-living
larval phase and a reproductive terrestrial phase, has been
considered as “unlikely”. Contrary to this belief, evidence
suggests that at least 20 species of the desmognathine genus
have recently reversed to the biphasic life cycle. Reversion
to the ancestral biphasic life cycle in desmognathines
occurred only in the northeast of North America. It is
speculated that the increased competition with terrestrial
plethodontides exerted the evolutionary pressure necessary
for the transition of desmognathines to the aquatic phase of
the life cycle, that is estimated to have occurred ~10 Mya.
It is suggested that the
reinvasion of the aquatic habitat enabled the observed rapid
diversification of desmognathines (Chippindale et al., 2004;
figure 16.3; Chippindale and Wiens, 2005).

Figure 16.3.
Phylogeny of plethodontid salamanders, showing parsimony and
maximum likelihood-based reconstructions of ancestral
developmental modes. Topology is that of the single most
parsimonious tree based on 123 nonmolecular and 2998
mitochondrial and nuclear sequence characters. Branch shading
reflects the single most parsimonious reconstruction for
ancestral developmental mode with amphiumids coded as
biphasic; light branches represent free-living aquatic larvae
and dark branches represent direct development. Pie charts at
nodes indicate likelihood-based probability of biphasic life
cycle (white) versus direct development (black).
Abbreviations:
D, Desmognathinae; P, Plethodontini; H, Hemidactyliini; and B,
Bolitoglossini. (From Chippindale et al., 2004).
Embryological studies have
shown that the direct-developing desmognathines, and their
plethodontine ancestors, retain in the egg the larval
hyobranchial apparatus, which is essential for respiration and
feeding in the water. In contrast, the closely related species
of bolitoglossine plethodontids, which develop only very
vestigialized hyobranchial apparatus, and species of the genus
Eleutherodactylus, which do not develop that larval
morphology in the egg, have never returned to the biphasic
development (Chippindale et al., 2004).
Thus,
conservation of hyobranchial apparatus in direct-developing
desmognathines seems to have been the crucial factor enabling
them to reverse to the ancestral biphasic (aquatic +
terrestrial) life cycle. Ecological stress, resulting from the
intense competition in the terrestrial habitat, is believed to
have been the major external factor of this evolutionary
reversion in the life history of salamanders (Chippindale et
al. 2004).
NeoDarwinian
Explanation
No changes in genes or genetic
information have ever been identified in relation to
transition from the direct development to the biphasic life
cycle in desmognathines. Hence, all the possible neoDarwinian
mechanisms of evolution (gene mutations, gene drift,
recombination) are not applicable as an explanans of the
repeated occurrence of evolutionary reversions from direct
development to the biphasic life cycle with free-swimming
larvae.
Epigenetic Explanation
Observational and experimental
evidence shows that transition to biphasic life cycle is
related to the patterns of the larval development. It has been
observed that direct-developing desmognathine species while
still in egg retain larval hyobranchial apparatus, which
enables aquatic respiration and feeding, have repeatedly
reversed to the biphasic life cycle. On the contrary,
bolitoglossines, which develop only a very reduced apparatus
in the egg stage and species of the genus Eleutherodactylus,
which do not develop it at all, have not reevolved the aquatic
phase of development (Chippindale et al., 2004). With the
genetic factors and genetic mechansisms excluded from the
involvement in the evolutionary transition to biphasic life
cycle the remaining explanation is an epigenetic activation of
specific developmental pathways that made the reversion to
metamorphosis possible. Recall, metamorphosis and its
developmental pathways in amphibians are under strict cerebral
control especially via the hypothalamus-pituitary-thyroid axis
(see Neural Control of Metamorphosis in Amphibians in
chapter 6).
Reversion of Ancestral
Reproductive Modes in Vertebrates
Amphibians have switched back
from viviparity to oviparity (their eggs hatch in the
environment) but an amphibian species of the Bufonidae family
(order Anura), Nectophrynoides viviparus, and at
least populations of two salamander species (Salamandra
salamandra and Salamandra algira) are
viviparous, with larvae remaining in the uteri and young
launched onto the land fully metamorphosed (Kent, 1973c).
Salamandra atra secretes nutritive substances and produces
eggs on which its viviparous young feed during the prenatal
life.
As already mentioned, in 98
occasions reptiles (especially snakes) switched back from
oviparity to viviparity. When ichthyosauri started aquatic
life and could not make use of the sun warmth to hatch their
eggs, they also switched back to viviparity, i.e. their eggs
hatched inside mother’s body. However, in some mammals as
monotremes, reproduction remains oviparous (they lay eggs,
which hatch in the environment). And still higher, placental
mammals are remarkably adapted to a perfect viviparous
development. The strange loss and reevolution of oviparity,
ovoviviparity and viviparity in vertebrate classes seems
neither to have always been influenced by any evolutionary
pressure nor to have gradually arisen. The repeated pattern of
switching to alternative modes of reproduction suggests that
vertebrates may have conserved ancestral developmental
pathways responsible for ancestral modes of reproduction.
Reversion to Ancestral
Oviparity in Sharks and Rays
Oviparity is the ancestral
reproductive mode in these groups but presently most of their
species are viviparous. Transition to viviparity in sharks and
rays occurred independently in 12-15 cases. Two cases of
reversion from viviparity to oviparity have been identified
among these fish, in skates of the family Rajidae (25% of all
species) and in the zebra shark, Stegostoma fasciata (Dulvy
and Reynolds, 1997).
Reversion of Viviparity in Reptiles
It is commonly assumed that
reptiles evolved viviparity from oviparity but the reverse has
not occurred. This reversion has been considered to be
unlikely because it would entail the evolution of complex
structural and physiological adaptations necessary for
nutrition, oxygen supply, and special maternal hormonal
mechanisms.
A number of authors, however,
believe that even theoretically, it is difficult to support
the assumption that viviparous reptiles could not reverse to
oviparous mode of reproduction (Lee and Shine, 1998). Indeed,
an analysis of the reproductive mode in reptiles has shown
that it has changed a minimum of 49 times in squamates
(“lizards” and snakes), with 35 forward transitions, 5
reversions and 9 undetermined transitions (Lee and Shine,
1998).
Based on strong phylogenetic
evidence, and the evolution of parity, it has been concluded
that populations of the bimodal reproducing (viviparously ond
oviparously) European lizard species, Zootoca vivipara,
are not monophyletic and that although viviparity evolved only
once (with ancestral reproduction mode being oviparous), a
number of reversions to oviparity seem to have occurred in
various populations of this species (figure 16.4). It
is believed that repeated transitions to parity modes of this
lizard are related to climatic changes (warmer climate
favoring transition to oviparity and colder climates -
viviparity) that occurred during Pleistocene in the continent
(Surget-Groba et al., 2006).

Figure 16.4.
Phylogenetic relationships between the oviparous and
viviparous strains of Zootoca vivipara (From
Surget-Groba et al., 2006).
Reversion of oviparity in
populations of a single species, implying the same genotype,
excludes likelihood of involvement of changes in relevant
genes in the reversion and, consequently, makes neoDarwinian
interpretation inapplicable to the phenomenon.
Reversion of Arboreal
Carabides to the Ground-dwelling Habitat
Ground beetles, carabides,
represent a large family of terrestrial predators. Arboreal
carabides, which evolved from ground-dwelling forms, evolved
some morphological characteristics (large
hemispheric eyes, elongated prothorax; long elytra, long legs
etc.) related to the
conditions of living under bark or on leaves. It was generally
believed that reversion from arboreality to the
ground-dwelling life was impossible because of the
impossibility of reversion to ground-dwelling morphology.
Recently, K.A. Ober (2003) found that reversion from
arboreality to ground-dwelling has occurred in all the
phylogenies she studied and concluded that
Reversal may be a common
evolutionary process, and evolution of new ecological
interactions or evolution into new habitats may not inhibit
further evolution or reversals. (Ober, 2003)
Among other insects, weevils, a
very large group of 60,000 species, being ancestrally (>200
million years ago) gymnosperm feeders have shifted to
angiosperm hosts and then back to gymnosperms
(Marvaldi et al., 2002).
Experimental
Reversion of Ancestral Characters
Experimental Reversion of
Ancestral Characters in Drosophila
Strains of
Drosophila melanogaster kept under laboratory conditions
for decades (hundreds of generations) have diverged from the
wild strain of origin in several biochemical, physiological,
and life history characters.
20
populations of these laboratory strains were experimentally
returned to the ancestral environmental conditions for 50
generations and then were compared with the control laboratory
population and with the ancestral Drosophila
populations. These populations
reverted to
various degrees (complete to incomplete reversion) to most of
the lost ancestral characters (starvation resistance,
reproduction time, developmental time, dry body weight, lipid
content, etc.) within 20 generations (Teotonio and Rose,
2000; Teotonio et al., 2002)
Three
different patterns of reversion to ancestral states for
different characters were observed in these experiments. Flies
reverted to ancestral type very rapidly (in several to 20
generations) for some characters whereas the reversion for
other characters required up to 50 generations and for some
characters the reversion was incomplete. The incomplete
reversions were related neither to epistasis or linkage
disequilibrium nor to the absence or insufficiency of genetic
variation, as is indicated by the fact that experimental
hybrids did not exhibit higher reversibility
(Teotonio
and Rose, 2000).
In earlier
experiments selection for late life reproduction was
associated with increased longevity and stress resistance.
Reversion to the ancestral state of early life reproduction,
occurred within 20 generations (Service et al., 1988) and by
the 100th generation reversion to the ancestral
state was observed for all the studied characters (Graves et
al., 1992).
Doubts have been expressed as to whether these convergences
approximate the primitive state (Porter and Crandall, 2003)
but, as argued earlier, no evolutionary reversion could
produce phenotypes that are identical to the ancestral
phenotype; resemblance and functional similarity rather than
morphological identicalness is the determining criterion of
evolutionary reversions.
NeoDarwinian Explanation
Elementary knowledge from genetics and evolution theory
suggests that, in the above cases, the information necessary
for “approximating the primitive state” is impossible to be
acquired in an “evolutionary instant” of 20-50 generations.
No gene mutations, gene recombinations, or changes in allele
frequencies have been related to the rapid experimental
reversions to ancestral characters in D. melanogaster
under laboratory conditions. However, attempts to find a
neoDarwinian explanation without invoking the above
neoDarwinian mechanisms have been made. So, e.g., as for the
pattern of rapid reversion to ancestral state of starvation
resistance, investigators write:
The rapid reversion of starvation resistance and early
fecundity indicates that they were under influence of
pleiotropic alleles generating a negative genetic correlation
between these two characters, a correlation demonstrated in a
sibling analysis by Service and Rose (1985). As a result of
this correlation, these characters rapidly moved toward their
ancestral values during reverse evolution, because selection
focused on early fertility” (Teotonio and Rose, 2001).
The authors do not elaborate on what this hypothetical
“negative genetic correlation” consists in nor do they
illustrate it with any examples of how it might work. With no
changes in genes and in genetic information it is difficult to
imagine why these “negative genetic correlations” arise in
reverting populations but not the control populations. A
tentative hypothesis for explaining the reversion (an unknown)
with undemonstrated existence of pleiotropic alleles (another
unknown), as a tautological statement, is devoid of
explanatory power.
As for the
slow incomplete reversion observed for some characters we are
told that
The slow response of these characters and their eventual
convergence on ancestral values, after more than 100
generations in the ancestral environment, may have been a
result of mutation accumulation, because this process is
expected to affect evolution noticeably after a considerable
time. (Teotonio and Rose, 2001)
Not only the
failure to show that such mutations have occurred, but even
the textbook knowledge on the extremely low frequency of
occurrence of gene mutations and the several orders lower
frequency of “useful” mutations that would make the reversion
possible, tells us that systematic reversion of these
ancestral states in laboratory pooulations of D.
melanogaster, did not involve mutational changes. This is
definitely felt by the investigators themselves, for
immediately thereafter they admit that
There is no data as to the effect (additive or epistatic) of
particular novel mutations. (Teotonio and Rose, 2001).
Epigenetic Explanation
Discussing on
the causes of slower tempo of some evolutionary reversions,
investigators inquired whether this may be related to the lack
of genetic variability and epistasis. Based on their
hybridization experiments they conclude:
If lack of genetic variability was restricting reverse
evolution, randomly mating hybrid populations should be freed
of this constraint, because accumulation of identical genetic
changes in populations of different evolutionary history is
highly unlikely. Also, if epistasis led the derived
populations to converge on strong evolutionary attractors,
producing stasis under reverse evolution, the large
perturbation to gene frequencies caused by hybridization
should allow some stalled populations to escape from these
attractor states. But the results showed no difference between
uncrossed and hybrid populations. (Teotonio and Rose, 2001)
Lack of
studies on the developmental mechanisms of the examined
characters makes it impossible to reconstruct the epigenetic
mechanism of evolutionary reversion of these characters in
Drosophila. However, the exclusion of genetic factors
(gene mutation, genetic variability, genetic recombination,
and epistatic interactions) as possible causative agents of
reversion to ancestral states of investigated characters
leaves open the possibility of the involvement of epigenetic
factors in these evolutionary reversion experiments.
There are
several facts that that would justify focusing our attention
on possible epigenetic factors as causal agents of
evolutionary reversions induced by the return to ancestral
conditions in laboratory strains of Drosophila.
First, the
return to the ancestral environment of Drosophila
populations after hundreds of generations under laboratory
conditions, implies that these populations are subject to an
environmental stress which, according to this epigenetic
theory of evolution, is a universal trigger of the process of
evolutionary changes in metazoans. As shown earlier, stress
conditions sometimes lead to developmental instability and to
behavioral changes, which generally are the first step in the
process of evolution at the supracellular level. And, needless
to say, the only known way environmental stressors influence
the development and change of various characters in metazoans
is via the nervous system (see chapter 8, Metazoan Response
to Changes in Environment).
Second, the
above experiments on the evolutionary reversion of various
biochemical, physiological, and life history characters in
Drosophila spp. unambiguously show that these evolutionary
events take place rapidly (reversion to ancestral states in
some individuals occurs within a few generations), contrary to
what is predicted by neoDarwinian hypotheses. Empirical
evidence in other species [phenotypic plasticity, predator
induced defenses, experimental reversion of “hip glands” voles
(see below), etc.] shows that the only way of inducing such
“sudden” inherited changes in phenotypic characters is by
activating inactive ancestral pathways via neuro-hormonal
cascades starting in the CNS. Hence, it is plausible to assume
that only conservation in inactive state of ancestral
developmental pathways makes the extraordinary rapid reversals
to ancestral characters in the Drosophila laboratory
strains possible.
Experimental Reversion of
“Hip Glands” in Voles
The presence
of specialized sebaceous glands in the skin is characteristic
of a number of mammal species, including small mammal voles.
But two species of voles, Microtus pennsylvanicus and
Microtus longicaudus lack specialized posterolateral skin
glands (hip glands). They lost these glands in the course of
evolution.
Experimental
evidence shows that while losing the glands these species have
conserved both genes and developmental pathways involved in
the development of the glands. Sebaceous hip glands are
induced to form when these “glandless” animals are hormonally
stimulated. Three weeks after subcutaneous administration (by
injection or implantation) of appropriate doses of the hormone
testosterone, animals (7 of eight males of M.
pennsylvanicus, and 6 of 8 males and all the 5 females of
M. longicaudus) developed “hip glands”. Individuals of
each species developed “hip glands” in species-specific
regions: M. pennsylvanicus, toward the tail, in
a region that is characteristic for Microtus montanus
and individuals of M. longicaudus developed “hip
glands” in both, more anterior (toward the flanks) and more
posterior (toward the tail) positions. The investigator
believes that this experiment “illustrates how structures are
evolutionarily either gained or lost in steps” (Jannett,
1975).
This
spectacular example of induction of the reversion of an
ancestral morphological character demonstrates that
developmental pathways for developing “hip glands” in these
vole species are conserved although the glands have been lost
somewhere in the course of their phylogeny.
NeoDarwinian Explanation
If the
experimental induction of “hip glands” would be considered to
be an example of experimental reversion of an ancestral
morphological character, as it certainly is, it refutes any
imaginable neoDarwinian explanation; the emergence of “hip
glands” took place within the life time of animals, thus
excluding the involvement of neoDarwinian mechanisms (gene
mutations, gene drift, and genetic recombination). At the same
time, the experiments indicate that the evolutionary loss of
glands was not related to any changes in genes.
Epigenetic Explanation
The fact that
a hormonal treatment induces formation in voles of a number of
glands that the species has lost in the course of its
phylogeny, proves that a certain level of the testosterone is
both necessary and sufficient for the development of these
glands. Given the position of the hormones of the peripheral
endocrine glands as downstream elements of signal cascades
along the hypothalamic-pituitary axes, the reconstructed
developmental cascade responsible for the formation of the
“hip glands” in other vole species may look as follows:
neural
signals from medial cortex
à hypothalamic
GnRH neurons à
pituitary FSH à
testosterone.
Experimental
induction of “hip glands” is an intragenerational process,
implying that no changes in genes have occurred (voles are
able to form “hip glands” after administration of
testosterone) and the signal cascade suggests that the absence
of “hip glands” in M. pennsylvanicus and M.
longicaudus is caused by a block of one of the elements
along the cascade.
Reversion of Sexuality in
Parthenogenetic Lizards
Treatment of developing
embryos of a parthenogenetic all-female lizard species,
Cnemidophorus uniparens, with fadrozole (a potent and
specific nonsteroidal inhibitor of aromatase activity in
mammals) induces production of male offspring.
Experimentally produced males developed normal male genital
tract and were fertile. These results support the hypothesis
that the endogenous production of oestrogen may represent a
pivotal step in the sex determination cascade of reptiles.
Additionally, production of C. uniparens male lizards
indicates that the genes required for male sexual
differentiation have not been lost in this parthenogenetic
lizard (Wibbels and Crews, 1994). In other words,
parthenogenetic females can produce male individuals and
female individuals from the same genotype, i.e. that no
“male genes” are necessary for developing the male
phenotype.
Treatment with the aromatase
inhibitor CGS16949A on day 20 of incubation of C.
uniparens embryos produced all female offspring whereas
the same treatment on day 5 produced only males (Wennstrom
and Crews, 1995). While admitting that in such
cases the silenced genes controlling complex
differentiative pathways were reactivated, R.A. Raff argued
that
The time frame of silencing
was evidently very short, as these unisexual species
probably originated within the past 10,000 years.
Sudden experimental
transformation of an all-female parthenogenetic population
into sexually reproducing population (comprising male and
female individuals) cannot be accounted for from a
neoDarwinian view: no changes in genes, no gene drift, no
genetic recombination and no selection are involved in this
radical populational transformation.
The mechanism of reversion is
clearly non-genetic, involving epigenetic changes in the
sex-determining neurohormonal hypothalamus-pituitary-gonadal
axis, including regulation of aromatase level by the brain
(see Neural Control of Sex Conversion in
chapter 6).
Modified Ancestral
Structures Reappear Stepwise
The epigenetic mechanism of
evolutionary reversions of ancestral structures consists in
reactivation of ancestral developmental pathways and GRNs
(gene regulatory networks) that are conserved regardless of
the length of time since the structures are lost.
Evolutionary reversions, as
opposed to the cases of transgenerational developmental
plasticity, require a relatively large number of
generations. As shown earlier in this chapter,
experimentally induced evolutionary reversions of ancestral
biochemical and life history characters (of very recent
origin) in Drosophila take from several to 50
generations to occur. Moreover, not all the individuals of a
population may succeed in reverting to the ancestral
character implying that natural selection may have a
critical role in the process of evolutionary reversions.
Given that the characters
studied in the cases of experimental reversions in
Drosophila are relatively simple and very recently
acquired characters, it may be imagined that the time and
the number of generations necessary for the reversion of
complex traits is supposed to be greater. More so with
reversions of Baupläne. The available paleontological
evidence on evolutionary reversions (also the analysis of
the available evidence from studies on animals assumed to be
in the process of such evolutionary transformation) suggest
that evolutionary reversion is a process, often a stepwise
process, rather than an event.
It is generally assumed that
metazoan Baupläne
arose stepwise and the observed stepwise reversion to
ancestral Baupläne might reflect the way these ancestral Baupläne have evolved.
For illustrating the stepwise
character of reappearance of ancestral morphologies, let’s
return to the well-known example of cetaceans (whales,
porpoises, and dolphins). Paleontological record
substantiates a number of intermediate forms that appeared
in the course of their transformation into modern aquatic
Ceataceans (see also
Loss/Reduction of Limbs in
Aquatic Mammals,
chapter 15).
According to F. Fish,
sequential adoption of five different modes of swimmimg
behavior preceded five corresponding basic stages of
morphological transformation of terrestrial quadrupeds into
marine mammals with streamlined body.
First - the quadrupedal
paddling of their terrestrial ancestors. It stimulated
elongation of the body characterized by some modifications
of vertebrae as reflected in the paleontological record by
Ambulocetus and as it may be seen in present-day
fresh-water otters (figure 15.5). The second mode of
swimming was facilitated by the elongation of the body that
enabled the pelvic paddling, which was followed by further
elongation of the body but also by reduction of hind limbs
as it is seen in the fossils of Rodhocetus or, in
vivo, in sea otters (flattened head and tail, palmated
feet and webbed toes) (figure 15.6). This made
possible the transition to the third mode of swimming by
pelvic undulation (undulation of the vertebral column) as
the main propelling force during swimming, and made hindlimb
paddling less important, thus leading to further reduction
of hind limbs and increased size of the tail. This
morphology facilitated another mode of swimming by caudal
undulation and undulatory movements of the entire vertebral
column and the dorso-ventrally flattened tail. This was
characteristic not only for Rodhocetus but also for
Dorudontidae, the extinct family of whale ancestors.
In modern mammals this stage is exemplified by the giant
South American freshwater otter, Pteronura brasiliensis
(figure 15.7).
By the Upper Eocene an
elongation of snout, comparable to that of the extinct
fish-eating reptiles, occurred. The nostrils migrated
dorsally toward the top of the skull while their dentition
in number and form of teeth (except for front teeth)
remained essentially the same primitive placental one (Romer,
1966). By the end of Eocene took place the reduction and
gradual loss of hind limbs, remodeling of the front limbs
into short steering flippers, further vestigialization of
hind limbs in many species, the reemergence of the dorsal
fin, transformation of the flattened tail into a horizontal
fluke (is it a failure to “recall” the ancestral tail fin or
an original adaptive solution?), adaptive modification of
the hearing apparatus with transformation of the auditory
ossicles into bulla and even, in some species, the reversion
of the ancestral pisciform dorsal fin.
The transition of terrestrial
mammals to an aquatic fish-eating life began some time
during lower Eocene in a long and stepwise process that was
completed by the Upper Oligocene.
At the present time we are
probably witnessing a similar processes of gradual
adaptation to a frilly aquatic life of some carnivorous
(fish-eating) species such as seals (aquatic
carnivorous mammals of the families Phocidae and
Otariidae), otters
(several
species of the genus Lutra) of which many
species already have evolved aquatic adaptations such as a
relatively streamlined body, flattened head, short palmated
feet, webbed toes, and horizontally flattened tail that
already facilitates swimming, etc.
NeoDarwinian Explanation
of Reversion of Fish-like Morphology in Cetaceans
With no changes in genes or
gene regulatory networks, no genetic recombination or gene
drift events related to the loss and reversion of limbs
being ever suggested, any attempt to explain from a
neoDarwinian perspective evolutionary reversions observed in
the morphology of aquatic mammals would be delusional.
Epigenetic Explanation of
Reversion of Fish-like Morphology in Cetaceans
Loss of any structure in
metazoans is preceded by the reduced execution or full
abandonment of the behavior(s) that the structure normally
performed. After the loss of the structure, neural circuits
determining that behavior may be conserved, may be modified
for performing another related/nonrelated structure, or may
be lost. As a rule, genes and gene regulatory network
involved in the development and maintenance of the structure
are functionally well conserved after the evolutionary loss
of the structure and the behavior related to it. Hence,
behind the apparent loss of the structure and behavior the
animal may maintain and transmit to the progeny the
potentiality of reverting to the lost ancestral structure if
sometime in the future a return of the ancestral
environmental conditions will occur.
In a possible epigenetic
scenario, the return of the ancestral environment may
stimulate the animal to perform the abandoned ancestral
behavior. The animal may learn that behavior by using
existing FAPs (fixed action patterns) and existing
structures (digited feet in absence of webbed feet, e.g.).
When neural circuits responsible for the ancestral behavior
are conserved after the loss of the structure used for
performing that behavior, as it occurs in some empirically
identified cases, the learning and performing of the
behavior is considerably facilitated. Initially the dormant
circuits may be reactivated under influence of changed
stressful conditions imposed by the learned performance of
the ancestral behavior. For example, we have already shown
that although some insects lost wings during their
evolution, they conserved the neurons and neural circuits
related to flight. The comparison of the flight motor system
of a flying locust with the homologous system of a
flightless grasshopper revealed that
Although some flight muscles
are missing in the flightless species, the motor neurons
responsible for their control remain, and, although reduced
in size, they still send axons to the former location of the
muscles. Thus, the vestigial neuronal elements and
connections are conserved although they no longer have
adaptive value. Although the absence of functional
significance may be impossible to prove, this conservation
seems the most plausible explanation for certain aspects of
the flight system of the locust. (Dumont and Robertson,
1986)
A. Arbas (1983) observed that
the motor neurons for flight muscles in the flightless
grasshopper species are conserved and send their axons to
the former location of the lost flight muscles (Arbas, 1983;
Arbas and Tolbert, 1986). The nudibranch Melibe leonina
has no buccal mass and, consequently, has lost its
buccal rhythmic pattern, but it still retains the buccal
ganglion for the lost phenotype and uses it to innervate its
esophagus.
In the course of evolution
locusts lost their abdominal appendages. But the respective
interneurons maintained their previous connections and began
to serve the flight movements of the thoracic appendages
already transformed into wings.
Drastically changed
conditions of living require quick changes in behavior, i.e.
new behaviors that the animal adopts by learning. At the
same time such changes in environment lead to environmental
stress, with all accompanying changes in animal physiology,
including a developmental instability (DI). The continued
“environmental stress” represents the evolutionary pressure
for reevolving the lost ancestral structure used to perform
the new (learned) behavior. As I have attempted to show in
chapter 8, and especially in the section Stress-induced
Developmental Instability and Evolution, chapter 10, the
environmental stress leads to a state of
genetic-developmental instability, biasing organisms toward
changes in developmental pathways, including activation of
the silenced ancestral developmental pathways. The role of
the environmental stress for increasing the propensity for
evolutionary changes is not a mere speculation: almost all
the numerous cases of phenotypic plasticity involving
development of new characters in the offspring (chapters 11
and 12) as well as almost all the well known cases of the
evolutionary changes in nature and experiments described so
far in this work (chapters 14 and 15) are triggered by
external stimuli/stressors.
The epigenetic paradigm
implies that evolutionary reversions occur in stages.
The first response to the
sudden changed conditions is a change in behavior (an
avoidance behavior, swimming, crowding, migration, etc.),
for behavior is the most plastic of phenotypic characters in
metazoans. That step is generally a learned behavior based
on activation of existing FAP and neural circuits. Under
persisting environmental stress, frequent and continued use
of the learned behavior, facilitates and improves its
performance to such an extent that the animal can perform
the learned behavior automatically, effortlessly and
“mindlessly”, similarly to an innate behavior, as is the
case with Pavlovian conditioned reflexes.
It is to be expected due to
the high cost of the learned behavior, an evolutionary
pressure for transforming the learned behavior into an
innate behavior will naturally arise. The animal could
establish a central motor pattern for the new behavior or
activate the respective silenced ancestral circuit (if it is
still conserved) for the corresponding innate behavior, that
will be transmitted to the offspring. The offspring will
perform the behavior automatically, instinctively, i.e.,
“costless” and since the first time it receives respective
environmental stimuli or finds itself under the respective
environmental conditions.
But can a learned behavior
evolve in an innate behavior? Transition from a learned into
an innate behavior often may require many generations, what
makes difficult the experimental verification of the
hypothesis but numerous distinguished biologists, Charles
Darwin included, have expressed the belief that a learned
behavior can be passed on to the offspring as an instinct.
Theoretical argumentations
aside, in section Learned Behaviors Evolve into Innate
Behaviors, chapter 9, I have presented a few examples
validating the hypothesis of evolution of learned behaviors
into innate behaviors. Although not abundant, that evidence,
in principle, proves that learned behaviors can, and
do, evolve into innate behaviors.
If a causal relationship
between an innate behavior and the structure performing it
does exist, as it seems to be the case, a causal
relationship between the neural circuit responsible for the
innate behavior and the circuit determining the lost
structure that performed tha behavior may also exist.
Remember, no biological structure evolves for its own sake.
If execution of a behavior is function of a specific
structure, if really the function is the raison d’etre
of the biological structure, from an evolutionary point
of view, it is plausible to believe that the circuit
responsible for that behavior may be causally related to the
circuit that used to determine the development of the
ancestrally lost structure.
Besides the theoretical
inferences, is there evidence suggesting that the new (but
ancestrally lost) innate behavior may be causally related to
evolution of new phenotypes in general and especially to new
morphologies? In a number of cases it is observed that the
the appearance of a new inherited behavior coincides with
specific changes in morphology, which facilitate the
performance of the new behavior. So, e.g., transition of the
locusts from the solitary to the gregarious phase is
characterized by simultaneous changes in behavior (migration
and flying) and a number of morphological and morphometric
changes (see chapter 12). Ants of the genus
Cardiocondyla (C.
obscurior), in response to deteriorating conditions
in the environment, switch to production of offspring of the
expensive dispersal form of winged males, which are
capable of flying. Under conditions of predation risk (Weisser
et al., 1999), or in response to the alarm pheromone alone (Kunert
et al., 2005; Podjasek et al., 2005), some aphids increase
the proportion of winged offspring, which enables them to
avoid predators by flying to other plants to escape
predators. In the presence of mosquitoes, the male offspring
of mosquito fish, Gambussia affinis, improve their
swimming performance and adaptively modify their body shape
(Langerhans et al., 2004; Langerhans and DeWitt, 2004). In
the presence of predators, the salamander Ambystoma
texanum moves toward places that better match its body
color and pattern and simultaneously displays camouflaging
body colors (Garcia and Sih, 2003). Larvae of the pipevine
swallowtail butterfly, Battus philenor, under high
environmental temperature (30-360 C)
simultaneously display adaptive climbing behavior (they
climb higher in non-host plants) and change in the body
color (from black to red) in order to escape the heat
(figure 9.8). For a broader review of the evidence on
the relationship between the evolution of behavior and
related structures see section Developmental and
Evolutionary Relationship between Behavior and Morphology
in chapter 9.
All the above examples point
in the direction of a possible causal link between the
changed behaviors and the evolution/emergence of new
phenotypic traits. But this relationship becomes more
obvious and unambiguous in the case of the transgenerational
developmental plasticities, such as the transgenerational
phase transition in locusts, where the same maternal factor
deposited in the eggs determines specific inherited changes
in both behavior an morphology (see chapter 12,
Transgenerational Developmental Plasticity – Epitome of
the Evolutionary Change).