NELSON R. CABEJ

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  Epigenetic Principles of Evolution         Introductory Notes
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2 

 

THE  ORIGIN  AND  NATURE  OF  EPIGENETIC  INFORMATION  FOR  METAZOAN  MORPHOLOGY

 

The ability to create activity patterns may underlie the brain’s ability to generate insight and the “trials” of trial-and-error problem solving.

                                                                      W.J. Freeman

Activation of specific signal cascades is an adaptive response to specific internal/external stimuli is not an accidental event but a process that requires information. That information originates in the CNS (neural net in lower invertebrates). The information is generated in neural circuits by processing the input of the stimuli by interoceptors, proprioceptors, and exteroceptors to the CNS. Internal/external stimuli represent no information for activating any particular signal cascade in the meaning that, per se, these stimuli do not and cannot induce expression of any gene. Initially, stimuli received by sensory and somatosensory neurons are converted into electrical signals, neural representation of the stimuli, that are transmitted for processing in neural circuits. Both conversion of environmental stimuli into electrical signals and the processing of these signals in neural circuits are computational nongenetic processes. The end result of the processing is the synthesis/release of a specific chemical for inducing expression of a particular gene in a particular group of neurons, which in turn starts a signal cascade leading to the development, modification, or maintenance of a physiological, morphological, or behavioral character. Thus, the processing of stimuli in the CNS/neural net, by making unavoidable an improbable event, generates the epigenetic information necessary for adaptively activating a specific signal cascade.

 

Predetermined vs. Manipulative Expression of Genes

In chapter 1 I have shown that activation/inactivation of nonhousekeeping genes, which are responsible for differentiation and coordination of activities of each cell with other cells, is regulated by an integrated control system (ICS), with the CNS as its controller. Neural signals, which, via the signal cascades, activate/inactivate these genes, ultimately, originate in the CNS. A glimpse at the temporal order of events in the cascade clearly shows that the direction of the information flow is from the CNS to effector genes.

So far, however, we have neither shown nor even speculated on how the CNS can accomplish such a huge and extremely complex task: provision of information for gene activation/inactivation to billions/trillions of cells throughout the animal body. In the case of gene activation under the influence of external/internal stimuli, such as changes in the level of estrogens and other hormones, no direct physical contact exists between the gene and the stimulus that triggers its expression. Moreover, even  the experimental

physical contact of the stimulus with the gene does not induce expression of the gene, implying that no chemical affinity between the two exists. This is an uncommon situation: in direct contact with the gene, the stimulus does not induce the expression of the gene but at a distance it does! However, this is a paradox only at first sight. We know that it is not the stimulus per se but a neural product of processing of the stimulus in the nervous system that, by activating a specific signal cascade, induces expression of a specific gene in the cell nucleus. By activating the signal cascade, the nervous system establishes a causal relationship between the stimulus and the gene that did not previously exist.

This contrived, unorthodox expression of genes is a unique function of the neuron and the CNS, i.e. a new property of metazoans, unknown in unicellulars. It is true that in eukaryotic unicellulars as well, a number of external stimuli do not act directly on genes whose expression they trigger but use existing signal transduction pathways in order to control and regulate expression of target genes. However, in protozoans the genes that will be expressed are predictable from the nature of the stimulus: if we know the stimulus we can predict the signal transduction pathway that can be activated and the gene(s) that will be expressed. The action of the stimulus in protozoans is predetermined by the existence of a natural causal relationship of the stimulus with the transduction pathway inducing expression of the gene.

In clear distinction from this, metazoans are able to fashion new, otherwise nonexisting, causal relationships between the stimulus and the gene in order to produce adaptive expression of genes. The stimulus per se represents no message to any gene and no gene responds to the contact with the stimulus per se for there is no chemical affinity between them.

The stimulus is a message that is received by exteroceptors, proprioceptors or interoceptors, converted into electrical spike trains (read: nongenetic symbols) and, in this form, transmitted to the CNS. By processing these electrical representations of stimuli, neural circuits generate chemical outputs (neurotransmitter, neuromodulator, neuropeptide, etc.), which essentially decipher the genetically meaningless stimulus into a message for expression of a particular gene or a number of genes. The CNS, thus, transforms a genetically inert stimulus into a gene inducer. Both the initial conversion of stimuli into electrical spike trains and their processing in neural circuits are computational non-genetic processes whose mechanisms are only little known.

Neural circuits, functional units of the nervous system, are ensembles of neurons connected by specific synaptic contacts. By processing information coming from afferent neurons in the form of electrical signals, neural circuits perceive the “information generated by stimuli arising from both the external and internal environment”, which is one of the main functions of the brain (Purves et al., 2001) and facilitate the transfer of information according to a neural, nongenetic code, which is represented by the spike rate of neurons (Shadlen and Newsome, 1994).

Neural circuits release their output in the form of electrical or chemical signals (neurotransmitters and neuromodulators) that are discharged on neurosecretory cells in the “endocrine brain”, the hypothalamus, the pituitary, or, via nerve endings, directly to the target tissues and organs. These neural signals act as “instructions” (=epigenetic information) for selectively activating  specific algorithms or signal cascades ultimately leading to expression of particular gene(s) out of a variety of genes available for transcription (figure 2.1).

The ability of the nervous system to respond to the input of external and internal stimuli based on the processing of that input, and to establish naturally nonexistent causal relationships between stimuli and specific genes, enabled metazoans to respond very flexibly to environmental changes and provided them with an additional degree of freedom by overcoming the genetic determinism of gene expression. It enabled metazoans to respond in different ways to the same external or internal stimulus is goal-oriented, hence adaptive mechanism of gene expression.

 

 

Figure 2.1. Simplified diagram of the fashioning of a relationship between the external stimulus and a particular gene. An external stimulus is received from specific neurons of the sensory organ. Receptor neurons convert the stimulus into a train of electrical spikes and, in this form, transmit it to a specific neural circuit for processing or interpreting. The mechanism of processing is still almost a black box. What we know is the output of the processing which is an electrical/chemical signal that leads to selective activation of a specific algorithm or adaptive signal cascade out of  a number of cascades (1-6) the secretory neuron can potentially activate.

 

Thus, expression of genes in the CNS is not “stimulus-dependent”, as commonly described; its expression is processing-dependent, hence non-genetic, epigenetic. Selection of the gene to be expressed is normally adaptive, i.e. it tends to accommodate the organism to the stimulus-changed environment or even to the situations that the stimulus might presage. The connection between the gene and the stimulus is communicative rather than material and is computationally determined. As pointed out earlier, the processing in the nervous system establishes a causal relationship between the stimulus and expression of the gene, which otherwise would not exist.

I call this “nonclassical” expression of genes manipulative since the expression of the gene is contrived rather than determined by chemical affinity of the stimulus for the gene; no special thermodynamic and stereochemical relationships exist between the stimulus and the gene that is expressed in response to it. It is not the nature of the external/internal stimulus that determines expression of the specific gene in the CNS: in response to different stimuli, different organism may respond by turning on/off the same gene and, in response to the same stimulus, different species may respond by expressing (or not) different genes and activating or inactivating different signal cascades.

By processing external/stimuli in neural circuits, metazoans are able to figure both the gene and the signal cascade they have to activate. The function of the processing in the neural circuit is to interpret the stimulus, to give it a “meaning”, and find a solution to the problem it may present to the organism by selectively activating a specific signal cascade out of a number of available cascades.

 

External/Internal Stimuli Provide no Instructions to the CNS

 

It is commonplace in modern biology to speak of external stimuli inducing expression of genes or activation of developmental pathways, implying. that environmental stimuli are in possession of  specific information for inducing expression of specific genes in the CNS.

As a rule, the first link in the chain of events in a process of information transmission is the source of information. Hence, the fact that the causal chain leading to expression of genes that start signal cascades begins with external/internal stimuli arises the question whether the stimuli themselves may contain information for gene expression, despite the Lamarckian implications of recognition of an instructing role of the environment in metazoan development and evolution. Theoretical contemplations aside, the examples of expression of genes under the influence of external and internal stimuli to be presented in the next section show that none of them per se does or can induce gene expression.

Let’s consider the example of the switching off/on of the genes for melatonin biosynthesis by the pineal gland under the influence of the photic stimulus (day-night cycles) (see figure 2.2 and details in the next section). If day-nightcycles per se would be information for gene expression, it would be expected that dermis cells, which are directly affected by the stimulus (light/darkness), not pineal cells which are not, would synthesize melatonin. As we know, the opposite takes place in reality: dermis cells do not express those genes, while pineal cells, to which the stimulus has no access, do. Moreover, retinal neurons, which receive the stimulus and transmit it to the CNS, do not express genes for melatonin biosynthesis. The fact that the stimulus fails to induce expression of melatonin genes in dermis cells or retinal cells, which are directly affected by the stimulus, and induces expression of  these genes in pineal cells to which it has no access, excludes the possibility that the stimulus itself, the external agent, might represent information for expression of the melatonin genes. Similarly to all the experimentally and observationally determined cases, in the case of the night-day cycles, for instance, retinal neurons code the photic stimulus in the form of electrical spike trains. This initial input about the stimulus is transmitted for processing to the neurons of the specific circuit, what results in release of specific signal(s) (neurotransmitters?), which represents epigenetic information for activating melatonin genes in pineal cells. Thus, the information for expression of melatonin genes is generated in the process of computation of the retinal electrical signals in the neural circuit. The epigenetic information, in the form of the chemical output resulting from the processing of the stimulus in the neural circuit, is released on the pineal cells where it acts as a signal for turning on/off the genes for melatonin synthesis. Both the processes, the conversion of the photic stimulus into specific electrical spike trains and the processing in the melatonin neural circuit are computational, non-genetic processes. Hence, the information transmitted from the neural circuit to the pineal cells for inducing/suppressing genes for melatonin synthesis generated in the melatonin neural circuit and is epigenetic in origin.

Indeed, if external stimuli (light, darkness, temperature, humidity, crowding, other social stimuli, etc.) would provide information for selective activation of signal cascades, the whole costly processing of the stimuli would serve no purpose. Elementary knowledge on the way evolution works suggests that costly neural processing would have not evolved if it would not generate a benefit outweighing the cost.

The fact that the information for selective activation of signal cascades appears first after the processing of the stimuli in the central nervous system unambiguously suggests that the very purpose of the processing is to interpret the stimulus, which per se is “meaningless”, so that it becomes “intelligible” to particular gene(s) (out of thousands of genes in the genome), in particular groups of cells that receive that neurally generated information.

 

Epigenetic or Genetic? On the Nature of Information for Signal Cascades

 

The fact that signal cascades start in the CNS suggests that it is there where the information necessary for their activation originates. However, it might be argued that any talk about the CNS control of gene expression is irrelevant since, ultimately, brain signals that start signal cascades are genetic in origin. Is this really so?

Any dispute on the nature of information for selective activation of signal cascades in the CNS cannot be resolved by theoretical arguments. It can only empirically be determined by a closer examination of activation of signal cascades under the influence of external/internal stimuli in some paradigmatic examples of the so-called stimulus-dependent expression of genes in the brain.

Example 1. Most wild birds, from temperate to arctic zones are reproductively active, i.e. ovulate and lay eggs, in the spring time. The timing of the reproductive activity in these birds is clearly adaptive since spring is the best time for rearing the offspring. The beginning of the reproductive activity at that time of the year is mainly related to the prolongation of photoperiod (length of the day) and rise of temperature in the environment. Although the reproductive activity starts with expression of hypothalamic GnRH (gonadotropin-relesing hormone) and activation of the hypothalamic-pituitary-gonadal axis, neither the gene for the hypothalamic GnRH nor the gene for the pituitary gonadotropins or for gonadal hormones can be induced by the direct action of thermal or photic stimuli. In homeotherm animals, such as birds, neither the ovary/testis nor the egg cell/sperm cell (and less so their genes) receive those external stimuli. Nevertheless, birds perfectly respond to these stimuli by a precise spatio-tempporal activation/inactivation of the genes along the hypothalamic-pituitary-gonadal axis, inducing expression of thousands of genes in gametes as well as neighboring relevant cells (follicle cells, Sertoli cells, etc.), related to the preparation of the genital organs for gametogenesis, mating, and oviposition. Both the temperature and photic stimuli are “unintelligible” to genes, which generally do not  respond to the physical contact with these stimuli.

The fact that these genes are activated, despite being inaccessible to the stimuli, would be a paradox if we would not know what goes on “behind the scene”. The temperature is perceived in the hypothalamic POA (preoptic area), in a center containing warm-sensitive neurons and cold-sensitive neurons whereas the length of the day is sensed in another hypothalamic center, the SCN (suprachiasmatic nucleus). The perception of the temperature and day length in these brain centers comprises reception of the electrical input on the temperature and length of the day and processing of these stimuli in respective neural circuits. As a result of these computational processes neural circuits generate chemical outputs (=epigenetic information) for starting signal cascades that determine activation of hundreds and thousands of specific genes in the genital tract and the organism in general during the reproductive season.

One of the ways the photoperiod is used for the reproductive timing in vertebrates is by neural inhibition of melatonin biosynthesis and secretion in the pineal gland: melatonin injections in photoresponsive rats even during a stimulatory (long) photoperiod induce reproductive inhibition (Heideman et al., 2001).

The photic stimulus (shortening of the photoperiod) in the pineal gland induces expression of genes for the synthesis of melatonin, although no light, no photons reach those cells.

The suppression/induction of melatonin results not from a direct action of  the photic stimulus on the gland, but from the processing of the photic information in neural circuits, i.e. not from a genetic but from a computational epigenetic process. The photic stimulus is received by retinal photoreceptors, sent to the SCN (suprachiasmatic nucleus) in the form of electrical signals. By processing the photic stimulus (Larsen et al., 1998), the SCN (suprachiasmatic nucleus) sends to the PVN (paraventricular nucleus) a combination of stimulatory and inhibitory circadian signals (Perreau-Lenz et al., 2003) and the latter sends to the pineal signals for starting the synthesis of melatonin (figure 2.2 ).

 

 

Figure 2.2. Schematic representation of the various neural, endocrine, and paracrine inputs of the mammalian pineal gland. The main neural pathway, which transmits light information to the pineal gland, is shown with thick arrows. In addition, numerous other neural or endocrine inputs are known to reach the pineal gland. Note that there are interspecies differences in the density and origin of the afferent pineal nerve fibers and the nature of the different pineal transmitters.

Abbreviations: SCN, suprachiasmatic nucleus; PVN, paraventricular nucleus; IML, intermediolateral nucleus of the upper thoracic spinal cord; SCG, superior cervical ganglion (From Simoneaux and Ribelayga, 2003).

 

Example 2. In response to seasonal cues and to a social auditory stimulus, the conspecific male mating call, female green treefrogs increase the release of the hypothalamic GnRH (gonadotropin releasing hormone). The auditory system of the  tree frog projects to the ventral hypothalamus (VH) and preoptic area (POA) (figures 2.3 and 2.4).

 

 

Figure 2.3. Primary projections of the ascending auditory system of anurans. The POA also receives projections from CT and SI, although these are less robust than those observed for VH.

Abbreviations: CT, central thalamus; DL, dorsolateral nucleus; TS, torus semicircularis; P,  pituitary; POA, preoptic area; SI, secondary isthmal nucleus; SO, superior olivary nucleus; VIII n., eighth cranial nerve; VH, ventral hypothalamus (From Burmeister and Wilczynsky, 2005).

 

Investigators have concluded that experimental results

 

Provide functional evidence for such a sensory-endocrine circuit by showing that acoustic signals influence GnRH neurons. (Burmeister and Wilczynski, 2005)

 

Obviously auditory signals per se cannot induce expression of any gene; it is the informational output of the processing of acoustic signals in the CNS, released in the form of a neurotransmitter/neuromodulator that via its receptors on the hypothalamic GnRH neurons activates a transduction pathway inducing  expression of the

GnRH gene. In turn GnRH, via the pituitary-gonadal axis, starts the signal cascade that stimulate the reproductive activity in female treefrogs.

Clearly, expression of GnRH gene in response to auditory stimuli is not genetically but epigenetically determined by the processing of auditory stimuli (species-specific mating calls).

 

 

Figure 2.4. A proposed model for regulation of the anuran hypothalamus-pituitary-gonad (HPG) axis during the breeding season. In the model, seasonal cues initiate the annual reactivation of the GnRH neurons which are further stimulated during the breeding s season by hearing mating calls. GnRH neurons regulate androgen levels through their action on gonadotropin (GT) release from the pituitary. Androgens, in turn, exert negative feedback on the HPG axis. Androgens also influence brain regions that increase the production of mating calls, creating a positive feedback loop between the communication system and the endocrine systemocrine system (From Burmeister and Wilczynsky, 2005).

 

Example 3. Detection of chilling in the Hawaiian cockroach Diploptera punctata, and in other insects, is function of antennal thermoreceptors, which send chilling signals to the pars intercerebralis and pars lateralis of the insect protocerebrum. Chilling experienced by the antennae has no specific effect on gene expression on the antennae but it, triggers a “long-range” action on another organ that is not directly affected by the chilling; it causes suppression of mitotic divisions in corpora allata, which precedes the increase in the volume of corpora allata and secretion of juvenile hormone by the glands of mated females (figure 2.5). Unilateral ablation of antenna does not prevent the contralateral corpus allatum from proceeding normally with the wave of mitotic divisions, while the mitotic divisions in the ipsilateral gland are suppressed. Unilateral disconnection of neurons of the pars intercerebralis of the insect brain from corpora allata suppresses the effect of chilling of antennae on the mitotic division of the contralateral corpus allatum, clearly demonstrating that a neural, not genetic, mechanism determines the suppressing effect of chilling on cell division in corpora allata. The information on the chilling of antennae is transmitted in the form of electric signals, perceived and processed in the pars intercerebralis of the insect’s brain, which send signals for suppressing the mitotic division in corpora allata (Pszczolkowski and Brown, 2003).

In another experiment it has been demonstrated that

 

Severance of the ventral nerve cord prior to chilling or to application of 20E (hydroecdysone) prevented suppression of CA cell division, indicating that effects of either chilling or 20E application are mediated by the ventral nerve cord. (Pszczolkowski and Gelman, 2004)

 

Example 4. The sound energy of the song of the male canary, Serinus canaria, in the form of mechanical waves is transformed into mechanical energy in the tympanum and transmitted through the middle and inner ears before it reaches the auditory receptor neurons, which transform it into electrical spike trains transmitted for processing in the auditory area of the forebrain. The sound waves induce no specific song-related expression of genes along the auditory pathway (tympanum, the outer, middle, and inner ear). The specific song-related expression of the transcriptional regulatory gene ZENK in female canaries occurs only in the auditory area of the forebrain after the processing of electrical signals (Jarvis and Nottebohm, 1997; figure 2.6) but not in the cells that are directly affected by sound waves of singing. Not only hearing of the conspecific song but their own singing in male canaries induces a 60-fold increase in expression of the transcriptional regulatory gene ZENK in the high vocal center and other song nuclei. At a histological level, the singing is associated with an increased electrical activity in these same centers (Jarvis and Nottebohm, 1997). A similar vocalizing-induced increase in expression of ZENK gene is also observed in a number of hummingbird species (Jarvis et al. 2000).

A recent study has shown that in caudomedial nidopallium (NCM), song-induced Zenk expression colocalizes with c-fos, c-jun and Arc expression. Arc is especially expressed in recently activated synapses. Mediators of the song-regulated  expression of genes are Ca2+ kinases, protein kinase A, and MAP kinase as well as MEK1/2(Velho et al., 2005; figure 2.7).

 

Figure 2.5. Schematic frontal view of Diploptera punctata protocerebrum depicting the location of neurons controlling corpora allata (CA) cell proliferation.

Abbreviations: PI, pars intercerebralis neurons, PL 2, pars lateralis neurons 2. Both PI and PL 2 neurons project to the contralateral gland (From Pszczolkowski and Brown, 2003).

 

 

Figure 2.6. Sagittal diagrams of songbird brain. (a) Anatomical relations between song nuclei (white) in which ZENK expression was induced by the act of singing. Black arrows show the direct motor pathway that innervates the vocal organs and produces learned song. Shaded arrows show links between other song system nuclei. (b) Anatomical relations between forebrain auditory relays (white) in which ZENK expression was induced by hearing song. Thick black arrows show the major ascending auditory pathway; thin black and gray arrows show some of the connections between forebrain auditory regions and the channeling of this input into HVC.

Abbreviations: HVC, high vocal center; NCM, the caudomedial neostriatum; DLM, medial nucleus of dorsolateral thalamus; RA, the robust nucleus of the archistriatum; MAN, magnocellular nucleus of the anterior neostriatum; X, area X of lobus parolfactorus; cHV, the caudal hyperstriatum ventrale; Av, nucleus avalanche; nXIIts, tracheosyringeal portion of the hypoglossal (12th) nucleus; Ov, nucleus ovoidalis  (From Jarvis and Nottebohm, 1997).

 

Example 5. Consumption of an unfamiliar taste in rats imprints a long-term memory on that testant, epigenetically encoded in the central gustatory area of the insular cortex (IC), which modulates expression of genes there, although gustatory stimuli do not reach these genes. This is result of a complex input of multiple neurotransmitters leading to the activation of ERK1-2 and the novelty-dependent gene expression (Berman et al., 2000; figure 2.8).

Example 6. This is an example of an internal stimulus that induces expression of a gene without having access to the cells that express the gene in the CNS. In ewes and other mammals, oestradiol is critical for the preovulatory LH (luteinizing hormone) surge. In non-neural cells, oestradiol forms complexes with its nuclear receptors and, in this form, it binds regulatory regions activating “estrogenic genes” (cyclin D (1), igf-1, etc.).  Nothing of the kind, no classical expression of “estrogenic genes”, has been observed so far in the hypothalamus, and there is no evidence whatsoever that oestradiol directly regulates GnRH neurons (Smith and Jennes, 2001).

Most of GnRH neurons do not even express nuclear estrogen receptors, mediators of the action of estrogen, and this is the reason why even the implantation of estrogen in regions of GnRH neurons does not induce LH surge (Herbison, 1998).

It is suggested that the steroid signal is conveyed to the GnRH neurones by a subset of neurones that are regulated by oestradiol. (Eyigor et al., 2004)

 

Figure 2.7. A song-induced gene expression program in NCM neurons. The activation of song-responsive auditory neurons in NCM activates intracellular signaling events (black arrows), including components of the MAP kinase pathway (MEK1⁄2 and ERK), that lead to the rapid induction of activity-dependent genes encoding early effectors and transcription factors, collectively known as immediate early genes (IEGs). Early transcription factors (e.g. zenk, c-jun, c-fos) act by regulating the expression of downstream targets that encode late effectors (gray arrows). Early effectors, by contrast, can have a more rapid effect on cell physiology. Arc (dashed grey lines) has a dendritic localization and is thought to act at the level of activated synapses.

Abbreviations: ERK, extracellular signal-regulated kinase; MEK1⁄2, mitogen-activated and extracellular signal-regulated protein kinase 1 and 2; NCM, caudomedial nidopallium (From Velho et al., 2005).

 

Figure 2.8. A highly simplified scheme of some elements in the processes that might subserve the encoding of taste memory in the IC. In the absence of taste input, the balance between the resting levels of glutamate (Glu; acting via AMPA/KR and mGluR), GABA, and dopamine (DA; via D1/D5 receptors) regulates the basal level of ERK1–2 activation. When a new taste is consumed, a hypothetical novelty detection system, e.g., thalamocortico-brainstem circuits, compares the on-line stimulus with taste representations in memory. According to this model, if a meaningful mismatch is detected, a signal is sent to the cholinergic and noradrenergic systems, resulting in release of acetylcholine and noradrenaline in the IC. Acquisition involves, in addition to glutamatergic transmission via the metabotropic and AMPA receptors, glutamatergic transmission via the NMDA receptor, as well as cholinergic and noradrenergic input. Acetylcholine activates ERK1–2, whereas noradrenaline β functions in this system independent of ERK1–2. Activation of ERK1–2 culminates in modulation of gene expression and ultimately in long-term representational changes.

Abbreviations: IC, insular cortex; ERK1–2, extracellular signal-regulated kinases 1–2; NMDA, N-methyl-D-aspartic acid (an amino acid derivative) (From Berman et al, 2000).

What acts on the hypothalamic GnRH neurons is not the estrogen but the chemical output of the processing of estrogen in estrogen-sensitive neurons in other parts of the brain and the hypothalamus. The rise in the oestradiol level is received as a stimulus and converted into an electrical signal by non-GnRH neurons, processed in estrogen-sensitive neural circuits inducing release of stimulating neurotransmitters [dopamine by the neural circuit of the ventromedial preoptic area (Anderson et al., 2001; Goubillon et al., 2002) and NA (noradrenaline) by a brain stem noradrenergic circuit (Scott et al., 1999)] and inhibitory neurotransmitters [GABA by a circuit in the rostral hypothalamus, and neuropeptide Y by two circuits in the brain stem and arcuate nucleus)]. It is the informational input generated by processing of the estrogen stimulus (a perceptible change in the level of the hormone) rather than estrogen itself that induces/suppresses expression of the GnRH gene (Herbison, 1998; Smith and Jennes, 2001; figures 2.9 and 2.10; Pompolo et al., 2003).

Numerous examples of manipulative expression of genes in response to external cues are also described in invertebrates. So, e.g., changes in the photoperiod cause the nerves originating in the subpedunculate lobe of the brain of cephalopods to stimulate or inhibit secretion of a gonadotropin by their optic glands, thus inducing or preventing the gonadal enlargement (Strand, 1999i).

In all the examples presented in this section expression of genes occurs in neurons that have no physical contact with the external/internal agent rather than in those that are directly affected by it. These genes are induced by the chemical output of the processing of the stimuli/agents in respective neural circuits. Given the computational nature of the processing in neural circuits, the information for expression of these genes is non-genetic in origin. The so-called stimulus-dependent/activity-dependent expression of nonhousekeeping genes in the CNS is essentially processing-dependent, computational, and hence epigenetic. This mechanism of processing-dependent adaptation-oriented expression of genes enables the CNS to activate/inactivate genes that other tissues cannot and to express a larger number of genes than any other organ or organ system.

Although numerous proteins and metabolic products feedback on the CNS, this would question the role of the CNS as the source of that epigenetic information no more than the similar feedback from proteins on genes might cast any doubt upon DNA’s attribute as the source of genetic information for protein biosynthesis.

The study and understanding of the mechanisms of adaptation-oriented, manipulative expression of genes in the nercous system is a pressing duty of modern biology.

 

Figure 2.9. Neuronal cell populations within the GnRH network implicated in transmitting estrogen input to GnRH neurons in the rat. This may be direct or indirect on the GnRH neuron and involve cell body or terminal levels of regulation. Note that the neurochemical identity of estrogen-receptive neurons within the GnRH network is not fully established. Neurons with black nuclei express nuclear ERs. An estrogen-receptive neuronal population in the AVPv is hypothesized to project to, and coordinate, neuronal activity within the arcuate nucleus. Note that GnRH neurons do not express estrogen receptor (ER) and respond only to the informational input of neurons of other areas that express estrogen receptors (GABA, NPY, NE, etc.)

Abbreviations: ER, estrogen receptor; AVPv, anteroventral periventricular nucleus; NPY, neuropeptide Y neuron; βEND, β-endorphin neuron; NE, norepinephrin neuron; GABA, GABA neurons. (From Herbison, 1998). 

 


Figure 2.10. Schematic representation of the numerous neuromodulators that could regulate GnRH neuronal activity directly by binding to and activating specific membrane receptors. Projections to GnRH cell bodies arise from local circuits within the hypothalamic network as well as from neurons originating in the brainstem. Neurones with black nuclei express nuclear oestrogen receptors.

Abbreviations: GABAA,B, g-aminobutyric acid A and B receptors; KA2, kainic acid 2 receptor; NT1, neurotensin 1 receptor; VIP2R, vaasoactive intestinal polypeptide 2 receptor (From Smith and Jennes, 2001).

 

 

 

 

 

 

 

 

 

Molecular Mechanisms of Manipulative Expression of Genes in the CNS

In the CNS are also expressed many genes (Kornhauser et al., 1990; Morris et al., 1998) that are not expressed in extraneural tissues, and adaptively modify gene expression (Bito, 1998; West et al., 2001) and the chemical output of the neural circuits. In neurons, electrical signals and neurotransmitters, by regulating the opening of ion channels (especially by inducing the Ca2+ influx), stimulate expression of a group of up to 100 immediate early genes (Johnson et al., 1997; Finkelbeiner and Greenberg, 1998; Greenberg and Ziff, 2001) with most of them coding for transcription factors. This is followed by induction, after several hours, of 500-1000 late response genes (Nedivi et al., 1993, Li et al., 2004). By processing circadian stimuli (day/night cycles), the hypothalamic SCN (suprachiasmatic nucleus) regulates the circadian expression of thousands of genes that control the circadian physiology of metazoans (Yamaguchi et al., 2003).

More than 460 processing-dependent genes are induced in activated rat embryonic cortical neurons, with 63 genes found to be NO (nitric oxide)-dependent. The processing-dependent induction of these hundreds of genes is mediated by cytosolic calcium as is suggested by the fact that their induction is prevented by blocking voltage-sensitive calcium channels (Li et al., 2004).

Essentially, the unique ability of the neural tissue for manipulative expression of genes is based on the computational capabilities of neurons and neural circuits. This computation enables selection of the appropriate signal cascade that would induce a gene whose expression tends to adapt the animal to the stimulus. The processing of the stimulus consists in a series of electrical and chemical transformations in neural circuits, which are necessary for fashioning the novel causal relationship between the stimulus and the gene. In a linguistic metaphor the processing is an epigenetic restatement of the nature of the stimulus in order to make it intelligible to a particular gene only.

While we do not yet know the exact mechanisms of neural processing and the exact ways the neurons and neural circuits computate we know what the processing does. As shown in the preceding section, the phenomenological essence of processing is the establishment of a previously non-existing causal relationship between a stimulus and a particular gene, making thus possible manipulative expression of genes: in response to the same stimulus, and independently of its physical properties, the neural circuit can manipulatively secrete one of a number of chemicals that via signal cascades induce expression of a particular gene.

What are the mechanisms underlying this unique ability of the nervous system?

One of the consequences of electrical activity in the nervous system and of the accompanying release and reception of neurotransmitters in postsynaptic neurons is the elevation of the calcium level in the postsynaptic neurons, as a result of the opening of cell membrane Ca2+  channels. Transcription of a large number of genes, encoding both transcription factors and molecules that function at synapses, is induced by synaptic activity and subsequent calcium influx (West, A.E., 2001).

The elevation of calcium level stimulates calcium binding to calmodulin, which by activating calcium-calmodulin kinases and calcium-sensitive adenylate cyclases, starts signal transduction pathways resulting in induction of specific genes (Ghosh and Greenberg, 1995). The Ca2+ transduction pathways trigger phosphorylation of cAMP-response binding element (CREB), which by binding to a Ca2+ response element on the BDNF (brain-derived neurotrophic factor) gene makes its transcription possible (Tao et al. 1998) (figure 2.11).

 

Figure 2.11.  Calcium-activated signaling pathways that regulate gene transcription. In neurons, neurotransmitter reception and membrane depolarization lead to the opening of ligand- and voltage-gated calcium channels. Subsequent calcium influx across the plasma membrane drives the activation of a number of signaling molecules, including the calcium-sensitive adenylate cyclase, calcium/calmodulin-activated kinases, and Ras. Each of these molecules activates a cascade of signaling proteins that amplifies the calcium signal and carries it to the nucleus. Dashed lines represent the components of each pathway that are proposed to translocate into the nucleus. Nuclear kinases, including protein kinase A, CaMK-IV, and members of the Rsk family phosphorylate CREB at Ser-133, rendering it competent to mediate transcription of genes such as BDNF (brain-derived neurotrophic factor).

Abbreviations: CaMK-IV, Calcium/calmodulin-dependent protein kinase type IV; Ras, small G (guanine nucleotide-binding) proteins, acting as secondary  messengers (From West, 2001).

CREB is induced in response to a variety of external (extracellular) stimuli, such as stress, hypoxia, neurotransmitters (in a Ca2+-dependent manner), growth factors, spontaneous electrical synaptic activity, etc. but also in response to intracellular factors such as the intracellular elevation of Ca2+ level. Each of these factors uses one of several pathway for inducing CREB (figure 2.12). In turn, CREB induces expression of more than 100 genes, including genes involved in neurotransmission, signal transduction, metabolism, etc. (Lonze and Ginty, 2002).

 

Figure 2.12. An overview of signaling pathways that converge on CREB. Excitatory neurotransmitters, ligands for GPCRs, neuronal growth factors, and stress inducers are among the stimuli that activate signaling pathways that converge upon CREB. Multiple stimulus-dependent protein kinases have been implicated as CREB kinases in neurons, and a high degree of crosstalk exists between these signaling pathways. Stimulus-dependent CREB kinases include PKA, CaMKIV, MAPKAP K2, and members of the pp90RSK (RSK) and MSK families of protein kinases. Protein phosphatase 1 (PP1) has been implicated as the predominant phospho-CREB phosphatase.

Abbreviations: AKT,  member of a protein kinase family; CaM, calmodulin; ERK, extracellular signal regulated kinase; GPCR, G-protein-coupled receptor; MAPK, mitogen-activated protein kinase; MSK, protein kinases; NMDAR, N-methyl-D-aspartate receptor; PKA, protein kinase A; RSK, ribosomal S6 kinase; RTK, receptor tyrosine kinase; VSCC, voltage-sensitive calcium channels (From Lonze and Ginty, 2002).

 

One of the best known immediate early-genes, induced as a result of electrical activity in the CNS produces the BDNF (brain-derived neurotrophic factor), a small secreted protein. Its expression is induced by patterned visual input. By binding its receptors, tyrosine kinase B (TrkB) and  neurotrophin receptor p75, it blocks the cell death pathway, thus functioning as a neuronal survival factor. It also contributes to the neuron survival by activating the transcription factor CREB (cAMP-response element binding protein), which induces expression of the survival gene Bcl-2.

In response to a patterned visual stimulus, after a short period of darkness, the nervous system displays electrical activity and activates ERK (extracellular regulated kinase), by phosphorylating it in visual cortical neurons in a specific spatio-temporal pattern before returning to the baseline within 40 minutes. The activation of ERK leads to CRE-mediated gene expression, i.e. expression of genes bearing a CRE promoter (Cancedda et al., 2003; figure 2.13).

As it is shown in the figure, expression of BDNF does not result from any action of the visual stimulus on the gene but from the fact that neurons of the visual cortex generate an instruction that, via specific communication channels (signal transduction pathways), is  communicated to specific neurons for expressing the BDNF.

 

Figure 2.13. ERK pathway in the visual cortex. Neurotrophins and electrical activity modulate ERK through two separate pathways that converge on the ERK kinase MEK. The neurotrophin signal is conveyed from the tyrosine kinase receptors (trk) to Ras by the Shc-Grb2-sos intermediates (S-G2-s), leading to activation of ERK and CREB. Electrical activity is translated in two different intracellular signals: (1) an increase of Ca2+ caused by influx through voltage-gated channels and NMDA receptors, and (2) an increase of cAMP attributable to activation of metabotropic receptors (mR) or by Ca-dependent adenylate cyclase (AD). The cAMP-dependent activation of ERK is mediated by cAMP-GEF and CNrasGEF, whereas the direct Ca-dependent activation of ERK is primarily mediated by the Ca-dependent regulating factor RasGRF. The CRE promoter controls the expression of a large number of genes including BDNF (brain-derived neurotrophic factor).

Abbreviations: NT, Neurotrophins; AC, adenylate cyclase (From Cancedda et al. 2003).

 

One of the best known immediate early-genes, induced as a result of electrical activity in the CNS produces the BDNF (brain-derived neurotrophic factor), a small secreted protein. Its expression is induced by patterned visual input. By binding its receptors, tyrosine kinase B (TrkB) and  neurotrophin receptor p75, it blocks the cell death pathway, thus functioning as a neuronal survival factor. It also contributes to the neuron survival by activating the transcription factor CREB (cAMP-response element binding protein), which induces expression of the survival gene Bcl-2.

In response to a patterned visual stimulus, after a short period of darkness, the nervous system displays electrical activity and activates ERK (extracellular regulated kinase), by phosphorylating it in visual cortical neurons in a specific spatio-temporal pattern before returning to the baseline within 40 minutes. The activation of ERK leads to CRE-mediated gene expression, i.e. expression of genes bearing a CRE promoter (Cancedda et al., 2003; figure 2.13).

As it is shown in the figure, expression of BDNF does not result from any action of the visual stimulus on the gene but from the fact that neurons of the visual cortex generate an instruction that, via specific communication channels (signal transduction pathways), is  communicated to specific neurons for expressing the BDNF.


Epigenetic Manipulation of Genetic Information in the CNS

Besides the manipulative expression of genes described so far, the CNS exhibits another equally, if not more, impressive capability, generally known as gene splicing, that I would characterize it as manipulation of genetic information, implying production of different proteins by selectively expressing not whole genes but specific segments of genes, thus enabling formation of numerous protein isoforms by the same gene.

From a theoretical point of view this defies a basic tenet of the classical genetics on the gene as carrier of information for a protein, RNA, or polypeptide. It seems to be more correct to say that the metazoans use the genetic information contained in a gene for manipulatively producing a varying number of proteins.

Neural wiring specificity in Drosophila melanogaster is thought to be determined by the fact that each neuron is able to produce a great number of specific protein isoforms. So, e.g., in the fruit fly, the Dscam (Down syndrome cell adhesion molecule) gene encodes a transmembrane receptor protein necessary for axon guidance. The role of the Dscam protein in axon guidance is proven by the fact that mutants for this protein die early during the larval stage and show defects in the ventral nerve cord development (Celotto and Graveley, 2001). The Dscam gene alone can potentially generate 38,016 different protein isoforms (Celotto and Graveley, 2001; Graveley et al., 2004; Kreahling and Graveley, 2004), i.e. almost twice as much transcripts than the total number of genes in the whole human genome.

Certainly, pre-mRNA splicing, excision of introns and assemblage of exons into a translation-ready mRNA, is a constitutive process that takes place in cells all over the animal body rather than in the CNS alone. However, in our context, it should be kept in mind that

Firstly, only eukaryotes and no prokaryote unicellulars are capable of m-RNA splicing.  Secondly, unlike the constitutive splicing, occurring in cells throughout the animal body, manipulative splicing is a characteristic of gene expression in the CNS.

In this work, I will use the term manipulative splicing instead of the common designation of the phenomenon as alternative splicing because it better expresses the process of the adaptive specification of pre-mRNA out of the great number of alternatives (in a standard English dictionary the verb manipulate is defined as follows: “to work with, or change information, systems, etc. to achieve the result that you want”).

Manipulative splicing, as a specialty of the nervous system, allows metazoans to adaptively produce different variants of proteins by the same gene through the combination of specific exons into the mature mRNA. Manipulative splicing is a widespread mechanism of generating protein diversity in metazoans. It is used for expression of more than one third of human genes (Hanke et al., 1999) and it may be the main mechanism for generating the great number of protein isoforms necessary for complex brain functions (Lipscombe, 2005).

Manipulative pre-mRNA splicing is regulated by extracellular signals, and is controlled in a tissue-specific manner (Celotto and Graveley, 2001), implying that it is an epigenetic phenomenon. Although manipulative splicing is observed in other organs (and the possible role of the local innervation in these organs is not incestigated), it is the central nervous system where this form of splicing is extensively used:

 

Alternative splicing in neurons was first discovered in the CA/CGRP gene encoding two peptides that differ in the terminal exon: calcitonin in thyroid cells and CGRP (calcitonin gene-related peptide) gene in specific neurons. Since then, alternative splicing has been found to be a common mechanism used in the generation of isoforms in a variety of functionally important neuronal genes. Although the biological significance of much of the alternative splicing is not always readily evident, in many instances it is thought to be important in the fine tuning of neuronal function. (Lisbin et al., 2001)

 

Manipulative splicing in the nervous system is regulated by a neuron-specific system of splicing. The electrical activity seems to be at the basis of production of different protein isoforms in the CNS (Mu et al., 2003;  Lipscombe, 2005). Calcium elevation resulting from the electrical activity induces specific changes in splicing and translation processes. Among the brain specific RNA binding proteins regulating manipulative splicing in metazoans are Nova, Fox1, Fox2, NaPOR, ELAV, etc. Some typical examples of manipulative splicing leading to formation of multiple protein isoforms involve  proteins like neurexins, STREX, Slo (Slowpoke), etc.

Neurexins are surface cell proteins encoded by three genes, but expressed exclusively in the brain (Ushkaryov et al., 1992). In the brain these genes are subject to intense manipulative splicing for producing specific neurexin isoforms that are involved in synaptogenesis as it has been concluded from the fact that their expression changes during synaptic remodeling (Gorecki et al., 1999). Estimates based on experimental work with expression of neurexins in various parts of the brain have shown that between 600 and 3000 distinct splicing-generated neurexins are produced by three neurexin genes in the brain of the developing Xenopus laevis (Ullrich et al., 1995).

The gene ania-6 is transcribed into two distinct mRNAs (long ania-6 mRNA and short ania-6 mRNA) coding for 2 different proteins via differential splicing in the process of their transcription. These proteins belong to a new family of cyclins. Sgambato et al. (2003) have shown that production of the long or short splice variants of ania-6 depends on the intracellular pathway: the long variant is produced when CaMK (calmodulin kinase) pathway is used and the short splice variant results from the activation of the ERK (extracellular signal regulated kinase) pathway. Which of these two pathways will be used is determined by the neurotransmitters and neurotrophins that are released from the presynaptic neuron, which, in turn, are computationally determined by processing the input of the electrical signals: release of glutamate activates CaMK pathway, while BDNF (brain-derived neurotropic factor) activates ERK pathway.

Experimental administration of neurotransmitters glutamate or dopamine, by inducing differential splicing of exons, leads to production of two different proteins by gene ania-6 (Berke et al. 2001). The role of neurotransmitters in determining the type of protein isoforms that are produced by splicing, in view of the neural epigenetic mechanisms of neurotransmitter synthesis and secretion, suggests that an epigenetic mechanism is responsible for the manipulative expression of protein isoforms in the nervous system.

Most of the proteins involved in manipulative splicing are neuron-specific. So, e.g., Nova-1 is a brain specific splicing factor involved in manipulative splicing of the pre-mRNA for glycine 2 exon and GABAA exon γ2L receptor (Lisbin et al., 2001). Drosophila melanogaster ELAV, a product of the gene elav, is specifically expressed in all neurons and all the members of the ELAV family, with only one exception, are exclusively expressed in the nervous system. ELAV is implicated in the manipulative splicing of transcripts of genes nrg (neuroglia), erect wing, and armadillo resulting in production of neural-specific protein isoforms.

For a long time biologists wondered (and still do) how the synapses might generate the great molecular diversity necessary for recognizing each of their potential target neurons out of the myriad of neurons in the central nervous system. Now we know that may be enabled by the manipulative splicing, which generates numerous protein isoforms (with different binding affinities) from a single gene. So, e.g., it is found that three neurexin (nrxn) genes in mammalian neurons potentially encode over 1,000 isoforms of neuron membrane proteins (Zeng et al., 2006).

Some leading investigators in the field of the pre-mRNA splicing believe that by investing in the direction of generating greater numbers of protein isoforms in neurons, animals have increased chances that each neuron will produce protein isoforms that are different from neighboring neurons, enabling neuron’s dendrites and axons to distinguish between themselves and their neighbors. A more stringent regulation would require a tremendous investment of genetic regulation (Michalowski,  2005).

In view of the tremendous differences in morphology and function of neurons, manipulative splicing is very important for the development and function of the nervous system. As an illustration of this role of manipulative splicing would serve the example of the mechanism of hearing in chicken. Hair cells are mechanosensory cells that communicate with dendrites of efferent neurons by releasing (and receiving) neurotransmitters via calcium channels. Hair cells within cochlea, exhibit widely varying properties according to their position along the basilar papilla (figures 2.14, 2.15).

Figure 2.14. Tonotopic and morphological gradients of the chicken’s cochlea. Schematic illustration of the chicken's cochlea. In an adult chicken, the cochlea is a 5 mm long tubular structure comprising the basilar papilla (stippled), the tegmentum vasculosum (a vascularized secretory tissue), three scalae (fluid-filled compartments), and the cochlear ganglion. The avian homolog of the mammalian organ of Corti, the basilar papilla is an auditory epithelium containing about 10,000 hair cells and twice as many supporting cells but no neuronal cell bodies. It rests atop a mechanically tuned basilar membrane that forms the base of the scala media. The hair cells are arranged in a tonotopic gradient along the cochlea, responding to sounds whose frequencies range from 50–5000 Hz; low frequencies are detected at the organ’s apical end and high frequencies at its base. These hair cells also manifest two morphological gradients. First, hair cells at the apical end of the cochlea have relatively few, long stereocilia and those at the base almost 10-fold as many shorter stereocilia. Second, there is a gradation in the size and shape of hair-cell somata across the width of the basilar papilla, from tall hair cells overlying the cochlear ganglion to short cells on the abneural edge. The tall and short hair cells are dominantly innervated by afferent and efferent nerve fibers, respectively; they are believed to be analogous to the inner and outer hair cells, respectively, of the mammalian cochlea. (From Rosenblatt et al., 1997).

Figure 2.15. Synaptic specializations in the auditory system. By deflecting the mechanically sensitive hair bundle atop a hair cell, the energy in a sound evokes an electrical response. Depolarization of the plasmalemma opens voltage-sensitive Ca2+ channels clustered at presynaptic active zones, each of which is identified by a vesicle-shrouded dense body (inset). As it accumulates in the cytoplasm, Ca2+ triggers neurotransmitter release by promoting the exocytotic fusion of synaptic vesicles at the presynaptic density. The postsynaptic cell, a neuron of the cochlear ganglion, is distinguished by a myelin coat that enwraps even the soma; this feature presumably helps preserve temporal fidelity in neural signaling. Among its several morphologically distinct axonal terminals in the cochlear nuclear complex, the VIIIth nerve axon forms a complex of end bulbs that largely envelops the postsynaptic neuron and provides much of its synaptic input (From Hudspeth, 1997).

 

Each hair cell is connected to a particular nerve fiber from cochlear ganglion neurons and is more sensitive to a particular sound resonance. The specific frequencies of each hair cell depend partly on the number and properties of KCa (calcium activated potassium) channels, which in turn are determined by different proteins generated by manipulative splicing at seven sites of the chicken gene cSlo (homologue of Drosophila Slowpoke).

The splice variants of the Slo protein are numerous and different types of spliced proteins in each hair cell, by controlling the nature of channels, determine the specific sound frequency to which each of those cells responds (Black, 1998; Rosenblatt et al., 1997).

Chronic stress is demonstrated to induce changes in the manipulative splicing in male tree shrews exposed to a dominant male. This exposure is accompanied by general symptoms similar to human depression and, at the cellular level, by a decline in the proportion of mRNAs containing the STREX (STRess-axis regulated EXon) exon in their adrenals (McCobb et al., 2003). Rats also respond to the transient abrupt decline in the corticosterone level during the stress hyporesponsive period (SHRP) in the early post-natal life by decreasing the proportion of STREX splice variant in Slo K+ channels of the pituitary (Lai and McCobb, 2006).

Besides stress, various hormones are known to be involved in the manipulative splicing. For instance, chromaffin cells, postganglionic secretory neurons in the adrenal gland, respond to adrenal glucocorticoids and to androgens by modulating splicing of Slo, thus fine-tuning their excitability and secreting catecholamine (Lai and McCobb, 2002).

Manipulative splicing of genes in the CNS may also change under the influence of social factors. So, e.g., chronic stress is demonstrated to induce changes in the manipulative splicing in male tree shrews exposed to a dominant male. The exposure is accompanied by general symptoms similar to human depression and, at the cellular level, by a decline in the proportion of mRNAs containing the STREX (STRess-axis regulated EXon) exon in their adrenals (McCobb et al., 2003). Rats also respond to the transient abrupt decline in the corticosterone level during the stress hyporesponsive period (SHRP) in the early post-natal life by decreasing the proportion of STREX splice variant in Slo K+ channels in the pituitary (Lai and McCobb, 2006).

As for the hormonal regulation of splicing in nonneural tissues (Varayoud, 2005) and organs let’s remember that the hormonal regulation upstream is under neural control via various hypothalamic-pituitary-target gland axes.

Closely related to manipulative splicing is A-to-I editing (RNA editing), the process of inosine substitution of particular adenosines, catalysed by ADARs (Adenosine Deaminases Acting on RNAs), which deaminate adenosine to inosine. Abundant A-to-I editing is unique to primates, which have the most complex brain structure  among vertebrates [for example, in humans A-to-I editing is much more prevalent than in mice (Mattick, 2007)]).

RNA editing is a general epigenetic mechanism of modification of expression of genetic information in the CNS; by changing the aminoacid sequence of proteins it may lead to changes of their function as it seems to be the case in processes of determination of neuronal identity and maturation. RNA editing is used for modifying ion channels and ligand-gated receptors in the processes of fast neural transmission (Seeburg, 2002).

 

Selective Elimination of Genetic Information in the CNS

In an evolutionary adaptive response to the same pressure for preventing the penetrating, genomically active substances from interfering with the processing-dependent mechanism of gene activation in the brain, the CNS evolved another extraordinary ability for controlled loss of whole chromosomes. Thus, differences evolved between the nervous system and other systems or organs not only at the level of gene expression and protein production but also at the level of the number of chromosomes.

The discovery that the number of chromosomes in neurons is not constant has been one of the paradoxical results of the recent studies on the karyotype of neurons in the CNS. Defying a basic genetic tenet that all somatic cells of an organism are genotypically identical, those studies have shown that ~33% of mouse neuroblasts have aneuploid number of chromosomes (most commonly they lack one chromosome) (Rehen et al., 2001) and this genetic mosaicism also is a normal feature of the human brain (Rehen et al., 2005). It has been demonstrated that when one partner of the chromosome pair 15 is lost, the remaining chromosome of the pair cannot express the gene for the eGFP (enhanced green fluorescent protein) and expression levels of several genes relative to the GFP-expressing controls is permanently altered (Kaushal et al., 2003).

This is an additional mechanism of control and regulation of gene expression, unique for the CNS. It is suggested that these permanent genomic changes may be responsible for physiological and behavioral differences among individual organisms not accounted for by classical genetics (Rehen et al., 2001).

The genetic mosaicism of neurons in the central nervous system may have contributed to the elaboration of the neural signaling apparatus in metazoans: a network composed of intermixed euploid and aneuploid neurons might produce unique signaling properties distinct from a network composed of purely euploid cells. It is also notable that gene expression mapping strategies from different brain regions detect an average or pooled representation of expressed genes within a brain region, likely masking heterogeneity of gene expression produced by the mosaicism of intermixed aneuploid and euploid cells. Another function of aneuploid neurons may be to provide brain circuits with selective advantages, analogous to models of aneuploid tumor cell growth. (Kingsburry et al., 2005)

While we have no real knowledge on the mechanism and rules governing the elimination of those chromosomes in the CNS, the fact that the CNS, with one exception, is the only organ system in the body whose cells normally exhibit systematically variable numbers of chromosomes, may suggest that a neural mechanism is responsible for regulating this variability in the number of chromosomes. Selective elimination of chromosomes outside the CNS is observed in the process of control of the sex in the offspring. In aphids, e.g. elimination of the X chromosome in gametes is used for producing male insects.

There is significant evidence that elimination of chromosomes during male meiosis in sciarid flies Trichosia pubescens and Sciara ocellaris is performed by microtubules of the cytoplasmic bud (Amabis et al., 1979; Fuge, 1997; Esteban et al., 1997; figure 2.16).

 

Figure 2.16. Schematic diagram of the first (A,B) and second (C,D) spermatocyte division in Sciara coprophila. (A) Monopolar spindle at anaphase I-like stage. Maternal chromosomes (Am, Xm) and L chromosomes (L) move polewards while paternal chromosomes (Ap, Xp) move away in the opposite direction. (B) Telophase I, showing paternal chromosomes segregated in a cytoplasmic bud. (C) Metaphase II, showing the precocious X-dyad (Xm) at one of the spindle poles while the rest of the chromosomes (Am, L) are aligned at the equatorial plate. The arrow points to paternal chromosomes eliminated during telophase I. (D) Telophase II, showing the nullo-X chromosome complement segregated into a cytoplasmic bud (From Esteban et al., 1997).

 

Investigators have suggested that the sequestering of paternal chromosomes into the bud is mediated by γ-microtubules formed in the bud region (Esteban et al., 1997). A number of proteins, among which the most important are MAPs (microtubule-associated proteins) are known to be involved in the regulation of the structure and dynamics of microtubules. But MAPs themselves are under control of several hormones which especially in the ovary, are regulated by both the local innervation and humorally by the CNS (see Neural Control of Deposition of Parental Epigenetic Information in Gametes of Insects and Neural Control of Deposition of Parental Epigenetic Information in Gametes of Vertebrates in chapter 4 ).

Elimination of chromosomes in Sciara seems to be correlated with an underacetylation of histones H4 and H3, which is related to the organization of enzymes HATs (histone acetyltransferases) and HDACs (histone deacetylases) and H3, except for Xp chromosome, which is eliminated early. Later, the reverse is true: only maternal chromosomes are highly acetylated (Goday and Ruiz, 2002). That the CNS can be involved in the acetylation of H4 and H3 is suggested by the fact that in response to light-dark cycles transmitted to the hypothalamic SCN (suprachiasmatic nucleus) by the retinal “circadian receptor” via RHT (retinohypothalamic tract), SCN secretes the transcription factor Clock, which shows acetylation activity and by phosphorylating histones H3 and H4, regulates rhythmic transcription of numerous genes (Doi et al., 2006; figure 2.17). The controlling signal from retina is the receptor of the neurotransmitter dopamine, D2R (Yujnovsky et al., 2006).

 

Neural Circuits Generate Epigenetic Information

 

Formation of trillions of prenatal specific experience-independent synaptic connections between neurons in the brain of vertebrate embryos and their post-natal experience-dependent refinement is still an unresolved enigma. Where does that huge amount of information for establishing these connections in an experience-independent way, before birth, come from?

 

Figure 2.17. Schematic Model of CLOCK-Mediated Histone Acetylation and Its Role within the Physiological Pathways of Circadian Rhythmicity. The HAT function of CLOCK activity is enhanced by BMAL1, its natural heterodimerization partner with which it binds to E box promoter elements within clock gene promoters (such as per1). Acetylation by CLOCK, for example at H3 Lys-14, is thought to elicit chromatin remodeling by inducing a transcription-permissive state. Transcription mediated by the CLOCK:BMAL1 complex has been shown to be stimulated by other coactivators, such as CBP. Thereby we envisage a scenario where circadian control of chromatin remodeling by CLOCK may be influenced by the dynamic assembly of a multiprotein regulatory complex. It is also important to note that metabolic, nutritional, and environmental circadian cues are likely to modulate the HAT function of CLOCK (From Doi et al., 2006).

 

 

If one would be tempted to reduce the problem down to the material carriers of that information, there is evidence suggesting that synaptic configuration of neural circuits may code and store information in metazoans. So, e.g., in both in vitro and in vivo experiments a correlation is observed to exist between the number and shape of synapses and the long-term (day to weeks) memory (Hawkins et al., 2006).

In many experimentally demonstrated cases, formation of dendrite spines starts with the appearance of thin processes, known as dendritic filopodia, which form synapses that later are transformed into spine synapses (Fiala et al., 1998). Synaptic plasticity is a response of circuits to the input of firing rate and spike timing (Sjöström et al., 2001) but there are reported cases when synapses are established between the pre- and postsynaptic neurons even before the onset of spontaneous presynaptic activity (Blagburn et al., 1996).

In view of the fact that the chemical output of neural circuits determines the signal cascades that will be activated and ensuing morphophysiological outcomes, it is important to know what determines those outputs. Generally, it was believed that the “neurotransmitter profile”, the type of neurotransmitter a neuron releases, is genetically determined during the early embryogenesis, when the neuron is differentiated. But recent experimental evidence shows that the neurotransmitter phenotype of neurons is not genetically determined, and can epigenetically change, according to the electrical activity of the neuron. Experimental disruption of Ca2+ spike activity pattern in the embryonic spinal cord alters neurotransmitter expression in neurons; suppression of that activity increases the number of glutamatergic and cholinergic neurons. Now it is admitted that, as a rule, changes in the electrical activity can change the type of neurotransmitter the neuron releases  (Borodinsky et al., 2004).

Neural circuits respond to various stimuli by reconfiguring their synaptic morphology (Gould et al., 1990; Turrigiano et al., 1994; Turrigiano, 1999; Calizo and Flanagan-Cato, 2000; Widmer et al., 2003). Synaptic changes may act synergistically to produce a 25-fold increase in the spontaneous firing rate that is observed in the layer 4 of the visual cortical circuitry, which may enhance its ability to amplify sensory signals when sensory drive is reduced (Maffei et al., 2004). Neural circuits respond to afferent input on the level of sexual hormones (estrogen and progesterone) by reconfiguring their synaptic morphology. Such is the case with elevated level of estrogen, to which neurons of the circuit for female sexual behavior in rats respond by increasing the number of dendritic spines in the hypothalamic VMH (ventromedial nucleus) (Frankfurt et al., 1990), (figure 2.18).

Besides the hypothalamic VMH, changes in the number and shape of dendritic spines in response to female sex hormones also occur in specific neuronal populations of the adult female hippocampus.

Removal of circulating gonadal steroids by gonadectomy results in a decrease in CA1 pyramidal cell dendritic spine density but it can be prevented with estradiol treatment (Gould et al., 1990).

Blockade of the afferent input by the sodium channel blocker, tetrodotoxin (TTX) also induces changes in the spine morphology and in the density of long filiform spines, although it does not change the density of spines (Drakew et al., 1999; figure 2.19).

 

Afferents can induce formation of dendritic branches in hippocampal neurons, independently of neuronal activity or the activation of glutamate receptors. Compared with single, non-innervated, or sparsely innervated cells, high levels of innervation lead to a four-fold increase in dendritic branching, with up to 40 dendritic branch points per neuron. (Kossel et al., 1997)

A correlation is observed between morphological changes taking place during metamorphosis of crickets and the refinement of brain synaptic morphology, via rearrangement of synapses, involving selective elimination of some synapses and strengthening of others (Lnenicka and Murphey, 1989). It has been possible to experimentally induce reconfiguration of synaptic morphology by applying various substances or by depriving animals of other substances (Michaelson et al., 1996).

Figure 2.18.   Model of possible mechanisms of spine induction on short primary dendrites in the ventrolateral VMH (ventromedial hypothalamic nucleus). The effect of estrogen on cells lacking estrogen receptor suggests that estrogen acts transynaptically, rather than directly, to induce dendritic spines. The afferents that stimulate spine formation may be either extrinsic or intrinsic to the VMH. Extrinsic afferents are mainly found in the neuropil surrounding the VMH. Long primary dendrites extending to the ventrolateral border of the VMH may be innervated by extrinsic afferents in the neuropil. Intrinsic afferents may innervate short primary dendrites. Estrogen affects local intrinsic afferents to increase spine density on short primary dendrites. Open circles indicate excitatory synapses; arrows indicate direction of information flow through the circuit.

Abbreviations: VMH, ventromedial nucleus of the hypothalamus; PAG, periaqueductal gray matter in the midbrain  (From Calizo and Flanagan-Cato, 2000).

 

Reconfiguration of synaptic morphology, in turn, may change computational properties of neural circuits. Such is the case, e.g., in CHL1-deficient mice where synaptic reconfigurations leads to serious consequences in the information processing and computational properties of neural circuits (Montag-Sallaz et al., 2003).

There is a song-learning circuit in male zebra finches that connects DLM (medial dorsolateral nucleus of the thalamus) and lMAN (cortical lateral magnocellular nucleus of the anterior neostriatum) (Iyengar and Bottjer, 2002). This circuit underlies song learning from tutors by male birds. It is believed that DLM/lMAN circuit functions by detecting errors in the process of comparison of male’s own motor output with tutor’s song. During the sensitive period of vocal learning, between days 20 and 35, the shell subregion of lMAN and the DLM terminal field experience a three-fold increase in the volume that is followed by a sharp decrease between the day 35 and adulthood. The dramatic changes in the volume of the above structures related to the song learning reflect dynamic rearrangements of expansion and retraction of axonal structures rather than changes in the number of individual axons. Large scale experience-dependent pruning of axon branches occur in the course of song learning:

Figure 2.19. High-power camera lucida drawings of dendritic segments of dentate granule cells of control (A) and TTX-treated (B) entorhinohippocampal cocultures. All examples show dendritic segments with spines of various size and shape. Note the presence of long, filiform spines lacking a head (arrowheads) in controls, and their greater abundance in TTX-treated cultured slices. TTX, tetrodotoxin  (From Drakew et al., 1999).

The changes in complexity and spatial extent of DLM axon arbors described in this study indicate synaptic remodeling within the DLMàMAN circuit, which may represent structural correlates of vocal learning. For example, arbor regression may represent a morphological correlate of the auditory tuning of lMAN neurons to the bird’s own song and the decreased involvement of lMAN neurons in vocal learning. (Iyengar and Bottjer, 2002)

 

Let’s remember that song learning, as a learned behavior, as a phenotypic character takes place in the specific circuit in the bird’s brain. Singing a species-specific song in zebra finches implies the presence of specific information for performing the song. There is only one rational answer, that I can think of, to the question: Where that information is stored? The observed correlation between the changes in synaptic morphology and the song learning suggests that the information for performing the song is encoded in the specific synaptic morphology that develops in the brain song circuit of male zebra finches in the process of song learning.

A problem related to the information that may be encoded in the synaptic morphology is the mechanism by which the specific synaptic morphology, which changes easily under the influence of activity, is maintained for determined periods of time. It is believed that neural circuits have their own homeostatic regulatory mechanisms for stabilizing and maintaining their morphology under circumstances of increased or decreased activity (Turrigiano and Nelson, 2004; figure 2.20).

In experiments it has been shown that reconfiguration of synaptic connections and the resulting changes in computational properties of circuits induce specific changes in the behavioral or morphological output of the circuits (Getting, 1985). A number of investigators have reported cases of reconfiguration of synaptic morphology in response to changes in the embryonic structure during the individual development (Matsumoto and Arai, 1986; Kent and Levine, 1993). The transformation of the Bauplan during the metamorphosis in anuran amphibians is accompanied by a “complete reorganization” of neural circuits (Alley, 1990), which also implies reconfiguration of their synaptic morphology.

The synaptic morphology remains unchanged in absence of appropriate stimuli, i.e. as long as the perception of the environment remains unchanged. The reconfiguration of synaptic morphology which is function of large-protein signal-processing machines at the postsynaptic membrane (Kennedy, 2000) may modify the computational properties (von der Malsburg, 1999; von der Malsburg, 2002b) of the neural circuit. It is believed that changes in the structure of the postsynaptic membrane represent the fundamental mechanism for the processing and storage of information for learning and memory in the brain (Luscher et al., 2000).

Figure 2.20. Homeostatic regulation of the excitation–inhibition balance in cortical networks. Activity in recurrent cortical networks is strongly affected by feedback excitation and inhibition. Pyramidal neurons (white) make excitatory outputs (triangles) onto other pyramidal neurons, and also onto inhibitory interneurons (black). These inhibitory neurons in turn feed inhibition (black circles) back onto the pyramidal neurons. In cortical cultures, raising activity for two days produces a coordinated set of changes in synaptic strength that result in reduced feedback excitation and increased feedback inhibition onto pyramidal neurons (lower left). Conversely, blocking activity for two days increases the gain of excitatory feedback and decreases inhibitory feedback. Similar changes in the cortical excitation–inhibition balance are induced by sensory deprivation (From Turrigiano and Nelson, 2004).

 

 

Sometimes, neural networks of different configurations can produce very similar outputs (Prinz et al., 2004; Hooper, 2004). Such is the case with the pyloric rhythms of the crustacean stomatogastric ganglion: by using the most different combinations of synaptic strengths and neuron properties investigators succeeded in obtaining the same pyloric rhythm (Prinz et al., 2004). Other times, the same crustacean pyloric network, in response to different modulators, can produce different rhythms.

It is tempting to believe that this plasticity enables neural circuits to generate different and even opposite outputs by processing the same stimulus. That this is really the case is suggested by a number of well-established facts. So, e.g.,  in response to increased photoperiod cows respond by increasing reproductive activity, while the reproductive season in sheep starts with the shortening of the photoperiod.

The fact that, in principle, neural circuits are capable of relating any external stimulus to any signal cascade implies that they generate new information for developing new phenotypic characters. This neural information is generated in adaptive responses of the nervous system to the internal/external stimuli.

To say that neural circuits by modifying their synaptic connections and computational properties, release alternative chemical signals, and activate diverse signal cascades, which lead to alternative morphological results, is another way of saying that these circuits are generators of epigenetic information for animal morphology. Thus, in the course of evolution, the nervous system emerged as the generator of the huge amount of epigenetic information for evolution of metazoan phenotype.

The ability of metazoans to generate epigenetic information for the supracellular structure by reconfigurating synaptic morphology will not come as a surprise for a CNS that is able to similarly generate and store knowledge [“as is the reigning opinion, neural connections are the repository of knowledge in the brain” (von der Malsburg, 2002b)]. Far from a theoretical speculation, this is an established fact. So, for example, it has been determined that reconfiguration of synaptic morphology of a circuit in the hypothalamic suprachiasmatic nucleus “codes” the information for day length in rats (Schaap et al., 2003).

Neural Processing of Stimuli Generates Information for Postphylotypic Development

After learning that genes are quantitatively insufficient and qualitatively inappropriate for determining animal morphology, biologists began grappling with two enigmas that still continue to puzzle them:

1. What is the function of trillions of specific prenatally established connections between neurons, and

2. Where and in what form is the huge amount of information (exceeding thousands of times the amount of genetic information contained in the metazoan genome) necessary for building the metazoan structure stored.

Formation of primitive neural circuits in the embryo may be function of parental epigenetic information provided with the gamete(s) as part of the development of the embryonic central nervous system during the phylotypic stage. At this stage neurons from various regions of the CNS extend their axons to form connections with specific neurons creating thus primitive functioning neural circuits. This process takes place in absence of electrical activity (table 2.1), based on the parental epigenetic information provided via gamete(s) or/and transplacental in placental organisms. The beginning of the spontaneous and sensory-driven electrical activity in response to the developing embryonic structure, enables fine tuning of the imprecise synaptic connections of the primitive neural circuits. Experimental blockade of the endogenous and sensory-driven activity prevents formation of the normal patterns of neuronal connections (Penn and Shatz, 1999; Penn, 2001). The development and refinement of the neural circuits and neuronal connections during the embryonic period of individual development occurs in an experience-independent mode. The process of fine tuning of the neural circuits continues during the post-embryonic development and even after birth in an experience-dependent mode.

The fact that the myriad of prenatally (that is experience-independent) established neuronal connections in animal’s CNS are not random but strictly determined clearly indicates that information of some kind is invested for establishing these specific connections and neural circuits. The high informational and energetic cost of that investment implies that the resulting evolutionary and developmental advantages outweigh the cost of the investment.

What could the functions and advantages of the huge network of quadrillions of connections in the brain be?

Let’s remember that this network is established during the embryonic development, implying that it is created in an experience-independent manner and it does not serve the embryo’s communication with the environment. What purpose might it serve at that time? In an attempt to answer that question I put forward the hypothesis that:

The huge and dynamic network of the embryonic neuronal connections established during embryogenesis, before the embryo starts communicating with the external environment, represents the morphological information for the postphylotypic development, organogenesis, and morphology in metazoans.

 

Table 2.1.  Formation and Refinement of Neural Circuits

   

   Embryonic  stage

 

Development of neural circuits

Processes driving formation of neural circuits

Source of information

Pre-phylotypic stage

Primitive neural circuits develop

Activity-independent and experience-independent processes

Prenatally provided epigene- tic information

Post-phylotypic stage (critical periods)

Refinement of connections and sculpting of new neural circuits

Activity-dependent (spontaneous or sensory) processes

Neurally generated epige- netic information in response to internal sensory input

Post-natal         development

Further refinement of neural connections

Activity-dependent and experience-dependent processes

Neurally generated epigene-tic information in response to external sensory input

 

The overwhelming majority of these connections are determined by computational activity of the CNS during the individual development in response to the input of internal and external stimuli. This is demonstrated by the fact that, in experimentally verified cases, blockage of afferent input in embryos prevents formation of neural circuits and dendritic spines (Katz and Shatz, 1996; Penn et al., 1996; Segal et al., 2003).

It is interesting to observe that after the phylotypic stage, when the reserve of the parental epigenetic information (parental cytoplasmic factors) is consumed, the embryonic development proceeds at an accelerated pace. Rapidly, all the tissues and organs begin to take shape.

At first sight, this explosive development at a time when the parental epigenetic information is exhausted seems to be paradoxical. Where that tremendous amount of information necessary for histogenesis and organogenesis, for erecting the immensely complex metazoan structure after the phylotypic stage might come from? The fact that exactly at this juncture, when parentally provided epigenetic information is exhausted, the embryonic CNS becomes functional, i.e. starts electrical activity, may not be a sheer coincidence.

Speculations aside, is there evidence that the CNS generates information for the postphylotypic development? From the phylotypic stage on, the CNS becomes functionally active; a continuous input of internal stimuli (changes in the rapidly developing embryonic structure) via afferents is communicated to the CNS. The embryonic CNS responds to that input by “spontaneous” electrical activity and by establishing specific neural circuits (Peinado, 2000; McAllister, 2000; Zhang and Poo, 2001).

It is not always clear what drives the spontaneous activity in the embryo, but in the spinal cord at least, spontaneous burstings of ~1 minute duration are followed by inter-episode pauses of minimal electrical activity. These “episodes” are preceded by motoneuron firing and experimental stimulation of motoneurons also induced R- (from Renshaw cells) interneurons in the process of starting an episode (Wenner and O’Donovan, 2001). This activity occurs spontaneously without any descending or afferent input with motoneurons playing a critical role in generating spontaneous activity (Hanson and Landmesser, 2003).

For example, the precise specification of projections from the retina to the lateral geniculate nucleus starts during embryogenesis at a time when there is no visual input from the environment and although the retina still cannot respond to photic stimuli, the retinal ganglion neurons show spontaneous activity (Penn and Shatz, 1999).

Adequate evidence suggests that “spontaneous electrical activity is responsible for sculpting circuits on the basis of the brain’s best guess”” (Katz and Shatz, 1996), i.e. computationally, and that activity might represent a “self-organizing property” (Weliky, 1999). In the embryonic retina, e.g., this activity “can produce highly stereotyped patterns of connections before the onset of visual experience” (Penn et al., 1998), and instruct formation of eye-specific layers  (Shatz, 1996). By contrast, in absence of afferent excitatory input, normal neural circuits are not formed (Katz and Shatz, 1996; Penn et al., 1998)

and rat striatal neurons do not develop dendritic spines (Segal et al., 2003). Experimental deafferentiation causes retraction of postsynaptic dendrites and a particular level and/or pattern of afferent activity is necessary for postsynaptic dendritic morphology to develop.

 

Activity-dependent structural changes in postsynaptic cells act together with changes in presynaptic axonal arbors to shape specific patterns of connectivity in the nervous system. Thus, the growth of dendrites is a dynamic process influenced by, and integral to, the formation of connections in the nervous system. (McAllister, 2000)

 

The fact that in response to the input of afferent stimuli (changes in the developing embryonic structure) neural circuits modify their synaptic morphology suggests that synaptic connections are somehow related to the developing embryonic structure. Indeed, experimental delay of muscle development causes suspension of synaptic branching of respective motoneurons (Fernandes and Keshishian, 1998). Male rats castrated on day 1, implying that they do not receive testis input, have significantly reduced numbers of shaft and spine synapses in the ventro-lateral part of the VMH (ventromedial hypothalamus) (Matsumoto and Arai, 1986), and removal of ovaries, causes a profound decrease in the dendritic spine density of pyramidal cells in the hippocampus.

In D. melanogaster, where the larva lacks the target muscle (no stimulus input from that muscle) the axon of the motoneuron MN5 develops no dendritic connections (Consoulas et al., 2002). Experiments on the moth, Manduca sexta, also show that the input of stimuli from the adult leg is involved in shaping the growth of motoneuron dendrites (Kent and Levine, 1993).

All the above evidence suggests the existence of a causal relationship between the afferent input from the developing embryonic structures to the CNS and the patterns of neuronal connections and synaptic morphology. As pointed out earlier, continual modification of the synaptic morphology according to the changes in embryonic structures is a costly process that hardly could have evolved if it would not serve any purpose (this would be inconsistent with the way organic evolution works).

While adequate evidence has shown that synaptic morphology changes in nonrandom, strictly determined ways, is there evidence that the CNS provides information for sequential stages of the development of embryonic structures? At an empirical level, in chapter 6 (Neural Control of Post-phylotypic Development) I will provide substantial evidence that the embryonic CNS, the brain and the spinal cord, is the source of numerous inductions for the development of organs and parts of the embryo and the homotopic transplantation of parts of the embryonic CNS between species leads to transformation of the host morphology into donor-like morphology.

The electrical activity of the CNS, and the synaptic morphology related to it, are necessary for the embryonic development. In experiments it has been shown that the spontaneous electrical activity arising in response to the input of stimuli (changes in the embryonic structure) is necessary for the development of the embryonic structure. So, e.g., paralysis of chick embryos prevents normal development of synovial (diarthroidal) joints, of articular structures and articular surfaces causing these structures to coalesce (Persson, 1983; Pitsillides, 2006). Suppression of the spontaneous activity by paralysing motoneurons in chick embryos (Hall and Herring, 1990) and duck embryos (Creazzo and Sohal, 1983) results in reduction of the bone- and muscle growth, whereas denervation totally prevents the development of muscles in duck embryos (Sohal and Holt, 1980; Creazzo and Sohal, 1983) and Drosophila.

Why does denervation prevent the development of embryonic muscles? If matter, energy, and information are all what is needed for the embryonic muscle and bone development, in the above cases matter and energy are normally supplied by blood circulation in the local vasculature. The fact that under conditions of normal blood supply, denervation prevents the development of bones and muscles implies that denervation prevents the embryonic tissues from the normal flow of  information necessary for osteo- and myogenesis. Indeed, based on their experimental work, P. Wenner and M.J. O’Donovan (2001) have shown that

 

Many developing networks exhibit a transient period of spontaneous activity that is believed to be important developmentally” and “in the spinal cord, spontaneous activity has been implicated in the development of limb muscles, bones and joints. (Wenner and O’Donovan, 2001)

 

In its entirety, the above experimental evidence allows to logically conclude that, with matter and energy supplied by body fluids, the necessity of innervation for developing embryonic structures may indicate that local innervation conveys information for the development of those supracellular structures (muscles, bones, and joints).

Now, let’s see how the CNS, by processing the internal stimuli, coming via afferents from the developing embryonic structures, starts its electrical “spontaneous activity” and the information-generating activity.

During embryonic development each of ~1 trillion mammal cortical neurons establishes specific connections with an average of 10,000 other neurons leading to formation of the cortical networks. The immature neuronal networks apparently use the inherited information and the input of information from the developing  embryonic structure for generating epigenetic information in an experience-independent mode. Their electrical activity determines not only establishment of synaptic connections but is believed to control, via some prenatal experience-independent learning, several developmental processes of cell differentiation and also embryonic cell migration (Khazipov and Luhmann, 2006).

Numerous experimental studies have shown that the morphology of neuronal connections in the lateral geniculate nucleus, whose establishment requires a huge amount of information, is determined predictively in an experience-independent mode, before any visual experience. Indeed, about 60-80% of the trillions/quadrillions of specific neuronal connections of higher vertebrates are preformed during the embryonic life, i.e. before the embryo starts to neurally interact with the external environment. Whereas that evidence demonstrates experience-independent information-generating properties of the CNS, principles of neural computation enabling the CNS to generate that information remain obscure.

The central idea developed in this section is that the establishment of the early neural networks, coinciding with the termination of the activity of parental cytoplasmic factors (epigenetic information) at the phylotypic stage, as part of the early embryonic development is determined by the regulatory activity of the parental epigenetic information provided with gametes (and also transplacental in placental mammals). The huge amount of the epigenetic information necessary for organogenesis is generated by the embryonic CNS, which is operational from the phylotypic stage on.

The mechanism of generation of the epigenetic information is not known, but it has been generally related to the “self-organizing property” of the CNS. There is adequate evidence that the formation of neural circuits as functional units of the nervous system during the embryonic development is determined by the CNS in an experience-independent mode in response to internal stimuli. The CNS takes as stimuli not any afferent input but only inputs that show neurobiologically perceivable changes. The developing embryo is the source of ever-changing flow of afferent input of stimuli to the embryonic CNS, which is used for generation of the epigenetic information for consecutive stages of the development of morphology.

The mechanism of generation of epigenetic information in the CNS will be illustrated later in the section Generation of Information for Adaptive Camouflage in Xenopus.

 

Processing-dependent Expression of Genes and the Blood-Brain Barrier

 

The complex and intense communication between neurons in the CNS requires a noise-free medium for reliably transmitting and receiving chemical signals. The processing-dependent expression of genes in the CNS would be of no use if extracellular signals would freely circulate in the CNS and unrestrictedly use signal transduction pathways for “classically” activating neuronal genes in the brain. An evolutionary pressure for utilizing advantages of the mechanism of the processing-dependent, manipulative expression of genes, by minimizing the availability of circulating extracellular inducers in the CNS, led to the evolution of the blood-brain barrier, the Great Wall that separates the CNS from the rest of the body. Essentially, the blood-brain barrier consists of a unique arrangement of endothelial cells in the brain capillaries, which by forming tight junctions between them make a selective penetration of circulating substances in the brain possible.

The evolution of the blood-brain barrier, which prevents high molecular compounds (above 5,000 daltons, such as protein molecules) from entering the CNS, would make the CNS inaccessible to many signaling molecules and would seriously impair systemic monitoring capability of the CNS as controller of the ICS (integrated control system).

As a solution to the problem of inaccessibility of various protein inducers to the CNS, the latter evolved a long-range monitoring capability. Internal/external signals are generally received by interoceptors and exteroceptors, mainly located outside the CNS, which convert them into a “common currency”, i.e. electrical signals, which via afferents are transmitted to specific neural circuits for processing and decision-making. In other words, the CNS succeeded in maintaining its monitoring capability on a whole range of substances that have not access to the CNS by developing a communicative monitoring system via electrical signals.

The evolutionary pressure for making the CNS inaccessible to circulating, genomically active substances was compromisingly resolved. The fact that the CNS itself needs to get both matter and energy, nutrients and oxygen, determined the fact that the barrier would not be impenetrable, but would allow numerous, generally non-protein small molecule substances to reach the brain and spinal cord.

 

Generation of Information for Adaptive Camouflage in Xenopus

 

The clawed frog, Xenopus laevis, is a South African aquatic amphibian that cryptically changes its body patterning according to the background in order to become less visible in its location and reduce the probability of being spotted by its predators. In light background it becomes lighter and in darker background - darker. The background adaptation is based on the ability of the frog to hormonally regulate the pigment dispersion in skin melanophores according to the visual perception of the background  shades.

How does Xenopus reformat the information on the background it receives visually into information for changing its body pigmentation and how the frog translates it into a corresponding cryptic pigmentation for background adaptation? In a simplified form (figure 2.21) the pathway comprises reception of visual information on background by retina, its transmission via optic tract to the higher brain centers and hypothalamus for integration and secretion of α-MSH (melanophore stimulating hormone) by the pituitary, which by modifying dispersion of pigments in melanocytes reppatterns the skin to match the background.

The suprachiasmatic nucleus (SCN) consists of ~10,000 neurons. Different neurons in the SCN vary substantially in their free-runing circadian periods from 20 to 28 hours with an average 24-hour period. The variation in the circadian rhythms in individual SCN neurons may provide information for perceiving the day length. However, it is thought that, to some extent, the SCN neurons also show synchronized activity as a function of distance and the connections with other neurons. Many SCN neurons show similar rhythms with neurons that are closer to them. Similar rhythms are also observed in neurons projecting to the same areas. So, e.g., SCN neurons projecting to  the arcuate nucleus (ARC) and supraoptic nucleus (SON) show similar rhythms, which are significantly different from those that do not project to those areas (Saeb-Parsy and Dyball, 2003).

 

Figure 2.21. Schematic representation of the neuroendocrine reflex regulating pigment dispersion in dermal melanophores of Xenopus laevis during the process of background adaptation. Optic input is integrated in the brain, leading to activation or inactivation of neuronal centers in the hypothalamus. Both inhibitory (DA, GABA, NPY) and stimulatory (CRH, TRH) factors are released from the hypothalamic neurons and control α-MSH release from the melanotrope cells. Also, neurons in the locus coeruleus are assumed to inhibit α-MSH by releasing NA. Finally acetylcholine (ACh) has an autoexcitatory action on the melanotropes.

Abbreviations: CRH, corticotropin-releasing hormone; DA, dopamine; GABA, γ-aminobutyric acid; LC locus coeruleus; MCN, magnocellular nucleus; NA, noradrenaline; NPY, neuropeptide Y (Yl receptor); pn, pars nervosa; pi, pars intermedia; SCN, suprachiasmatic nucleus; TRH, thyrotropin-releasing factor (From Roubos, 1997).

 

Xenopus laevis receives and processes the optic stimuli on its background color via the retinal-hypothalamic circuit. When in light-colored background, the SMIN (suprachiasmatic-melanotrope-inhibiting neurons) in the ventrolateral part of the hypothalamic SCN (suprachiasmatic nucleus) send inhibitory signals to the melanotrope cells in the pituitary, preventing secretion of melatonin, thus determining a lighter body color. In these cases, at the level of the retino-hypothalamic circuit, the clawed frog shows reduced innervation and synaptic contacts in SMINs, which results from retraction and degeneration of synapses that are present in dark background-adapted frogs (Kramer et al., 2002). This modification of the synaptic morphology seems to be causally related, via pituitary secretion of melanotropin, with the adaptive change in the body coloration of Xenopus laevis.

As shown, all the process of Xenopus background adaptation is epigenetically regulated.

It has been shown that the reconfiguration of synaptic morphology (neuronal plasticity) of the retino-hypothalamic circuit, taking place in response to the visual input on the environmental background, is responsible for generation of information for body repatterning in Xenopus laevis (Kramer et al., 2002). That reconfiguration is also responsible for the morphological changes in the fish dermis during background adaptation (van Eys and Peters, 1981; Tuinhof et al., 1994; Sugimoto et al., 2000; Sugimoto, 2002). This suggests that the reconfiguration of the synaptic morphology of the retino-hypothalamic circuit, generates the information necessary for the background adaptation in Xenopus laevis and this information is generated by processing the visual information in three brain circuits that send inhibitory signals (Tuinhof et al., 1994) and one in the raphe nucleus that sends stimulatory signals (Ubink et al., 1999) to the melanotrope cells of the pituitary.

Adaptation to white background is associated with synaptic retraction (Kramer et al., 2002) and changes in synaptic morphology of the SMIN (suprachiasmatic melanotrope-inhibiting)  neurons. It is observed that the process of exocytosis during secretion of POMC (proopiomelanocortin) and α-MSH by the pituitary is correlated with changes in the level of Ca2+ oscillations and so is correlated the expression of the POMC gene with Ca2+ oscillations. These facts led to the hypothesis that the patterns of Ca2+ oscillations may mediate effects of neurotransmitters in subcellular processes, including gene expression (Kramer et al., 2002; Jenks et al., 2003; Zhang et al., 2006).

Melanotrope cells in Xenopus laevis are found in the pars intermedia of the pituitary and they  synthesize and secrete the α-MSH (α-melanophore-stimulating hormone) as component of its precursor, POMC (proopiomelanocortin). The estimated number of melanotrope cells in Xenopus is 70,000. A number of neurons in the ventrolateral part of the hypothalamic SCN form synaptic connections with the pituitary melanotrope cells and release their neurotransmitters, dopamine, neuropeptide Y and GABA (γ-amino butyric acid). These neurotransmitters have inhibitory effect on the secretion of α-MSH, hence are known as suprachiasmatic melanotrope-inhibiting neurons (SMINs). SMINs respond to reception by the retina of visual input of the light background by releasing GABA, NPY (neuropeptide Y), and dopamine to the synaptic contacts with melanotropes, suppressing α-MSH secretion, leading thus to a lighter  body color in Xenopus. In contrast, when the background is dark, the SCN responds to the retinal visual input by activating a group of interneurons in the dorsal part of the SCN, which send signals that inhibit secretion of α-MSH-inhibiting neurotransmitters by the SMIN. In fact, the neural control of adaptation of color of  Xenopus laevis to the background is more complex: to the pars intermedia of the pituitary also project neurons from locus coeruleus, raphe nucleus and magnocellular nucleus releasing on the melanotrope cells their respective neurohormones/neurotransmitters: noradrenaline, serotonin, and thyrotropin-releasing hormone + corticotrophin-releasing hormone, all with stimulating effect on melanotrope cells (Kramer et al., 2002) (figure 2.23).

From a neuroendocrine viewpoint, the synthesis of α-MSH is determined by the release of stimulatory signals (neurohormones/ neurotransmitters) on the pituitary melanotrope cells but the mediators of these neural functions are two converging and interacting second messengers, Ca2+  oscillations and cAMP (cyclic adenosine monophosphate). Ca2+ oscillations are involved in the expression of the α-MSH gene but their pattern is determined by the nature of neurotransmitters on the melanotrope cells.

These oscillations are identified in a number of cell types (neurons, astrocytes, endocrine cells, cardiomyocytes and cells of the immune system) in vertebrates, but most of the knowledge on them derives from studies on the nervous system. As pointed out earlier, the background adaptation that is mediated via the action of the pituitary α-MSH in Xenopus laevis is also correlated with specific changes in the patterns of Ca2+ oscillations.

Figure 2.23. Schematic view of the neuroendocrine interface regulating the melanotrope cell in X. laevis. The release of MSH and other POMC-derived peptides is regulated by an inhibitory neuron from the suprachiasmatic nucleus, SCN, termed the suprachiasmatic melanotrope-inhibiting neuron (SMIN), and by stimulatory neurons from the magnocellular nucleus, MCN, the raphe nucleus (RN), and the locus coeruleus (LC). The SMIN makes synaptic contact with the melanotrope cell and releases the colocalized inhibitory factors neuropeptide Y (NPY), dopamine, and γ-aminobutyric acid (GABA). NPY inhibits via a Y1  receptor, dopamine via a D2 receptor, and GABA via both GABAa (Ga) and GABAb (Gb) receptors. The stimulatory neurons producing thyrotrophin-releasing hormone (TRH) and corticotrophin-releasing hormone (CRH) terminate in the pars nervosa (p.n.) from where the neuropeptides would diffuse to the pars intermedia (p.i.) to stimulate secretion. The nerve terminals for the serotonin (5HT) and noradrenaline (NA) containing neurons are found within the p.i. The receptor type for serotonin has not been identified; noradrenaline stimulates via a β-adrenergic receptor. Acetylcholine (ACh) is a stimulatory autocrine factor working through the muscarinic M1 receptor and brain derived neurotrophic factor (BDNF), cosequestered with α-MSH, also acts in an autocrine fashion, likely through the TRKb receptor. The melanotrope also expresses the stimulatory G protein coupled Ca2+-sensing receptor (CaR), which possibly responds to local extracellular Ca2+ increases in the vicinity of exocytosis events (From Jenks et al., 2003).

 

The change in color is produced not only via physiological transformations, i.e., via  the distribution of pigments in the pigment cells, but often it results from morphological changes, i.e., changes in the form and number of the chromatophores. The latter case is an unambiguous example of the translation of the visual information on the background into a camouflaging body patterning. The information for that patterning is computationally generated in specific neural circuits by processing the visual information.

Summarizing, it may be said that camouflage in Xenopus implies a complex computational processing of the visual input in several brain centers and culminates with the release from neurons of these centers of their chemical output via projections on the melanotrope cells of the pars nervosa in the pituitary.

If, as demonstrated in the above experiments, changes in the synaptic morphology of the retino-hypothalamic circuit in response to visual input on the background serve as information necessary for adaptive body pigmentation in Xenopus laevis, there is no visible or conceivable reason why analogous changes in patterning of neuronal connections would not code for other adaptive changes in animal morphology.

What Do Neural Circuits Do: Sum up Stimuli or Figure out Adaptive Responses?

Metazoans, like other living forms, are under influence of external and internal stimuli and appropriately respond to them. A stimulus is a challenge to which the organism tends to adaptively respond. After being received by the sensory organ the stimulus in an electrically encoded form is transmitted to a specific neural circuit, which takes it as a problem requiring solution.

The concept of stimulus is a relative one. In the meaning used in this work, a “stimulus” (stimulus - Latin for goad) is a neurally perceived, significant but not necessarily real, change in a variable, signal or condition of the external or internal environments, to which the CNS responds adaptively or otherwise. The mere presence of a condition, a signal, a variable, or a factor in the environment does not necessarily represent a stimulus. It is the perception by the CNS of a change in those entities that makes a stimulus out of them. A species-specific quantitative threshold or set point exists in the nervous system that determines when an agent will be perceived as a stimulus and will be appropriately responded to. Therefore, what may be stimulus for a species may not be for another.

But the fact that even false perceptions may lead to the same output that the real perception does, unambiguously shows that the product of processing depends not on the stimulus, but is a neural product of an intrinsic drive to adapt the organism to the stimulus or to its consequences or presagings.

Stimuli exist only as perceived changes. So, e.g., the mere presence of estrogen in the blood circulation is not a stimulus for the CNS; only a rise of hormone level above the upper limit of an estrogen set point, as determined in the CNS, will be received as a stimulus, processed in a specific neural circuit, and lead to expression of the GnRH (gonadotropin-releasing hormone) gene in hypothalamic neurons.

By determining set points, the CNS, in fact, sets standards for itself on what may and what may not be taken for stimuli. The thresholds are species-specific, but being neurally determined they may exhibit intraspecific variability. Individuals of the same species may exhibit different (within species limits) thresholds or set points and the same individual may change (reset) thresholds and set points within its life time or in response to particular environmental factors.

We take it for granted that a stimulus after being received by the sensory neurons/organs has to be transformed into trains of electric spikes and processed in neural circuits, sometimes very complex, for obtaining a chemical output that starts a signal cascade which leads to a specific phenotypic change. But if the causal law is relevant in biology we have to ask: Why should the stimuli be processed at all? Why should the stimulus and its electrical representation be led through the intricate mazes of brain circuits? What is the evolutionary logic and pressure behind such a highly energy-consuming processing of the external and internal stimuli in brain circuits? Natural selection would not favor evolution of neural processing of environmental stimuli if it would not offer advantages that overweigh the high cost of processing.

An answer to the above questions may be found by looking at the result the processing of the stimuli in neural circuits leads to. The output of the neural circuit leads to expression/suppression of a gene or a group of genes, which may not be predicted from viewpoint of the classical mechanism of gene expression. As argued earlier, there is no physical contact and no natural causal relation between the external/internal stimulus and the gene that will be expressed. Whether the gene will be expressed or which of genes will be expressed depends not on the nature of the stimulus but on the result of the processing of the stimulus in the neural circuit(s). The observed causal chain of events from the stimulus to the expression of the gene is not predetermined, it is determined by the neural processing and it cannot occur independently of the nervous system. Hence, it is the nervous system rather than the particular stimulus that determines which of the thousands of genes in the genome will be induced in response to the stimulus.

The processing of the stimulus in the nervous system bridges the physical gap between the stimulus and the gene, by relating in a contrived causal chain two elements, which otherwise would be causally unrelated.

The function of the processing in the nervous system is to convert the stimulus that per se is inert in relation to gene expression, into a chemical representation - a message for inducing its expression. The nervous system transforms the genetically meaningless stimulus in a way that makes it a genetically intelligible message. This is the most profound significance of the neural processing.

Each neuron in the circuit receives and integrates input from many other neurons in order to produce its own output. However, the integration of the input from many different neurons and generation of the output by the neuron is not a summation of the input for the input is modified when is received in dendrites. What is the processing of the stimulus essentially intended to do?

Let’s consider once again the case of the shortening of photoperiod. As a stimulus, length of the day is perceived in the CNS by special hypothalamic circuits. As pointed out earlier, the light or darkness per se do not affect expression of any gene in cells that are directly affected (dermis cells, retinal cells, e.g.), but it affects expression of the GnRH (gonadotropin-releasing hormone) in the hypothalamus in opposite ways in cows and ewes, which respond to the same stimulus, i.e. the shortening of the day length, in opposing ways by inhibiting and inducing expression of the GnRH gene in hypothalamic GnRH neurons respectively. Two different results from the same stimulus! This would be paradoxical if the stimulus per se would be the cause of expression/suppression of the GnRH gene. As argued in length earlier, the stimulus is not the cause, for were it a cause it would lead to the same result in both the above species. Far from a paradox, both opposite results are very adaptive as far as the reproduction success of both species is concerned: they are computed to produce offspring at the optimal time of the year for rearing them. These results show:

Firstly, that the external stimulus is not the cause of opposite results observed in the two species and contains no information or instruction for these organisms,

Secondly, that the information for timing sexual activity, mating and parturition is generated in the brain (hypothalamus), and

Thirdly, that the relevant computation in hypothalamic circuits does not consist simply in summation of external stimuli (otherwise the same result would be observed in both species).

Such diverse responses to the same stimulus show that what induces or inhibits expression of the GnRH gene is not the photoperiod per se (day light has no access to those neurons and genes, which are permanently in darkness), but the chemical output resulting from the manipulative, adaptation-oriented processing of the stimulus in specific neural circuits. Differences in the output result from differences in the processing of the same stimulus in both species, which, ultimately, are determined by differences in computational properties of their neural circuits.

Now let’s put the question more explicitly: is the computational processing in the nervous system a summation and integration of the input of stimuli or is it a solution-oriented complex calculation, estimation, or reckoning? If the first were the case, then it would be expected that the result of computation, i.e. the chemical signal released by neural circuits in different species, in response to the same stimulus, would be similar. But, as we all know, the chemical signal(s) released and the ensuing morphological, physiological, and behavioral characters induced in different metazoan species in response to the same stimulus often are different or even, in our case, opposite.

What computation of the stimulus in the neural circuit is intended to do is to start an adaptive response to the stimulus by establishing, via a signal cascade, a new naturally not existing relationship between the stimulus and a specific gene or group of genes. The function of the computation in neural circuits is to foreordain a morphological, physiological, behavioral, or life history modification that would adapt the organism to the new or changing element (stimulus) of the external or internal environment.

The end result of the complex processing of the stimulus in the neural circuit is secretion of a chemical that is necessary for starting a signal cascade for expression of a specific gene or group of genes. The processing, and the manipulative expression of genes it induces, represents a solution to the problem of adaptation of the organism to the stimulus.

Manipulative responses to external/internal stimuli evolved from a strong evolutionary pressure for both maintaining the continuously eroding metazoan structure as well as for rapid adaptation to the adversely changing environment. These responses became the predominant mode of gene expression in the CNS and a crucial element of developmental and adaptational processes in metazoans.

The ability of the CNS to manipulatively respond to various external and internal stimuli is a qualitatively new property of metazoans. By enabling the organism to produce different responses (signal outputs) to the same stimulus, and the reverse, to produce the same response to different stimuli, the CNS created a rich repertory of adaptive capabilities.

The computationally determined manipulative response of metazoans in response to external/internal stimuli is in sharp contrast with the genetic determinism of responses observed in unicellulars, where the relationship between internal/external stimuli is totally determined by thermodynamical-stereochemical properties of the stimuli (in some eukaryotic unicellulars also signal transduction pathways) and genes.

Characterizing the new intellectual situation von der Malsburg writes:

 

According to an old mode of thinking a Creator, or Mother Nature or a genetic program, are in control of every molecular reaction with exquisite algorithmic foresight. Although this thought pattern of “hetero-organization” under control of a preexisting plan is sub-consciously still governing many a thought, it now is quickly losing its dominance, giving way to models of self-organization on all levels – evolution, ontogenesis, learning and functional organization. (von der Malsburg, 2002a)

 

In chapter 6, adequate evidence is presented to show that by processing internal stimuli from the developing embryo, the embryonic CNS generates the epigenetic information necessary for the sequential stages of individual development.

 

 

 

 

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© Nelson R. Cabej 2008.  All rights reserved.  All material on EpigeneticsComesofAge.com and NelsonCabej.com and copyrighted by Nelson R. Cabej, unless otherwise noted.