7
THE EPIGENETIC SYSTEM
OF HEREDITY - AN OUTLINE
The claim that
we understand development because we know how genes make
amino acids needs to go obsolete.
G.C.
Williams
The metaphor
of the “genetic tool kit” is an unfinished one. A tool is
only effectual when operated by a user. What is the user of
the “genetic tool kit”?
An epigenetic system of heredity, with the central
nervous system as the main source of epigenetic information,
controls all the stages of reproduction and development in
metazoans. Sound experimental evidence shows that this takes
place in a biphasic process, sequentially and
complementarily involving the parental and embryonic
epigenetic systems. In the first phase, the parental
system(s) controls the gametogenesis, formation of ova and
sperm cells. The parental system(s) provides gametes with
epigenetic information, in the form of parental cytoplasmic
factors and gene imprinting, which determine the early
embryonic development and formation of the operational
central nervous system at the phylotypic stage. At this
juncture, when the parental epigenetic information is
exhausted, the embryo becomes developmentally self-reliant
and takes over the postphylotypic development. By processing
and integrating the input of internal and external stimuli,
the embryonic central nervous system generates epigenetic
information, i.e. electrical/chemical signals that via
signal cascades are decoded into instructions for
controlling and regulating histogenesis and organogenesis,
the animal morphology in general.
In chapter 1 I argued and presented substantiating evidence
that an integrated control system (ICS) maintains the normal
structure and function in metazoans. On that basis, I put
forward the hypothesis that in the process of animal
reproduction, the integrated control system (ICS), with the
CNS as its controller, functions as an epigenetic system of
heredity, providing the information for animal morphology.
I conditioned the verification of the hypothesis on the
epigenetic system of heredity with substantiation of the
following 5 predictions of that hypothesis:
1. The expression of nonhousekeeping genes in metazoans is
controlled and regulated by signal cascades, which
ultimately originate in the CNS.
2. Initial signals, or the information, for starting signal
cascades in the CNS are nongenetic, i.e. epigenetic, in
origin.
3. The reproduction cycle in metazoans is under control of
an epigenetic system of heredity.
4. The transfer of the epigenetic information (=parental
cytoplasmic factors arranged in the gamete(s) in a strict
spatial order and gene imprinting) to gametes is under
control of the parental epigenetic system(s) of heredity.
5. The parental epigenetic information deposited in gametes
is responsible for the early development in oviparous
animals (in placentals the mother also transplacental
influences the early development).
6. At the phylotypic stage, when the parental epigenetic
information is exhausted, the embryonic CNS is operational
and takes control of the embryonic development in oviparous
animals (in placentals the mother continues to influence the
post-phylotypic development).
The evidence for validating predictions 1,2,3,4,5, and 6, is
presented in chapters 1,2,3,4,5 and 6 respectively.
I believe that the empirical evidence and its theoretical
inferences presented have validated the hypothesis and
warrant the following outline of the epigenetic system of
heredity and the epigenetic mechanism of transmission of
morphological traits in the process of metazoan
reproduction.
Outline of the Epigenetic System of Heredity
Metazoan structure, at all the levels of organization
(molecular, subcellular, cellular, supracellular, and
organismic), is unavoidably eroding and disintegrating. The
fact that despite the continual erosion of their structure,
metazoansns are able to maintain that structure in a steady
state, suggests that they compensate for the lost and
disintegrated structures. But maintenance at a steady state
of an extremely complex and continuously eroding structure
requires as a sine qua non the function of an appropriate
control system. We have identified that control system as an
integrated control system (ICS), with the CNS as its
controller. It enables metazoans to continually compensate
for the (physiologically, apoptotically, or accidentally)
dying cells and degraded compounds as well as for replacing
the faulty structures.
The integrated control system is a hierarchical system, with
the CNS at the vertex of the hierarchy. Besides the CNS, the
controller of the system, in most invertebrates and
vertebrates, the ICS consists of two basic branches:
- The neuroendocrine branch, represented by the
neuroendocrine system, consisting of the nervous system and
neurally controlled endocrine glands and, in vertebrates, of
the brain-hypothalamic-pituitary-terminal endocrine glands
axes, and
- The peripheral branch, represented by nerves pervasively
innervating all parts of the animal body.
Both branches perform their developmental, homeostatic, and
morphostatic functions according to signals originating in
the CNS. The function of the neuroendocrine branch is based
on the hierarchical regulation of secretion of hormones in
the blood stream by the target endocrine glands (thyroid,
parathyroid, thymus, pancreas, adrenal, ovaries, testes,
etc.) and their downstream inducers (growth factors and
secreted proteins), as well as on the endocrine brain,
hypothalamus, pituitary, and clusters of secretory cells in
organs such as liver, kidney, intestines, etc. The endocrine
nature of their secretions, determines the fact that all the
hormones of the target glands as well as those of the
hypothalamus, pituitary, “endocrine brain”, etc.,
potentially can perform their functions not only on their
specific target tissues or cells, but indiscriminately, all
over the animal body, if it was not for the regulatory
delimitating effect of the peripheral branch.
The peripheral branch performs its functions by selectively
releasing inducers (growth factors, secreted proteins,
neurotransmitters, etc.), via its innumerable nerve endings,
in strictly determined sites of the animal body. The
targeted release of inducers at specific sites by the
peripheral branch plays a crucial role in regulation of the
function of the neuroendocrine branch; it determines the
specificity of the action of hormones in organs and tissues
of the animal body, by preventing their action in all but
their target sites. In most of the known cases this is done
by controlling, i.e. switching on/off expression of specific
receptors that mediate the function of hormones and other
inducers.
Based on the pervasive presence of the peripheral nervous
system all over the metazoan body, the CNS continually
monitors the actual state of the structure and function of
the animal, by continuously receiving a huge input of data
on the state of the system down to the level of individual
cells. The enormous computational capability allows the CNS
to compare data on the state of the system with the “normal
state” as determined by set points (=information for the
normal structure) it establishes. That comparison allows the
CNS to detect deviations from the norm, to make decisions,
and to send correcting signals to the aberrant structures.
Via specific signal cascades, its signals are translated
into messages for restoring the “normal state”.
The fact that the CNS, as controller of the integrated
control system, is in possession of information for the
“normal” structure, i.e. for the patterns of spatial
organization of the enormously large numbers of cells of
tens to hundreds of different types is a crucial one.
By definition, a control system in metazoans is potentially
a system of heredity, for possession of information for the
“normal” structure, along with the capability to communicate
that information to the offspring, is the central component
of a system of heredity. Indeed, this is what takes place in
the process of metazoan reproduction: the integrated control
system (ICS) functions as an epigenetic system of heredity.
The parental epigenetic system of heredity, with the CNS as
the source of epigenetic information, controls the function
of the reproductive tract, and related morpho-physiological
changes taking place there in the process of reproduction,
as well as production of gametes and the early individual
development.
In vertebrates, the input of various favorable environmental
stimuli (lengthening of the photoperiod, warmer temperature,
social factors, etc.) and internal stimuli (nutritional
state, changes in the hormonal balance, age, body weight,
etc.) is continually processed in the neural circuits in the
CNS. In response to these stimuli, at certain points in
time, in vertebrates these processing circuits release
electrical/chemical signals that stimulate specific
hypothalamic neurons to secrete gonadotropin-releasing
hormone (GnRH), which via the hypothalamic-pituitary-gonadal
(ovary and testicles) axis send stimulatory messages to
reproductive organs. These messages induce specific
morphophysiological and behavioral changes that prepare
these organs for starting the reproductive activity,
including gametogenesis, production of ova and sperm cells.
The timing of the sexual reproductive cycle is crucial for
the reproductive success in cyclic ovulatory species. In
moderate climate regions, it must be timed so that the
animal produces offspring at a time of the year when the
food availability, climate, and other conditions, are
optimal for raising the offspring. Thus, determination of
the time of mating, ovulation and fertilization in cyclic
ovulators, is species-specific because it takes into account
the length of the gestational period and the environmental
conditions at the time of birth. So, for instance, in
moderate climates, the best time for raising offspring, for
both cows and ewes, is the springtime, but due to
differences (~4 months) in the length of the gestational
period, cows start their reproductive cycle in spring-summer
and ewes in summer-autumn seasons in order to produce
offspring at approximately the same favorable time of the
year.
This clearly implies that these species have an internal
mechanism, or central clock, for timing the reproductive
phenomena. Indeed, not only vertebrates but even lower
invertebrate species, such as insects, are able to ascertain
the time of the year, based on the processing of data on the
photoperiod, temperature, etc. in their brains and,
accordingly, regulate their reproductive cycles and life
histories.
In vertebrates, the central clock in the hypothalamic SCN (suprachiasmatic
nucleus) determines the circadian changes in the expression
of thousands of genes fashioning the circadian physiology,
including reproductive physiology (Yamaguchi et al., 2003).
In most of the cyclic ovulatory vertebrates, the
hypothalamus, in response to signals from the
nonhypothalamic brain, also determines the annual or
seasonally increased activity of the GnRH pulse generator,
which is responsible for activating the pituitary-gonadal
axes and the ensuing morphophysiological and behavioral
changes related to their reproduction, including the
production of gametes.
All the signal cascades leading to production of gametes,
the egg cell and the sperm cell, start in the brain (neural
net in lower vertebrates) with electrical/chemical signals
(= epigenetic information) generated by processing of
internal and external stimuli in specific neural circuits.
Crucial in the processes of gametogenesis, in both dioecious
and parthenogenetic animals, is provision of egg cells and
sperm cells with appropriate epigenetic information that
enables these cells, and only these cells among more than
200 types of cells in higher vertebrates, to develop into
adult metazoan organisms.
Sound experimental evidence shows beyond doubt that this
epigenetic information, in the form of parental cytoplasmic
factors deposited in gametes, controls and regulates the
early development in vertebrates, from the first cleavage to
the phylotypic stage. It is essentially the absence of that
epigenetic information in somatic cells which, having the
same genetic information (genes and DNA) that the zygote
has, are incapable of developing into a multicellular
organism.
The epigenetic information necessary for the early
development is provided to gametes in the form of parental
cytoplasmic factors (long-lived mRNAs, hormones, secreted
proteins, neurotransmitters, tRNAs, nutrients, etc.)
deposited in a spatially strictly determined pattern and a
considerable number of imprinted genes. Initially, the
parental cytoplasmic factors act on their own (maternal
mRNAs after being translated into proteins) but later they
perform their functions mainly by regulating expression of
zygotic genes.
In
vertebrates, maternal gene products direct fertilization,
egg activation, the first cell division(s), and the
initiation of zygotic transcription. (Dosch et al., 2004)
The function of the parental epigenetic information in the
individual development terminates with the exhaustion of the
reserve of the maternal cytoplasmic factors at the
phylotypic stage, when an embryonic CNS is already
operational. After the phylotypic stage, it is the embryonic
CNS that provides the epigenetic information for all the
developmental processes, organogenesis and histogenesis, in
the form of inductive signals that activate developmental
signal cascades.
Thus, the biological reproduction in metazoans results from
a biphasic, transgenerational relay process, in which
epigenetic system(s) of heredity of the parent(s) and the
embryo are successively and complementarily involved (figure
7.1).

Figure 7.1. Diagramatic representation
of the biphasic mode of reproduction in oviparous metazoans
(in viviparous organisms maternal influence on the embryonic
development continues after the phylotypic stage, during the
whole intrauterine life). Note that the parental system only
provides epigenetic information for gametogenesis and the
early development. Epigenetic information for the post-phylotypic
development is generated from the embryonic and young CNS
(Modified from Cabej, 2004e1).
The Parental CNS-controlled Phase of Reproduction:
Gametogenesis and Early Development
Formation of egg cells and sperm cells, from lower
invertebrates to higher vertebrates, including humans, is
under strict neural control and regulation. Signals released
by specific neural circuits, as output of the processing of
internal (age, health, physiological state, psychological
state, etc.) and external (environmental temperature,
photoperiod, social factors, etc.) stimuli, start signal
cascades, which induce the morphological, physiological, and
behavioral changes necessary for regulating sexual behavior,
the function and structure of the reproductive tract and
gametogenesis, as well as ovulation and oviposition.
In lower invertebrates, secretory neurons are the exclusive
producers of hormones (hormonal system of the first order),
which act directly on the target organs and cells for
regulating reproductive activity; in higher invertebrates,
such as insects, the reproductive activity is cerebrally
controlled via specialized endocrine glands of the type of
corpora allata and prothoracic gland, but also via the local
innervation of reproductive organs. In vertebrates, the CNS
signals are transmitted to the reproductive organs via the
hypothalamus-pituitary-gonadal axis as well as via local
innervation. Other signals originating in the CNS, stepwise,
regulate the function of gonads and gametogenesis, formation
of mature egg- and sperm cells.
The mature egg cell in parthenogenetic species, and the
zygote in dioecious animals, are the only cell types capable
of developing into adult metazoan organisms. Obviously, this
unique capability is not related to the genetic information
they contain for all the rest of somatic cells in metazoans
are in possession of the same genotype, but cannot enter the
process of individual development. A somatic cell could also
develop into an adult organism if it knew how to, i.e. if it
would have the epigenetic information (parental cytoplasmic
factors and imprinted genes) the gametes are provided with.
Besides the direct participation of the products of their
translation in the establishment of the embryonic axes and
formation of germ layers, the epigenetic information
(maternal mRNAs and other products) in parthenogenetic eggs
and in gametes of dioecious metazoan species, represents
indispensable instructions on when, where, and how to
activate zygotic genes in the process of the early
development. It is the epigenetic information, which is
parentally provided in the processes of gametogenesis, that
endows the egg cell and the sperm cell with the monopoly of
procreation. The epigenetic information for early
development is provided to gametes in two basic forms:
- In the form of thousands of parental cytoplasmic factors
(gene transcripts, proteins, various protein and nonprotein
inducers, neurotransmitters, nutrients, etc.) deposited in
the egg in strict spatial arrangements.
- In the form of imprinted genes, i.e. genes that are
methylated, hence inexpressible.
The idea of the CNS control of the placement of parental
cytoplasmic factors and gene imprinting in both types of
gametes is one of the basic pillars of the epigenetic theory
of heredity presented in this work. Hence, its
substantiation has been a major objective of the research
for verifying it.
Depending on the species, the maternal/paternal CNS
regulates the deposition of cytoplasmic factors in gametes
in a number of experimentally identified ways:
1. Via communicating channels, gap junctions, and ring
canals, with the surrounding follicle cells. In insects and
other groups, most of the maternal factors in the oocyte
come from nurse cells, which, in the process of their
programmed death, by the end of oogenesis, force their whole
content into the oocyte (see chapter 4, section Neural
Control of Deposition of Parental Epigenetic Information in
Gametes of Insects). In contrast, in lower invertebrates
like Hydra, it is the oocyte that phagocytizes the
apoptosized nurse cells (Miller et al., 2000).
2. By neuroendocrine regulation of the level of maternal
cytoplasmic factors in body fluids (blood, hemolymph,
intercellular fluid). The oocyte actively takes up parental
factors from body fluids largely via the receptor-mediated
endocytosis (see chapter 4, section Neural Regulation by
Modifying Maternal Hormonal Level).
3. By differential uptake of maternal hormones and other
substances from the blood, which, in a number of
experimentally observed cases, determines differences in the
size of eggs, body size, vitality, morphology, and behavior
of the offspring (see chapter 4, section Neural Regulation
by Differential Uptake from the Blood).
4. In viviparous animals, under maternal neural control,
placenta regulates passage of maternal hormones, growth
factors, and secreted proteins as well as their respective
receptors. Controlled transplacental passage of maternal
factors to the embryo takes place throughout the gestational
period (see chapter 5, section Epigenetic Control of Early
Development in Mammals).
After fertilization, the zygote starts cleavage divisions.
Depending on species, parental cytoplasmic factors control
first cleavage divisions until the midblastula stage. In all
metazoan embryos, even after the activation of zygotic
genes, parental cytoplasmic factors continue to function as
inducers of the early development for varying periods, until
the phylotypic stage when their reserve is exhausted. They
induce transcription of zygotic genes and interact with
zygotic gene products. Recent empirical evidence
corroborates not only the considerable maternal control, but
has demonstrated a significant paternal contribution after
the activation of the zygotic genome (Wagner et al., 2004).
In different species, the control of the early development
by parental cytoplasmic factors continues for different
periods of time, and for different numbers of cell
divisions. In oviparous vertebrates, such as Xenopus laevis,
it persists up to the 12th cycle of cell divisions (>4,000
cell-stage). 47 maternal cytoplasmic factors are still found
to be active in the embryonic development of zebrafish at or
after the midblastula transition (MBT) stage.
In placental species, the “silent” period of zygotic genes
is shorter, 1-2 cleavage divisions, but the maternal control
to a degree continues during the whole embryonic
intrauterine development: cerebrally induced maternal
factors reach the embryo transplacental during the whole
intrauterine period.
Maternal factors present in the cytoplasm of the egg cell
include maternal transcripts (mRNAs) of most important genes,
such as cyclins, which determine the first cleavage divisions,
hence are among the earliest maternal transcripts to be
translated. Other maternal factors induce expression of genes
for the synthesis of neurotransmitters, and this takes place
very early at the blastoderm stage.
Three systems of maternal transcripts (bicoid mRNA, nanos
mRNA, caudal mRNA, and hunchback mRNA) determine the
establishment of the anterior-posterior axis in insects. In
insects, most of these these transcripts that come into the
egg cell from nurse cells, initiate a transcription sequence
of zygotic genes (gap-pair ruled-engrailed-homeotic).
In vertebrates, the first divisions of the zygote are
stimulated by translation of the maternal Cdc6 mRNA, which
makes possible the replication of zygotic chromosomes by
activating the MCM (minichromosome maintenance) helicase
complex (Lemaitre et al., 2002).
Where the sperm cell enters the egg cell, it induces the
cortical reaction, characterized by accumulation of a number
of maternal cytoplasmic transcripts (beta-catenin-, Wnt-,
Vg1-, Xwnt11-, Noggin-, and Activin mRNAs) determining, thus,
formation of the dorsal side of the future embryo. Signals
that induce mesoderm formation also are maternal cytoplasmic
factors of the dorsal region, probably FGF2 (fibroblast growth
factor 2) and BMP4 (bone morphogenetic protein 4). To this
group also belong maternal mRNAs for growth factors of the TGF-beta
superfamily of secreted proteins, Vg1 and activin. The activin
type II receptor is expressed in all the blastula cells and a
number of maternal TGF-beta growth factors, including Vg-1,
may bind it. Maternal RA (retinoic acid) is present in bovine
oocytes during all stages of their development. Via its
receptors, RA regulates expression of Hox genes, which have
RARE (RA response elements) in their enhancers and are
involved in establishing the anterior-posterior axis during
early gastrulation in vertebrates.
Maternal cytoplasmic factors also play an essential role in
the early development of mammals but, in distinction from
other groups of animals, the placental mode of reproduction
enables them to exert an additional, “real time” maternal
control on the embryonic development. In preparation for
implantation of the blastocyst, at the site of blastocyst
attachment to the endometrium, the latter expresses 22 genes
for growth factors (Paria et al., 2001), whose induction is
under the ultimate maternal CNS control. In mice, EGF
(epidermal growth factor) induces expression of its receptor,
EGFR, as early as the 8-cell stage blastocyst (Kim et al.,
1999). EGF is also expressed in oviducal and endometrial
membranes of pregnant pigs during the preimplantation period.
This, and the fact that EGFR is also present in the zygote,
suggests that maternal EGF is active in the blastocyst at this
early stage. A maternal neurotransmitter, serotonin, plays an
important role in mouse neurogenesis and on the formation of
serotonin circuitries in the CNS where it may act as a
“differentiation signal” (Lauder et al., 1981).
The early embryonic development ends at the phylotypic stage,
at a time when the parental epigenetic information in the form
of cytoplasmic factors is exhausted. Temporally, the
consumption of maternal cytoplasmic factors coincides with the
emergence of the functioning CNS at the phylotypic stage. At
this point in time, the CNS is capable of rising to occasion:
to generate and provide epigenetic information for molding the
extraordinarily complex species-specific structures and organs
that develop after the phylotypic stage.
The embryonic operational CNS, with established circuits, is
capable of neural computation. By computationally determining
the release of electrical/chemical signals for starting
specific signal cascades, it starts a long series of inductive
events, all over the embryonic structure, stimulating the
development of all the tissues, organs and other parts, the
whole metazoan morphology. After the phylotypic stage, to the
CNS goes the lion’s share, if not the whole, of the inductions
determining the development of metazoan morphology.
These crucial functions of the CNS as inducer of the
development of all the organs and organ systems in metazoans
may also account for its puzzling overearly emergence during
the individual development. These functions may be the reason
why the CNS (whose main function is considered to be
communication with the external environment) is consistently
the first organ system to develop in metazoans, although the
blood circulation system and excretory system, related with
nutritive and excretory functions, from the conventional
physiological view would be required to develop before any
other system. Its morphogenetic functions in the
postphylotypic development might also account for the
unproportionally large size of the embryonic CNS in early
development.
The Embryonic CNS-Controlled Phase: The Postphylotypic
Development
The phylotypic stage is a crucial moment in the individual
development, when embryos of different species, no matter how
different their initial development might have been, converge
toward a recognizable common Bauplan, displaying the basic
morphological features of the phylum. The phylotypic stage
follows the early development and starts at a time when the
parental epigenetic information in the form of maternal
cytoplasmic factors is exhausted. This informational crisis
unfolds at a critical moment: the postphylotypic development
requires incomparably greater amount of information for
morphogenetic processes (development of organs and other
metazoan structures) than the early development does.
Temporally, the informational crisis coincides with the
emergence of the functioning CNS at the phylotypic stage,
which appropriately responds to the input of data from the
developing embryonic structure, with “spontaneous” electric
activity, necessary for setting up neural circuits, for
modifying their synaptic morphology (Peinado, 2000; Zhang and
Poo, 2001) and sequentially generating the information
necessary for successive stages of the development.
The enormous amount of information necessary for establishing
these circuits and specific neuronal connections is not
inherited parentally, via gametes. The parental epigenetic
information in the form of cytoplasmic factors controls the
development of the initial structure of the CNS (and probably
the assembly of the initial neural circuits) at the phylotypic
stage. The epigenetic information for the development of post-phylotypic
structures is not inherited. What the embryo parentally
inherits is not an epigenetic program but an antientropic
contrivance that is the CNS, which is capable of
computationally generating the epigenetic information
necessary for the post-phylotypic development based on its
interaction with the developing embryonic structure.
Essentially, this interaction consists in the processing of
the afferent input (spontaneous electrical activity) from the
developing embryonic structure according to the brain’s ”best
guess” (Katz and Shatz, 1996) based on the “self-organizing
properties” (Weliky, 1999) of the nervous system. In the
absence of afferent input on the actual embryonic structure,
normal neural circuits are not formed (Penn et al., 1998) and
rat striatal neurons do not develop dendritic spines (Segal et
al., 2003). Empirically it is demonstrated that disruption of
that input from reaching the CNS (via denervation or
otherwise) may fully or partially prevent the embryonic
development of corresponding embryonic structures.
At the time of birth the vertebrate embryo has established an
estimated 70-80% of trillions of nonrandom, specific neuronal
connections it will have as an adult organism.
The operational embryonic CNS at the phylotypic stage is
developmentally self-reliant, and takes over the
postphylotypic development. By processing the input of
internal and external stimuli in neural circuits, it generates
its output in the form of chemical signals, which represent
information that via signal cascades, or via the nerve
endings, is communicated to various parts of the developing
embryo for inducing expression of specific genes and cell
differentiation. This epigenetic information induces the
development of tissues (muscle, bone, adipose, etc.), organs
(heart, endocrine glands, gastrointestinal tract, liver,
lungs, kidneys, gonads, etc.), and related developmental
phenomena, such as directed cell migration, programmed cell
death, left-right asymmetry, etc.
Additionally, in vertebrates the CNS expanded its organogenic
functions by evolving a do-it-yourself mode of operation. The
novel structures performing that function are the neural crest
and VENT cells, which form on (and from) the embryonic neural
tube/CNS and. Neural crest cells leave the CNS early during
embryogenesis and migrate to precisely determined sites
throughout the animal body, to contribute to the development
of most of the vertebrate tissues, organs and structures.
Before leaving the neural tube/CNS and starting their
migration, neural crest cells are provided with epigenetic
information for finding their way to specific sites of
migration and for transforming themselves as well as cells in
the target sites, into cell types characteristic for the
organs they give rise to.
In the process of post-phylotypic development, the embryonic
CNS in vertebrates extensively uses neurohormonal mechanisms
along the hypothalamic-pituitary-target glands. The CNS also
performs inductive/suppressive functions in targeted regions
of the body, via inducers released by local nerve endings of
the peripheral nervous system in order to restrict the action
of hormones in specific organs and parts of the body.
The Binary Neural Control of Gene Expression
Ultimately, genes are the mediators of all the morphogenetic
functions of the CNS in the postphylotypic development and
most of signal cascades originating in the CNS via
neuroendocrine pathways result in expression of a gene, group
of genes or even gene regulatory networks.
Hormones released at different levels of the
brain-hypothalamic-pituitary-target endocrine glands axes (and
other axes), as well as other inducers, via body fluids,
circulate throughout the animal body. Hence, the neurohormonal
control per se, i.e. without another complementary mode of
control, would be inappropriate for the development of
metazoan structures requiring targeted action of these
inducers in specific sites of the animal body.
The fact that hormones and other inducers, while circulating
throughout the animal body, display inductive activity only in
particular regions of the animal body, while the rest of the
regions of the body remain insensitive to their action,
suggests that metazoans have evolved a mechanism for targeted
action of these inducers in the animal body.
Besides the above spatially restricted action of inducers in
the animal body, a temporal correlation has been observed to
exist between the secretion of some morphogenetically crucial
hormones and the sensitization of target tissues to them:
It is as if tissues
somehow “know” when the hormonal signal will come and become
receptive to it only at that time. (Nijhout, 1999)
Hormones perform their activities by binding to specific
membrane or nuclear receptors in a process that triggers
activation of signal transduction pathways or nuclear factors,
with expression of specific genes as end result. Hence, the
theoretical possibility exists that animals could spatially
restrict the action of hormones in target sites by simply
expressing specific receptors for hormone receptors in these
sites alone, while preventing their expression in the rest of
the animal body. Adequate experimental evidence shows that
this is the case: sensitization of the target tissues to
hormones results from expression of specific hormone receptors
in the target cells and tissues, but not in other parts of the
body.
The temporal correlation of expression of hormones and their
specific receptors in particular regions of the body is not
self-explanatory: the fact that only target cells express the
respective hormone receptor, suggests that the information
necessary for secretion (not the synthesis) of the hormone and
expression of its specific receptor in target cells alone may
ultimately come from the same source.
Indeed, it is known that the synthesis and secretion of a key
insect hormone, the ecdysteroid, is regulated by a
neurohormone, PTTH (prothoracicotropic hormone) produced in
the insect’s brain. But there is also evidence that the
targeted expression and secretion of the receptor for the
ecdysteroid hormone, EcR, in DEO1 (dorsal external oblique1)
muscle in the moth, Manduca sexta, is regulated by
corresponding motoneurons (Hegstrom et al., 1998).
The above is a universal mechanism of the targeted action of
circulating inducers in metazoans rather than an isolated
example. Early in the course of their evolution, metazoans
resolved the problem of selective restriction of the hormone
action to particular parts of the animal body at particular
times by evolving a binary, humoral and adjacent, control of
gene expression. In this control system the action of
centrally induced signal cascades is permitted or prevented by
the action of local nerve endings, which induce expression of
specific hormone receptors only in target regions of the body.
The activity of this binary system of gene expression is
demonstrated in well-established examples of myogenesis
(Lawrence and Johnston, 1986; Currie and Bate, 1995; Bayline
et al., 1998), osteogenesis (Goss, R.J. 1969h; Zeng et al.,
1996; Edoff et al., 1997; Demulder et al., 1998), regeneration
(Goss, R.J. 1969h; Hall, B.K., 1998k), puberty in mammals (Riboni
et al., 1998), oogenesis in vertebrates (Morales et al.,
1998), expression of receptors for pituitary LH (luteinizing
hormone) in testicles (Lee et al., 2002), regulation of
progesterone synthesis and reproductive physiology in humans
(Fritz et al., 2001), secretion of estrogen and progesterone
under influence of nervous fibers descending from the
hypothalamus to the spinal cord, as well as sympathetic and
vagal preganglionic neurons (De Bortoli et al., 1998),
secretion of the juvenile hormone by corpora allata in insects
(Stay et al., 1996; Kou and Chen, 2000), ovulation and
determination of the number of deposited eggs in insects (Antkowiak
and Chase, 2003), regulation of ecdysone synthesis by the
neurohormone PTTH (prothoracicotropic hormone) and by direct
neural control (Chapman, 1998d), the development of the
laryngeal muscle in male Xenopus (Tobias et al., 1993), etc.
The adjacent control of gene expression is carried out by the
peripheral nervous system, which via nerve endings establishes
a ubiquitous presence all over the animal body, often down to
the cell level. Nerve endings in specific regions of the body,
by selectively inducing expression of specific hormone
receptors are responsible for limiting the action of
circulating hormones within the regions of prospective organs.
Thus, the binary system of neural control of gene expression
in metazoans prevents the indiscriminate action of circulating
hormones and enables metazoans to restrict in space and time
the action of hormones and other inducers.
Solid empirical evidence demonstrates that, from the
postphylotypic stage on, the embryonic CNS is systematically
involved in the formation of all other organs and organ
systems not only in its vicinity but throughout the animal
body. However, the evidence on the control of organogenesis by
the embryonic CNS deriving from experimental studies in the
developmental biology and related fields raises a new and more
difficult question: How does the embryonic CNS generate the
epigenetic information necessary for erecting the metazoan
supracellular structure?
Whereas an answer to this question is beyond the scope of this
work, a modest attempt was made in chapter 2 to descriptively
address this fundamental question based on the current
knowledge on the generation and storage of information in the
CNS. We have shown that this information is
processing-dependent by origin, while the precise
computational mechanisms determining the release of signals
(information) that start developmental pathways for
organogenesis remain to be determined.
Novel Features of the
Epigenetic System of Heredity
Genetic (Watson-Crick) heredity determined by the genome, as
exemplified in the reproduction of unicellular organisms, is
also operative in the reproduction of individual cells in
Metazoa and Metaphyta (Plantae). In the case of unicellular
organisms the full amount of genetic (in some well-known cases
also non-genetic) information for the two daughter cells is
produced by the mother cell and provided to them in the
process of cell division.
Metazoans as multicellular organisms, cannot rely for their
reproduction on the template, replicative or Watson-Crick
heredity alone, i.e. on transmission of genetic information
for the synthesis of proteins. For, although proteins are
necessary components of metazoans, their structural units or
building blocks are not proteins but cells, billions and
trillions of cells, arranged in strict spatial patterns
requiring huge amounts of non-genetic information. As argued
in chapter 1, the genetic information is qualitatively
unsuitable for determining the relative position of cells in
metazoans and quantitatively negligible compared to the amount
of information necessary for building their multicellular
structure.
The lack of the information for arranging the myriad of cells
in specific spatial paterns from which the metazoan morphology
arises represented a tremendous barrier for transition from
unicellular life to metazoan multicellularity. This barrier
stimulated a pressure for evolving a ew type of information
and an incomparably larger source of information. The solution
came with evolution of a specialized structure capable of
computating and generating the information for the
multicellular metazoan structure as well as for transmitting
it to the offspring. Crucial for the solution was the
differentiation of the neuron and the nervous system.
This was a key evolutionary innovation that would enable
parent(s) to communicate to the offspring only a part of the
necessary information, i.e. information for the early
embryonic development until the phylotypic stage, including
the formation of the operational nervous system. At this
juncture the embryonic and young nervous system takes over the
further, postphylotypic development until adulthood.
Thus, from an informational view a great distinction exists
between the Watson-Crick and epigenetic systems of heredity.
In unicellulars, the mother cell produces two copies of
itself, physically passing on to each daughter cell a complete
genetic information, the genome and the extragenomic genetic
and epigenetic factors. Metazoans, in distinction, do not
provide the offspring with the full amount of epigenetic
information necessary for the individual development. Their
contribute to the offspring is by far more modest: metazoans
only communicate to the zygote (egg cell in parthenogenetic
organisms) epigenetic information for advancing to a stage of
development when the embryo becomes informationally
self-reliable, a stage that coincides with the formation of
the Bauplan at the phylotypic stage, including the
development of the incipient nervous system, rather than
physically pass on to the offspring the full amount of the
information for the final adult structure. In order to
emphasize the distinction from the replicative heredity, i.e.
the fact that in metazoans parents do not physically transmit
to the offspring the full amount information for erecting
their structure, I will tentatively designate this
communicative heredity.
This mechanism of the communicative heredity is reminiscent of
the von Neumann machine that, when provided with the necessary
parts, could reproduce itself by appropriately assembling
these parts and then providing them with a tape containing
operating instructions. But being incomparably more
sophisticated than the von Neumann’s machine, all the “zoomachines”,
including us human beings, are different in some essential
ways:
1. In clear distinction from the von Neumann’s machine,
“zoomachines” are able to reproduce themselves not from parts
(cells, tissues, or organs) but from chemical “scratch” of
molecular elements.
2. While the von Neumann’s machine is assembled from the
“parental von Neumann machine”, the “zoomachine” is
self-assembled.
3. While the von Neumann’s machine” operates on instructions
provided by the parental machine, the “zoomachine”
computationally generates itself all the instructions
(epigenetic information) for its function.
4. In distinction from the von Neumann’s machine, which would
be operative only after being completely assembled, the
“zoomachine” is operative before being completely assembled,
while being self-assembled.
Like the parental epigenetic information provided with
gametes, which controls the pre-phylotypic development, the
embryonically derived information that controls the post-phylotypic
development is epigenetic in origin. That information is
generated in the embryonic CNS in the form of
electrical/chemical outputs resulting from the processing in
neural circuits of enormous input of the stimuli from the
developing embryonic structure and its environment. The
computational activity of the central nervous system is
essential for the epigenetic system of heredity.
As an evolutionary innovation, the epigenetic system of
heredity in metazoans represents a groundbreaking event in the
evolution of life on Earth, whose importance in the evolution
of life cannot be overestimated. It removed the principal
obstacle in the way of the evolution of the metazoan form of
life.
Essential in the evolution of the bigenerational epigenetic
system of heredity in metazoans was the acquisition of the
ability to produce self-developing unicellular structures,
gametes/zygotes. As mentioned earlier, metazoans do not
physically pass on the whole amount of the epigenetic
information, but via gametes, they communicate to the
offspring part of that information in the form of parental
cytoplasmic factors (mRNAs, proteins, hormones, growth
factors, neurotransmitters, nutrients, etc.) and imprinted
genes. Under the influence of internal and external stimuli,
by their own action and by activating specific zygotic genes,
the parental epigenetic information deposited in the zygote
controls and regulates the early development of metazoans up
to formation of the Bauplan of the phylum and the
species-specific operational CNS at the phylotypic stage. From
this point in time on, the developing embryonic CNS is capable
of determining cell differentiation, cell proliferation and
the related processes of organogenesis and individual
development in general. The postphylotypic metazoan embryo is
informationally a self-reliable structure that selforganizes
into an adult metazoan structure.
It is the parentally determined incipient CNS that, while
developing, stepwise generates the huge amount of information
necessary for the post-phylotypic development, for regulating
the differentiation and proliferation of cells as well as for
assembling billions/trillions of differentiated cells in that
highly specific spatial arrangement that, in our visual
perception, effectuates the animal morphology.
The epigenetic system of heredity is neither an extension nor
a development of the Watson-Crick system. It is essentially
product of an informational revolution and represents a
qualitatively new property of metazoan life. The Watson-Crick
system and the epigenetic system of heredity are
evolutionarily as discontinuous as the genetic code and
computational generation of epigenetic information are.
The epigenetic system of heredity is different from the
Watson-Crick system of heredity with respect to the source,
nature, and function of information it provides.
The genetic information is inseparable from the structure of
DNA, the carrier of genetic information. In the process of its
phenotypic expression (transcription and translation) a strict
correspondence is established between the structure of the
carrier of information, the gene, and the phenotypic product
of its expression (RNA or protein). The structural order
(primary structure) the genetic information induces in the
resulting protein reflects the order of nitrogen bases in the
nucleic acid structure. No similar correspondence exists
between the structure of a neural circuit or its output
(epigenetic information) and the order it determines in the
target tissue or organ..
In contrast with the genetic code, which is believed to have
been result of a “frozen accident”, the epigenetic information
generated in neural circuits is adaptation-oriented and highly
flexible. While a particular DNA segment codes for a strictly
determined amino acid sequence, in the CNS, the same
operational neural unit, the same circuit, depending on the
stimulus and on its computational properties, may adaptively
induce a number of different phenotypic results.
The computational processing of external stimuli and
processing-dependent adaptive generation of the epigenetic
information in neural circuits added a novel dimension to the
relationship between the living systems and their environment.
It enabled metazoans to virtually relate any external/internal
stimulus to any gene, as it is manifested in numerous facts of
expression of the same gene in response to different stimuli
and the same stimulus inducing expression of different genes
in the CNS of different species.
In the Watson-Crick system, in the process of the mitotic
division, parents pass on to the daughter cells not only the
total amount of genetic information in the form of DNA, the
genome, but also the matter and energy necessary for their
independent life. Both daughter cells are qualitatively
finished cells. The daughter cells may grow but they do not go
through a developmental process; they are born “developed”, in
the meaning that from the beginning they are morphologically
and functionally full-fledged individual organisms. The
physical continuity of the Watson-Crick system from the
parent to the offspring is in contrast with the physical
discontinuity of the parental and embryonic CNS in metazoans;
metazoans do not transmit to the offspring the full amount of
information necessary for developing species-specific
structure. What instead metazoans pass on to the offspring via
gametes is epigenetic information in the form of parental
cytoplasmic factors and imprinted genes that regulate the
formation of the zygote, the cleavage, and the early embryonic
development. The parentally provided epigenetic information is
consumed during the early development and has no role in the
postphylotypic development, histogenesis, organogenesis and
development of species-specific adult morphology.
The huge amount of information for the postphylotypic
development of metazoan supracellular structure is generated
in the embryonic CNS. It is the CNS that in the process of the
post-phylotypic development, in response to the input of
information on the developing embryonic structure throughout
the animal body, and the external stimuli, computationally,
stage-wise, generates the information necessary for the
individual development until adulthood. In this meaning, the
notion that in the process of their reproduction metazoans,
like unicellulars, “produce copies of themselves” is
inaccurate and misleading. In distinction from unicellulars,
metazoans produce self-organizing, information-generating
structures rather than “copies of themselves”.
Essential differences between the Watson-Crick and epigenetic
systems of heredity exist not only as far as the nature and
the mode of transmission of information is concerned, but also
in relation to the mechanisms of generation of new
information. In the Watson-Crick system, new information
emerges by random changes occuring in the structure of the
gene (DNA in general), as a result of thermodynamic factors.
If mutations in the DNA structure happen to increase the
fitness of the carrier in its environment, which is a very
rare occurrence, they will be favored, saved and propagated in
the offspring as new information, otherwise they will be
discarded in the process of elimination of their carriers
under the action of natural selection.
In distinction, the new epigenetic information results from
changes in the computational properties of circuits. These
changes are not random but adaptive changes resulting from the
adaptation-oriented processing of the input on
external/internal stimuli in neural circuits. Similarly to the
Watson-Crick system, whether the new epigenetic information
will be sustained, propagated, or lost in future generations
depends on natural selection.
The new genetic information arises randomly, and probably
accidentally, whereas the new epigenetic information is
computationally generated as an adaptive response of the
organism for buffering noxious effects of external (and
internal) agents or conditions.
During the template replicative Watson-Crick heredity the
number of offspring a unicellular can produce per mitotic
generation is strictly limited; it can produce only one copy
(two daughter cells) in its lifetime. In communicative
heredity, the possibility exists for the metazoan organism to
produce more than one (depending on species from one to
thousands) offspring during its lifetime.
As already mentioned, despite the essential differences
between the two systems of heredity, the evolution of the
epigenetic system of heredity does not mark the end of the
Watson-Crick system of heredity in metazoans. The Watson-Crick
system is still necessary and responsible for the heredity and
reproduction at the cell and molecular level, for the
biochemical evolution of metazoans in general. Hence, it is
conserved in metazoans as a system that is complementary to
the epigenetic system of heredity.
As for the relationship between the two systems in metazoans,
the epigenetic system of heredity comprises and is inseparable
from the genetic, Watson-Crick system of heredity. Both the
genetic and epigenetic systems of heredity are present and
operational at the cellular and supracellular levels
respectively. They are functionally complementary and their
mutual relationship has found a vivid expression in Medawars’
aphorism: “Genetics proposes, epigenetics disposes”. This is
unambiguously manifested in the fact that, in metazoans all
the signal cascades leading to expression/suppression of
nonhousekeeping genes, and signals for cell reproduction and
differentiation start with generation of electrical/chemical
signals (=epigenetic information) in the CNS, or chemical
signals released by local nerves. Thus, while complementary to
the epigenetic system, the Watson-Crick system of heredity is
subordinate to it.
The study of the epigenetic system of heredity and the
epigenetic information, an almost terra incognita so far,
could provide new insights into the nature of metazoan
evolution and enable us to understand many of the unexplained
biological phenomena, including the mechanisms of their
evolutionary adaptation.